THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..
... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..
Compliance ManagerAon’s Captive & Insurance Management ... is looking to add a Compliance Manager to our dynamic team ... be responsible for overseeing the compliance activities for our four offices..
... AND SCOPE:The Senior Ethics & Compliance Officer (SECO) will manage the compliance program for several product lines ... and mentored by the VP, Compliance and, ideally, will be viewed..
The Financial Aid Title IV Compliance Officer manages the delivery and accountability ... aid programs Conducts financial aid compliance tests for each program, to ... guidelines, policies and procedures Maintain..
... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..
... USA seeks an International Trade Compliance Officer (Remote / Location Flexible in ... Sandvik is seeking a Trade Compliance Officer. Sandvik values enthusiastic, committed people ... The Role US..
Job Information Humana Contract Compliance Officer (Louisiana Medicaid) - Baton Rouge, ... Louisiana is seeking a Contract Compliance Officer (Compliance Lead) who will ensure compliance with governmental requirements. The Contract..
... $25.32 per hour POSITION: Code Compliance Officer POSITION NO: 3.116 DEPT: Code ... POSITION NO: 3.116 DEPT: Code Compliance This position is responsible for ... and enforcement activities to..
... for a motivated and talented compliance officer who is familiar with securities ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex and Commodities will ... will be responsible..
Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..
... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..
CINQCARE Vice President of Enterprise-Wide Compliance Position Description Overview The ... The Vice President of Enterprise-Wide Compliance reports to the Chief Legal ... The Vice President of Enterprise-Wide Compliance..
Job Description The Corporate Compliance Sr Manager is responsible for ... execution, and oversight of the compliance program activities and deliverables of ... oversee the activities of other compliance team..
Compliance Officer Compliance Officer position summary: The Compliance Officer ensures the bank is adhering ... Works closely with the BSA Officer and banking staff to guarantee ... Provides assistance to..
REMOTE ASSOCIATE COMPLIANCE OFFICER MORTGAGE BANKING Fusco Personnel is ... actively recruiting for an Associate Compliance Officer to join a growing mortgage ... strong plus. 3 years of compliance, risk..
... u003c/strongu003eu003cbru003e u003cbru003e The Deputy Chief Compliance Officer (DCCO)is responsible for identifying, investigating, ... for identifying, investigating, and reporting compliance risks. Assist the Chief Compliance Officer and General Counsel with..
... resources and materials. Knowledge of compliance programs, including pre-filing and post-filing ... work of subordinates; promote voluntary compliance; and ensure fair and equitable ... and ensure fair and equitable..
... to the Executive Director, the Compliance Officer administers the Harvard University Health ... the Harvard University Health Services Compliance Program by consistently achieving high ... consistently achieving high levels..