Capital Market Compliance Officer Jobs in Massachusetts | ComplianceCrossing.com
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Capital Market Compliance Officer Jobs in Massachusetts






Job info
 
Company
NBCU
Location
New Bedford, MA
Posted Date
Oct 16,2018
Info Source

... Officer reports to the Lending Manager. AMOUNT OF INDEPENDENT ACTION OF THE POSITION Approval ... lending. § Compliance with Bank Secrecy Act, OFAC and USA PATRIOT Act including Member .....

 
Company
AMS Practice Management
Location
Waltham, MA
Posted Date
Oct 16,2018
Info Source

... Compliant Management Database regarding customer/patient product inquiries and complaints and ... Market Clinical Surveillance MDR/ADE reporting decision process within regulatory timeframes.  .....

 
Company
The Compliance Search Group
Location
Boston, MA
Posted Date
Oct 13,2018
Info Source

Works with internal and external legal staff, Chief Compliance Officer, investment managers and operations personnel to respond to compliance queries and resolve compliance related issues in a timely .....

 
Company
UniBank for Savings
Location
Whitinsville, MA
Posted Date
Jul 11,2018
Info Source

The Compliance & Risk Manager, under the direction of the Chief Risk Officer, is responsible for the effective planning, coordination, implementation and monitoring of the Bank's and its subsidiaries .....

 
Company
Wellington Management Company, LLP
Location
Boston, MA
Posted Date
Oct 10,2018
Info Source

... capital markets. Our investment solutions, tailored to the unique return and risk objectives of ... Gather definition of & articulate requirements for Trading Compliance functions for the Investment .....

 
Company
Hollister Staffing, Inc.
Location
Boston, MA
Posted Date
Aug 24,2018
Info Source

This individual will work to support the compliance officer. The Compliance Assistant must demonstrate initiative, excellent time management skills, organizational skills, and demonstrated computer .....

 
Company
Winchester Savings Bank
Location
,
Posted Date
Aug 24,2018
Info Source

... Officer, the Compliance QC Specialist collaborates with management and internal audit to achieve compliance with laws and regulations and secondary market guidelines and rules. Provides guidance and .....

 
Company
Wellington Management Company, LLP
Location
Boston, MA
Posted Date
Aug 08,2018
Info Source

... capital markets. Our investment solutions, tailored to the unique return and risk objectives of ... Lead, Compliance Applications Location: Primary: Boston # of Employees Supervised: 4 Travel .....

 
Company
Medford Wellington Service
Location
North Billerica, MA
Posted Date
Aug 14,2018
Info Source

Site Safety Compliance Officer Medford Wellington Service Company is a rapidly growing HVAC/Refrigeration, Plumbing, Sheet Metal, and Electrical Contractor. We will be adding a Safety Compliance .....

 
Company
All Care Plus Pharmacy
Location
Northborough, MA
Posted Date
Aug 03,2018
Info Source

Assist and support the Executive Director of Operations, who also serves as the Corporate Compliance Officer, in essential work areas such as license renewals, contract applications, accreditation .....

 
Company
Capital Markets Advisors
Location
Boston, MA
Posted Date
Aug 20,2018
Info Source

Company Description CMA's Recruiting/Staffing Division is comprised of recruiters who are highly knowledgeable with 20+ years of experience in brokerage, capital markets, and banking compliance .....

 
Company
Yardi Systems
Location
Waltham, MA
Posted Date
Jun 14,2018
Info Source

The Operations Compliance Specialist performs vendor screening processes for property owner/manager ... market leadership in the multi-billion dollar global commercial real estate industry. We employ .....

 
Company
East Cambridge Savings Bank
Location
Cambridge, MA
Posted Date
Sep 28,2018
Info Source

Under the guidance of the Senior Vice President/Chief Lending Officer, oversees and develops ... Identifies and reports compliance related issues and suspicious activity. Other Job .....

 
Company
International Search Consultants
Location
Boston, MA
Posted Date
Oct 03,2018
Info Source

Ensure implementation and compliance meet security precautions and protect customer deposits ... SBA - Business Development Officer Requirements for SBA Business Development Officer: * Bachelor .....

 
Company
Hollister Staffing
Location
Boston, MA
Posted Date
Oct 03,2018
Info Source

Reporting to the Chief Compliance Officer, this role will be responsible for leading assurance reviews across the company. This company is widely regarded as one of the top places to work ..

 
Company
Market leader in the Semiconductor Lithography equipment
Location
Andover, MA
Posted Date
Sep 10,2018
Info Source

Perform detailed design to meet industry and regulatory compliance requirements * Develop, document, and execute DVT plans. Report on results and recommend appropriate engineering tradeoffs to .....

 
Company
Joyal Capital Management
Location
Plymouth, MA
Posted Date
Oct 11,2018
Info Source

Analyst Joyal Capital Management LLC JCM Opportunity Fund I, LLC Joyal Capital Management is a ... CEO and Managing Partner Responsibilities: * Perform multi-level modeling using excel and ARGUS .....

 
Company
Yardi Systems
Location
Waltham, MA
Posted Date
Jul 10,2018
Info Source

As an Account Manager for Vendor Compliance, you will provide multiple aspects of account ... market leadership in the multi-billion dollar global commercial real estate industry. We employ .....

 
Company
Sheshunoff Consulting
Location
Boston, MA
Posted Date
Oct 06,2018
Info Source

Assist with regulatory compliance examination preparation; Validate and document previous ... We develop specific solutions for your bank and your market, all based on our years of best .....

 
Company
Carruth Capital LLC
Location
Framingham, MA
Posted Date
Nov 16,2015
Info Source

Preparation of operating and capital budgets * Oversee collection of rent, payment of invoices and lease compliance. * Preparing scopes of work and bidding out maintenance and construction projects..

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