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162

Capital Market Compliance Officer Jobs





Job info
SPONSORED JOB
Company
Los Angeles Community College District
Location
Los Angeles, CA
Posted Date
Nov 12,20
Source
Employer     

... currently recruiting for an ADA compliance officer An ADA compliance officer develops implements and evaluates policies ... administration of a comprehensive District compliance program facilitating accessibility for individuals .....

SPONSORED JOB
Company
Massachusetts Commission Against Discrimination
Location
Boston, MA
Posted Date
Nov 21,20
Source
Employer     

compliance officer I 2000079Z GENERAL STATEMENT OF ... are strongly encouraged to apply compliance officer I compliance officer I United States-Massachusetts-Boston-1 Ashburton Place ... I United States-Massachusetts-Boston-1 Ashburton Place compliance

SPONSORED JOB
Company
Honeywell International Inc.
Location
Phoenix, AZ
Posted Date
Nov 28,20
Source
Employer     

... internal export controls to ensure compliance with regulatory agencies You will ... operational processes for assuring trade compliance You will support the law ... department in investigating and resolving..

 
Company
**********
Location
Boise, ID
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

... administering and managing the enterprise’s Compliance Program. This leadership position is ... and reporting the status of compliance program effectiveness to the CEO ... Groups and the Audit and..

 
Company
**********
Location
Plano, TX
Posted Date
Nov 28, 2020
Info Source
Employer  - Full-Time   

... information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. ... company.Responsible for monitoring to assure compliance with federal, state, agency, legal ... regulatory..

 
Company
**********
Location
Orem, UT
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

Compliance Officer Position Category: Staff - Full-Time ... Counsel is seeking a University Compliance Officer. This role is primarily responsibility ... primarily responsibility for coordinating university-wide compliance planning, monitoring, and..

 
Company
**********
Location
Washington, DC
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

... internal export controls to ensure compliance with regulatory agencies. You will ... operational processes for assuring trade compliance. You will support the law ... department in investigating and resolving..

 
Company
**********
Location
Orem, UT
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

Compliance Officer Position Category : Staff - ... Counsel is seeking a University Compliance Officer. This role is primarily responsibility ... primarily responsibility for coordinating university-wide compliance planning, monitoring, and..

 
Company
**********
Location
Collinsville, IL
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

DescriptionThe Regulatory Compliance Officer works with other staff members ... monitors the gaming operation for compliance with all requirements of the ... and direct property and corporate compliance programs to..

 
Company
**********
Location
Dallas, TX
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

... information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. ... company.Responsible for monitoring to assure compliance with federal, state, agency, legal ... regulatory..

 
Company
**********
Location
Gardner, MA
Posted Date
Nov 29, 2020
Info Source
Employer  - Full-Time   

Company Description: Since 1963, Mount Wachusett Community College has built a tradition of providing innovative undergraduate education, workforce development, personal enrichment, and community service to North Central Massachusetts and beyond.Mount Wachusett ..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

... Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for ... framework. Key Activities include: Providing compliance coverage to an assigned function/business/product. .....

 
Company
**********
Location
Tampa, FL
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

... Description Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Assurance team ... Assurance team responsible for assessing compliance risks and controls implemented by .....

 
Company
**********
Location
Warsaw, KY
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance, regulatory and reputational risk across ... strengthen the firms culture of compliance...

 
Company
**********
Location
Buffalo, NY
Posted Date
Nov 27, 2020
Info Source
Recruiter  - Full-Time  

... is looking to hire a Compliance Officer. This legal professional will be ... duties include:u003Cu002Fstrongu003Eu003Culu003Eu003Cliu003EDirecting, interpreting and assuring compliance with all state laws and ... completion of complex reportsu003Cu002Fliu003Eu003Cliu003EVerifying..

 
Company
**********
Location
Akron, AL
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

... are currently seeking a Chief Compliance Officer to join their senior leadership ... 10 years' experience in a compliance capacity. Experience with BSA, AML, ... Incumbent will supervise the..

 
Company
**********
Location
Tampa, FL
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

... Job Description Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... and design and deliver a compliance monitoring and risk management framework .....

 
Company
**********
Location
New York City, NY
Posted Date
Nov 28, 2020
Info Source
Employer  - Full-Time   

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day ... risk behaviors..

 
Company
**********
Location
Boise, ID
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

... administering and managing the enterprise’s Compliance Program. This leadership position is ... and reporting the status of compliance program effectiveness to the CEO ... Groups and the Audit and..

 
Company
**********
Location
Arlington, VA
Posted Date
Nov 29, 2020
Info Source
Employer  - Full-Time  

Job Number: R0095999 CTO and Compliance Analyst The Challenge: Work at the forefront of cyber security where you can apply expertise, attention to detail, and communication expertise to processing and tracking ..

 
Company
Honeywell International Inc.
Location
Phoenix, AZ
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

... internal export controls to ensure compliance with regulatory agencies. You will ... operational processes for assuring trade compliance. You will support the law ... department in investigating and resolving..

 
Company
**********
Location
Fremont, CA
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

The Compliance Officer is a senior member of ... a senior member of the Compliance organization and oversees the Compliance program for the Neurovascular division ... high level of independence...

 
Company
**********
Location
New York City, NY
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

... a accomplished and experienced Covid Compliance Officer to bring their expertise to ... channels You Have Previous Covid Compliance Officer experience On-set production experience, specifically ... specifically post-Covid a..

 
Company
**********
Location
Jersey City, NJ
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

... and Citi Commercial Bank Independent Compliance Risk Management (ICRM) Operations and ... Management (ICRM) Operations and Technology Officer for NAM. This individual will ... This individual will provide product..

 
Company
**********
Location
Greensboro, NC
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

... Information Truist Senior Employee Benefits Compliance Officer in Greensboro North Carolina Req ... for the delivery of ERISA Compliance Services as part of a ... to time. 1. Provide..

 
Job title
GRANTED JOB
Company
**********
Location
Jersey City, NJ
Posted Date
Nov 27, 2020
Info Source
Employer  - Full-Time   

Recent Grads Welcome Compliance Officer Jersey City, NJ. Perform surveillance ... surveillance analysis of trading & market activity. For reqs & to ... by the employer. Related Searches Compliance Manager..

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