Broker Dealer Chief Compliance Officer Jobs in New York City, New York | ComplianceCrossing.com
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Broker Dealer Chief Compliance Officer Jobs in New York City






Job info
 
Company
Sterling National Bank
Location
new york city, New York
Posted Date
Nov 22,2017
Info Source

Sterling National Bank is an organization committed to strong growth. Our significant accomplishments are a direct result of continuous hard work by our..

 
Company
Cybercoders
Location
New York, NY
Posted Date
Nov 21,2017
Info Source

CTO - Needed ASAP!! Do you live in New York? Looking to work for a start-up company? Experience in ... Your Right to Work – In compliance with federal law, all ..

 
Job title
Company
Mta Long Island Rail Road
Location
Queens, New York
Posted Date
Nov 21,2017
Info Source

He/she is the LIRR EAM Accountable Executive as per FTA Federal Transit Asset Management compliance requirements. Under the Chief EAM Officer, the EAM office will establish and maintain congruency .....

 
Company
Colgate-Palmolive
Location
New York, NY
Posted Date
Nov 20,2017
Info Source

... Chief Legal Officer and Secretary and the Chief of Staff in connection with the Global Legal ... in compliance with state, Federal, listing and other requirements, including the Company .....

 
Company
CFO Strategies, LLC
Location
New York, NY
Posted Date
Nov 16,2017
Info Source

Work closely with the project managers and chief estimator to ensure the timely and accurate ... Monitor compliance with the internal controls and operating procedures, and establish periodic self .....

 
Company
The Execu|Search Group
Location
Bronx, New York
Posted Date
Nov 15,2017
Info Source

In this role, the Chief Clinical Officer will oversee newly designated Federally Qualified Health ... Ensure compliance with NYSDOH requirements for Article 28 and Article 31 clinics * Oversee .....

 
Company
Oerlikon Surface Solutions
Location
Old Westbury, NY
Posted Date
Nov 15,2017
Info Source

Ensure compliance with local, state, and federal budgetary reporting requirements * Work with department managers to develop five year business plans * Assist in establishing short- and long-range .....

 
Job title
Company
(unknown company)
Location
new york city, New York
Posted Date
Nov 13,2017
Info Source

Assist in the overall design and implementation of the Compliance Program for US Broker-Dealer ? Perform periodic Compliance..

 
Company
Avalon Executive Search
Location
New York, NY
Posted Date
Nov 10,2017
Info Source

Broker Dealer Software Sales- Financial Markets Our client is a dynamic, fast-growing software ... Compliance and Data Management solutions for more than two decades servicing financial institutions .....

 
Company
Highbridge Advisory Council
Location
Bronx, NY
Posted Date
Nov 10,2017
Info Source

We are seeking a Chief Executive Officer with dynamic visionary leader who is capable of ... compliance with the state and federal regulations * Enable the Board to fulfill its governance ..

 
Company
Glocap
Location
New York, NY
Posted Date
Nov 10,2017
Info Source

Executive Assistant (for CEO/CIO) LOCATION: New York, NY HOURS: 8:30am-6pm (with flexibility/phone ... compliance, IT, human resources, and legal professionals as well as COOs, CFOs, bankers .....

 
Job title
Company
Cybercoders
Location
New York, NY
Posted Date
Nov 08,2017
Info Source

CFO If you're a CFO with significant non-profit experience, please read on! Top Reasons to Work ... Oversee all accounting functions (including management of the budget, compliance, internal audit .....

 
Job title
Company
Trandon Associates, Inc
Location
Westchester, NY
Posted Date
Nov 08,2017
Info Source

College based in Westchester is seeking a CFO to join their team. Qualifications include: ​ ... Ensure that is in compliance with legal, contractual, debt covenant, and other requirements..

 
Job title
Company
The Execu|Search Group
Location
Paramus, New Jersey
Posted Date
Nov 04,2017
Info Source

The Controller / CFO will: * Prepare financial reports to support the business needs including the ... Ensure compliance with relevant financial reporting standards, tax regulations and other relevant .....

 
Job title
Company
Trandon Associates, Inc
Location
Teaneck, NJ
Posted Date
Oct 31,2017
Info Source

Experience as a CFO or Controller level position/capacity * 10 + years experience with senior ... · Ensure compliance with appropriate Generally Accepted Accounting Principles and audit .....

 
Company
C-Level/EVP/Director Executive Search
Location
Upper Saddle River, NJ
Posted Date
Oct 11,2017
Info Source

Chief Operating Officer Reporting to the President and CEO and partnering with Board members, COO ... monitor compliance * Oversee the progress of daily operations of the company and the work ..

 
Company
CMP.jobs
Location
New York, NY
Posted Date
Oct 06,2017
Info Source

... years experience as a lawyer, compliance officer, or chief compliance officer within an institutional capital markets ... banking 5+ years as a Chief .....

 
Company
Telsey Advisory Group
Location
New York, NY
Posted Date
Oct 02,2017
Info Source

Interface with media networks and compliance for CEO's TV, print and radio appearances * Special ... consulting brokerage firm focused on the consumer sector. With our long-standing history of .....

 
Company
South Street Designs
Location
Jersey City, NJ
Posted Date
Sep 18,2017
Info Source

The CFO will have primary day-to-day responsibility for planning, implementing, managing and ... Ensure that effective internal controls are in place and ensure compliance with GAAP and applicable .....

 
Company
Sterling Life Sciences
Location
Richmond, New York
Posted Date
Sep 13,2017
Info Source

... compliance with GCP/GMP standards in partnership with the strategic quality initiative 12 ... CEO Jobs, Marketing Jobs, Manufacturing Jobs, Oncology Jobs, Cardiology Jobs, Hematology Jobs .....

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