Broker Dealer Compliance Officer Jobs in Massachusetts | ComplianceCrossing.com
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Broker Dealer Compliance Officer Jobs in Massachusetts






Job info
 
Company
#twiceasnice Recruiting
Location
Woburn, MA
Posted Date
Aug 13,2018
Info Source

Compliance Officer Location: Split time between Woburn, MA and Northeastern CT Salary: ~$75,000 +Full Benefits Reporting to General Manager Job Type: Full-Time Start Date: ASAP What We Love About .....

 
Company
#twiceasnice Recruiting
Location
Framingham, MA
Posted Date
Aug 13,2018
Info Source

Compliance Officer Location: Split time between Woburn, MA and Northeastern CT Salary: ~$75,000 +Full Benefits Reporting to General Manager Job Type: Full-Time Start Date: ASAP What We Love About .....

 
Company
Domeyard
Location
Boston, MA
Posted Date
Aug 08,2018
Info Source

This is an entry level position with flexible opportunities for career growth up to the COO level ... prime brokers. * Regulatory compliance (preparing quarterly and annual filings) * Researching .....

 
Company
Catholic Social Services
Location
Fall River, MA
Posted Date
May 29,2018
Info Source

Chief Operating Officer Catholic Social Services (CSS) is the human services arm of the Catholic ... dealing with social welfare issues. Overall Organizational Indicators: Ensures compliance with all .....

 
Company
Wellington Management Company, LLP
Location
Dorchester Center, MA
Posted Date
Aug 06,2018
Info Source

Qualifications Undergraduate degree and minimum of 2 - 5 years of experience with an investment adviser, broker-dealer and/or compliance consultant, preferably to include experience with marketing .....

 
Company
Dana-Farber Cancer Institute
Location
Boston, MA
Posted Date
Aug 06,2018
Info Source

Grants & Contracts Officer this position must protect the Institute from non-compliance with sponsor policies and therefore must be proactive in dealing with all aspects of grants management..

 
Company
Carroll Enterprises, Inc.
Location
Worcester, MA
Posted Date
Jun 03,2018
Info Source

Oversee all associated persons' compliance with broker-dealer and industry requirements with regard to issues such as, but not limited to: annual compliance meetings firm element continuing education .....

 
Company
Needham Bank
Location
Needham, MA
Posted Date
Jul 25,2018
Info Source

Knowledgeable in research analysis, Internet environment, survey methods, regulatory compliance ... Capable of dealing calmly and professionally with numerous different personalities from diverse .....

 
Company
Father Bill's & MainSpring
Location
Brockton, MA
Posted Date
Aug 07,2018
Info Source

The Senior Programs Director reports to the Chief Operating Officer, directly supervises a team of ... In partnership with Program Development/Compliance department, oversee monitoring and evaluation .....

 
Company
Old Colony Investment Services
Location
Hingham, MA
Posted Date
Aug 08,2018
Info Source

... broker/dealer and vendors for instructions, questions, compliance, processing, and follow-up Client Services • Handle all client calls and types of requests including portfolio inquiries .....

 
Company
AXA Advisors- NC Corporate
Location
Wellesley, MA
Posted Date
Aug 02,2018
Info Source

... compliance oversight and supervision. In addition, the District Manager will exemplify the ... It is a broker/dealer and the retail distribution channel for AXA Equitable Life Insurance Company .....

 
Company
Catholic Social Services
Location
Fall River, MA
Posted Date
May 29,2018
Info Source

CEO Supervisory Responsibility: The Vice President (VP) of Program Services will oversee the ... compliance with all regula..

 
Company
Wellington Management Company, LLP
Location
Boston, MA
Posted Date
Jan 26,2018
Info Source

Qualifications Undergraduate degree and minimum of 2 - 5 years of experience with an investment adviser, broker-dealer and/or compliance consultant, preferably to include experience with marketing .....

 
Company
Key Career Services
Location
Boston, MA
Posted Date
Jul 19,2018
Info Source

... Broker-Dealer, to join independently owned firms not affiliated with the brokerage company (regional firms with significantly lower regulatory & compliance burdens), while still leveraging their .....

 
Company
MortgageEducation.com
Location
Boston, MA
Posted Date
Jun 13,2018
Info Source

Additionally, we provide compliance and an Education Management System for companies. Our products ... Our product is required for any mortgage broker or loan officer to obtain a license and enter ..

 
Company
CBRE
Location
Boston, MA
Posted Date
Jul 27,2018
Info Source

Direct experience dealing with regulatory agencies and / or compliance officers is preferred. Experience working in manufacturing, construction, and / or facility maintenance and management is .....

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