Chief Regulatory Counsel Jobs in New York City, New York | ComplianceCrossing.com
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Chief Regulatory Counsel Jobs in New York City

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Company
Location
New York City, NY
Posted Date
Jan 06, 18
Info Source
Recruiter  - Full-Time  90 
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20

Do you have a unique background combining law and finance/hedge funds? Life After Law has the right opportunity for you! Our Client is a Hedge Fund in need of a Chief ..

 
Company
Location
New York City, NY
Posted Date
Feb 05, 18
Info Source
Employer  - Full-Time   
Total Views
4

About KindurKindur is reimagining financial wellness during retirement. Our customers are faced with a series of complex and interwoven decisions about replacing their income, making savings last, transitioning to a new ..

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Feb 22,2018
Info Source

... Counsel and Chief Compliance Officer (GC/CCO) for the Registered Investment Adviser. The GC/CCO ... as with regulators, investors, and prospective investors, on general legal matters and items .....

 
Company
Insurance, New York, NY
Location
New York, NY
Posted Date
Feb 16,2018
Info Source

... rules and regulations. The COO will proactively identify performance trends, ensure ongoing ... As a thought leader within the organization and the field, the COO will advise and counsel the ..

 
Company
Insurance, New York, NY
Location
New York, NY
Posted Date
Feb 16,2018
Info Source

COMPANY is seeking a General Counsel & Chief Compliance Officer (GC/CCO) for the Registered ... as with regulators, investors, and prospective investors, on general legal matters and items .....

 
Company
JPMorgan Chase and Co
Location
New York, NY
Posted Date
Feb 14,2018
Info Source

This structure encourages legal teams to communicate legal and regulatory changes to the businesses ... a Deputy Chief Legal Officer of JPMS, LLC, the firm s major U. S. broker-dealer. The ..

 
Company
JPMorgan Chase and Co
Location
Jersey City, NJ
Posted Date
Feb 14,2018
Info Source

Each line of business has an LOB General Counsel, who is the Practice Group Head and who reports to ... or regulatory implications to the legal teams in a timely manner. ..

 
Company
Corporate Asset Mgmt/Investment Advisory Services, Jersey City, NJ
Location
Jersey City, NJ
Posted Date
Feb 09,2018
Info Source

In conjunction with colleagues from Legal and Compliance, evaluate and disseminate regulatory ... counsel as needed * Collaborates with the Vendor Management Committee on identifying and addressing .....

 
Company
Insurance
Location
New York, NY
Posted Date
Feb 07,2018
Info Source

Knowledge of privacy laws and regulations. * Ability to address complex and challenging issues and ... Chief Compliance Officer. POSITION OVERVIEW: This newly created position will serve as Privacy .....

 
Company
New York State Department of Financial Services
Location
New York, NY
Posted Date
Jan 27,2018
Info Source

Chief of Groupwide Supervision (Exempt) Location: One State Street, NYC Business Unit: Insurance ... General Counsel in drafting proposed regulations, legislation and circular letters, and .....

 
Company
Civil & Social Organization, New York, NY
Location
New York, NY
Posted Date
Jan 26,2018
Info Source

Work with Company legal counsel, oversee risk management and legal activities * Strategy & Talent ... Regulatory oversight and legal compliance * Lead and train managers across the organization..

 
Company
Hilton Grand Vacations (HGV)
Location
New York, NY
Posted Date
Jan 22,2018
Info Source

Act as the Chief Engineer in absence of the Chief in such capacities as hiring, counseling, and ... Coordinate inspections of all elevators and escalators with the proper regulating agency. If ..

 
Company
Entertainment / Broadcasting, New York, NY
Location
New York, NY
Posted Date
Jan 19,2018
Info Source

... counsel; build a team of qualified paid and pro bono legal representation as needed; oversee ... regulatory and legal frameworks; maintain the books and records of the Members and Board ..

 
Company
BD (Becton, Dickinson and Company)
Location
Franklin Lakes, NJ
Posted Date
Jan 10,2018
Info Source

Primarily responsible for providing transactional support and assistance to BD?s Chief Counsel ... device regulations, is desirable + Expertise in transactions/M&A and commercial agreements .....

 
Job title
Company
Brighthouse Financial
Location
Morristown, NJ
Posted Date
Jan 05,2018
Info Source

Head of Global Portfolio Mgmt, CIO, State Ins & Federal Ins Law Group, Outside Counsel, BHF ... Monitor and advise on regulatory, market developments * Oversee outside counsel Essential Business .....

 
Company
Assurant, Inc.
Location
New York, New York
Posted Date
Dec 17,2017
Info Source

The GC/CCO will provide counsel and serve as liaison with internal and outside counsel on drafting ... as with regulators, investors, and prospective investors, on general legal matters and items .....

 
Company
Assurant
Location
New York City, NY
Posted Date
Dec 16,2017
Info Source

AIM is seeking a General Counsel & Chief Compliance Officer (GC/CCO) for the Registered Investment ... as with regulators, investors, and prospective investors, on general legal matters and items .....

 
Job title
Company
Pfizer
Location
New York, NY
Posted Date
Dec 14,2017
Info Source

... the Chief Privacy Officer within the Legal Division at Pfizer's New York City Headquarters ... These laws and regulations require Pfizer to provide government agencies with information such as a ..

 
Company
M&T Bank
Location
New York, NY
Posted Date
Nov 17,2017
Info Source

Advise business lines on corporate regulatory compliance matters. Act as secondary support to counsel supporting the business lines and provide assistance when requested on on consumer and other .....

 
Job title
Company
NYC Finance Company
Location
New York, NY
Posted Date
Nov 03,2017
Info Source

The position will report to the Chief Compliance Officer and General Counsel. The Corporate Counsel ... Research and analyze federal, state, and local laws and regulations to assess their impacts on ..

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