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Looking for senior compliance professional with 10 plus years of experience at a complex organization Preference for those who have worked at insurance or employee benefits firms The ideal candidate will ..
Executive Coordinator to the chief Compliance officer Corporate Compliance Business PracticesMalvern PA About Endo International plcEndo International plc NASDAQ ENDP is a highly focused generics and specialty branded pharmaceutical company delivering ..
chief Compliance officer Workplace Investing and Fidelity Healthcare ... responding to all relevant legal regulatory and legislative inquiries and changes ... sources Legal Litigation Client Management regulatory Industry fines to..
Conduct and/or coordinate auditing and monitoring activities of third-party delegates and other suppliers from a legislative, regulatory, and contractual standpoint. Investigate, document, and support the resolution potential ..
Manage regulatory complaints process by monitoring and maintaining records of written complaints received from policyholders, insureds, claimants and agents to ensure timely responses in compliance with ..
... the Senior Vice President and Chief Pharmacy Officer National in the development and ... centralized services, technology, quality processes, regulatory compliance and drug use management. ... to ensure compliance..
Customs Compliance Manager Job DescriptionIntel Corporation is an American multinational corporation headquartered in Santa Clara, California looking for a Customs Compliance Manager to join Intel's leading Global Trade organization. As a ..
Location: Jersey City, NJ
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... Financial Services Investment Advisory Deputy Chief Compliance Officer Location: 10 Exchange Place, Jersey ... for an Investment Advisory Deputy Chief Compliance Officer to join our team and ... Preparing..
Support the activities of the Firm's Consultants
Maintain written policies and procedures
Create Business and Education Continuity Plans
Draft CEO Certification Reports
Complete Broker-Dealer Annual Reviews
Assist clients with FINRA ..
Anti-Money Laundering Sr. Investigator I - Complex Investigations Unit, Law Enforcement Monitoring
Melville , NY 11747
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The Vice President, Deputy Chief Compliance Officer (DCCO) reports directly to the ... (DCCO) reports directly to the Chief Compliance Officer and is responsible for the ... for Assurant.The DCCO..
... managers, in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions. Responsibilities Work within ... Advisers Act and other applicable regulatory directives Advising on and..