Capital Markets Compliance Jobs in Greenburgh, New York | ComplianceCrossing.com
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Capital Markets Compliance Jobs in Greenburgh






Job info
 
Company
Standard Chartered Bank
Location
Manhattan, NY
Posted Date
Nov 22,2017
Info Source

... Capital Markets, Risk, Service Delivery, etc. 2) Risks are appropriately identified and managed. 3) The client portfolio is managed in compliance with the regulatory environment, keeping up to date .....

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Nov 22,2017
Info Source

Global Markets; and Investment Banking and Capital Markets. These divisions are supported by our Corporate functions, including technology, operations, risk management, compliance and more. We .....

 
Company
Galen Technology Solutions
Location
New York, NY
Posted Date
Nov 18,2017
Info Source

Advanced SQL and database skills (SQL Server, Oracle) Strong knowledge of capital markets ... and compliance professionals. Coordinate and control the Project Management process through all .....

 
Company
Nuveen Investments
Location
New York, NY
Posted Date
Nov 18,2017
Info Source

... capital markets/finance experience, specifically in commercial real estate. Tasks will include ... Ensure compliance with the TH Real Estate procedures and processes for obtaining and closing all .....

 
Company
E*Pro, Inc.
Location
New york City, NY
Posted Date
Nov 17,2017
Info Source

... compliant with enterprise data standards, and delivers on business and regulatory use casesAlign ... Skills Knowledge of Global/Capital Markets businesses, products, and business processes, including .....

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Nov 11,2017
Info Source

Global Markets; and Investment Banking and Capital Markets. These divisions are supported by our Corporate functions, including technology, operations, risk management, compliance and more. We .....

 
Job title
Company
First Derivatives plc
Location
New York, NY
Posted Date
Nov 10,2017
Info Source

... capital markets industry, with over 1700+ staff globally. Focused on financial institutions that ... Previous experience of Compliance, Anti Financial Crime or Risk Assessments within an Investment .....

 
Company
First Derivatives plc
Location
New York, NY
Posted Date
Nov 10,2017
Info Source

First Derivatives are currently seeking experienced Business Analysts with exposure in Compliance and Regulations (CCAR/AML/KYC/Dodd Frank/EMIR/BASEL/Volcker/MiFID etc) to join our Capital Markets .....

 
Company
Galen Technology Solutions
Location
New York, NY
Posted Date
Nov 02,2017
Info Source

The North America Global Markets Front-Office group provides investors with a full capital markets ... Partner with senior business sponsors, platform supervision, compliance, and business management to .....

 
Company
PWC - US
Location
New York, NY
Posted Date
Nov 01,2017
Info Source

You'll serve the public interest and the capital markets by conducting quality audits. Visit for ... compliance-related activities - Identifying opportunities for companies to effectively mitigate .....

 
Company
HSBC Private Bank
Location
New York, New YorkNew York
Posted Date
Nov 01,2017
Info Source

... Compliance policy.    * Strong analytical / quantitative skills / modelling skills * Excellent presentation and communication skills * Understanding of capital markets, interest rate and .....

 
Company
New York University
Location
New York City, New York
Posted Date
Oct 23,2017
Info Source

... compliance. In addition, the Associate Director will collaborate with the other members of the ... Advanced knowledge of and experience in the municipal debt capital markets as a banker, financial ..

 
Company
Freddie Mac
Location
Jersey City, NJ
Posted Date
Oct 22,2017
Info Source

Interaction with various departments (e.g., trading, sales, middle office, Finance, GL Compliance, technology, various departments within Operations) to support the portfolio of work. * Management of .....

 
Company
Moody's Investors Service
Location
New York, New York
Posted Date
Oct 19,2017
Info Source

Compliance Department At least five years of compliance and/or audit experience focusing on ... Financial institutions or capital markets environment experience. Excellent interpersonal skills .....

 
Company
PWC - US
Location
New York, NY
Posted Date
Oct 17,2017
Info Source

You'll serve the public interest and the capital markets by conducting quality audits. Visit for ... compliance-related activities - Identifying opportunities for companies to effectively mitigate .....

 
Company
Key Career Services
Location
New York, NY
Posted Date
Oct 10,2017
Info Source

Interface with other parts of the ADG business, such as Legal, Operations, Insurance, Environmental, as well as other departments such as Capital Markets, Corporate Risk Management, Compliance .....

 
Company
CMP.jobs
Location
New York, NY
Posted Date
Oct 06,2017
Info Source

Qualifications 15+ years experience as a lawyer, compliance officer, or chief compliance officer within an institutional capital markets or international corporate banking 5+ years as a Chief .....

 
Company
UBS
Location
New York, NY
Posted Date
Sep 29,2017
Info Source

Do you have a keen interest in Capital Markets? We're looking for an AD to D to handle the ... Compliance. – Lead business requirements for IT changes involving risk, finance, ..

 
Company
BNP Paribas
Location
New York, NY
Posted Date
Sep 20,2017
Info Source

The bank is a global leader in Debt Capital Markets and Derivatives. It is a top European house in ... In this context, Group Compliance has decided to have a strong ..

 
Company
BNP Paribas
Location
New York, NY
Posted Date
Sep 05,2017
Info Source

Domestic Markets and International Financial Services (whose retail-banking networks and financial ... Liaison between Capital Market Surveillance and the relevant trading desks Assisting in development .....

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