Compliance Advisor Jobs in Clearwater, Florida | ComplianceCrossing.com
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Compliance Advisor Jobs in Clearwater






Job info
 
Location
Saint Petersburg, FL
Posted Date
Sep 07, 17
Info Source
Employer  - Full-Time   
Total Views
14

Compliance Sr. Advisor-Policy Governance-Position may be Virtual','1702942','!*!Job Summary: ... and/or banking industry to ensure compliance with all securities and/or banking ... banking rules and regulations. Coordinates compliance functions, guides compliance..

 
Location
Saint Petersburg, FL
Posted Date
Sep 21, 17
Info Source
Employer  - Full-Time   
Total Views
5

Sr. Compliance Advisor- PCG Policy and Regulatory','1703008','!*!Job Summary: ... in scope of the organization’s compliance obligations. Responsible for providing clear ... changes. Works together with corporate compliance and other teams..

 
Location
Saint Petersburg, FL
Posted Date
Oct 03, 17
Info Source
Employer  - Full-Time   
Total Views
18

Compliance Sr. Advisor-RJFS Compliance','1703178','!*!Job Summary: Under administrative direction, uses ... and/or banking industry to ensure compliance with all securities and/or banking ... banking rules and regulations. Coordinates compliance functions, guides..

 
Location
Saint Petersburg, FL
Posted Date
Oct 11, 17
Info Source
Employer  - Full-Time   
Total Views
12

Compliance Sr. Advisor-Carillon Tower Advisors, Mutual Funds','1703264','!*!Job Summary: ... and/or banking industry to ensure compliance with all securities and/or banking ... banking rules and regulations. Coordinates compliance functions, guides compliance..

 
Location
Saint Petersburg, FL
Posted Date
Oct 13, 17
Info Source
Employer  - Full-Time   
Total Views
4

Marketing Compliance Advisor','1703302','!*!Marketing Compliance Advisor Department: Raymond James Compliance- Financial Advisor Private Client Group (PCG) Compliance Location: Raymond James Financial, Corporate ... REGISTERED FINANCIAL SERVICES PROFESSIONALS WITH COMPLIANCE-RELATED EXPERIENCE* Job..

 
Location
Saint Petersburg, FL
Posted Date
Oct 21, 17
Info Source
Employer  - Full-Time   
Total Views
1

Compliance Advisor- AML/BSA','1703385','!*!Compliance Advisor- AML/BSA Department: Raymond James Bank ... James Bank is hiring a Compliance Advisor to ensure compliance with all banking rules and ... and regulations and to..

 
Location
Saint Petersburg, FL
Posted Date
Nov 11, 17
Info Source
Employer  - Full-Time   
Total Views
5

Compliance Sr. Advisor-Compliance Controls','1703626','!*!Job Summary: Under administrative direction, ... Responsibilities: Reviews Business Unit (“BU”), Compliance and Written Supervisory Procedures to ... within the BU, Supervision, and Compliance. Provides recommendations to..

 
Location
Saint Petersburg, FL
Posted Date
Nov 11, 17
Info Source
Employer  - Full-Time   
Total Views
5

Lead Senior Advisor, Compliance Testing & Controls','1703630','!*!Job Summary: Under ... interaction with Business Unit Chief Compliance Officers and senior management. Results ... Essential Duties and Responsibilities: Conducts compliance testing activities,..

 
Location
Saint Petersburg, FL
Posted Date
Nov 11, 17
Info Source
Employer  - Full-Time   
Total Views
3

Compliance Sr. Advisor-Compliance Controls in St. Petersburg Florida ... Responsibilities: Reviews Business Unit (“BU”), Compliance and Written Supervisory Procedures to ... within the BU, Supervision, and Compliance. Provides recommendations to..

 
Location
Saint Petersburg, FL
Posted Date
Nov 11, 17
Info Source
Employer  - Full-Time   
Total Views
2

Lead Senior Advisor, Compliance Testing & Controls in St. ... interaction with Business Unit Chief Compliance Officers and senior management. Results ... Essential Duties and Responsibilities: Conducts compliance testing activities,..

 
Location
Saint Petersburg, FL
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
4

Compliance Advisor-RFFS Compliance','1703673','!*!Job Summary: Under limited supervision, uses ... in securities and/or banking industry compliance to ensure compliance with all securities and/or banking ... banking rules and regulations. Coordinates compliance..

 
Location
Saint Petersburg, FL
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
3

Compliance Sr. Advisor-ECM','1703608','!*!Job Summary: Under administrative direction, uses ... and/or banking industry to ensure compliance with all securities and/or banking ... banking rules and regulations. Coordinates compliance functions, guides compliance..

 
Location
Saint Petersburg, FL
Posted Date
Nov 17, 17
Info Source
Employer  - Full-Time   
Total Views
2

Compliance Sr. Advisor, Branch Examinations-Position may be Virtual','1703697','!*!Job ... and/or banking industry to ensure compliance with all securities and/or banking ... banking rules and regulations. Coordinates compliance functions, guides compliance..

 
Company
Job Juncture
Location
Saint Petersburg, FL
Posted Date
Nov 24,2017
Info Source

Advising the line of business on options and alternative methods of remediating regulatory compliance issues identified through self-assessments, compliance monitoring, Compliance Assurance testing .....

 
Company
PDS Tech Inc
Location
Largo, FL
Posted Date
Nov 22,2017
Info Source

Critical focus on inspecting and managing personnel compliance with process, procedure, and policy ... with and advising Business Unit document owners to meet document production needs in a cost .....

 
Company
Raymond James
Location
Saint Petersburg, FL
Posted Date
Nov 17,2017
Info Source

Coordinates compliance functions, develops training programs and liaisons between functional areas ... Serves as a Technical Advisor to teams. Some guidance is provided to perform varied work that is .....

 
Company
Terminix
Location
Tampa, FL
Posted Date
Nov 08,2017
Info Source

Ensures and monitors compliance with all federal, state and local regulations while advising management of pending legislation and regulatory changes that will impact the company. * Serves as subject .....

 
Company
Tech Data Corporation
Location
Clearwater, FL
Posted Date
Nov 03,2017
Info Source

Oversees and manages Regional Ethics Advisors and Ethics Advisors, including onboarding, training ... Certified Compliance and Ethics Professional ("CCEP" or CCEP-I") designation preferred. * Certified .....

 
Company
Raymond James
Location
Saint Petersburg, FL
Posted Date
Oct 23,2017
Info Source

Compliance Advisor- AML/BSA Department:Raymond James Bank Location:Raymond James Bank,Corporate Headquarters: St. Petersburg, FL Job Summary & Responsibilities: RaymondJames Bank is hiring a .....

 
Company
USAA
Location
Tampa, FL
Posted Date
Aug 31,2017
Info Source

We are currently seeking talented Compliance Advisor Senior (Investment Distribution) for our San Antonio, TX, Phoenix, AZ, Addison, TX, Tampa (Commerce Park & Crosstown) facility. Job Requirements..

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