Compliance Advisor Jobs in Massachusetts | ComplianceCrossing.com
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Compliance Advisor Jobs in Massachusetts






Job info
 
Company
**********
Location
Boston, MA
Posted Date
Aug 28, 18
Info Source
Employer  - Full-Time   

Senior Compliance Advisor, Regulatory Response','1809098','!*! The Expertise We’re ... Your Role As a Senior Compliance Advisor (SCA) in Regulatory Management, you ... of the brokerage business and compliance function. You..

 
Company
Intellisoft Technologies
Location
Waltham, MA
Posted Date
Oct 15,2018
Info Source

... advising management on needed actions. • Maintain professional and technical knowledge by ... Compliance analyst..

 
Company
Bloomingdale's
Location
Chestnut Hill, MA
Posted Date
Oct 14,2018
Info Source

The Cosmetic Beauty Advisor is responsible for building and maintaining relationships with ... Adhere to stockroom standards, shortage control, and compliance procedures. * Participate in .....

 
Company
Raytheon
Location
Woburn, Massachusetts
Posted Date
Jun 11,2018
Info Source

Raytheon IDS is seeking a Supply Chain Compliance Advisor to join a dynamic and fast paced Supply Chain Operations, Compliance and Governance team. Reporting to the Sr. Manager of Compliance, you'll ..

 
Company
Veritude
Location
Boston, MA
Posted Date
Oct 11,2018
Info Source

The role of the Advisor - Equity Portfolio Compliance Monitoring is a high exposure role, located on the equity trading desk and is responsible for daily monitoring of all trade activity ..

 
Company
Capital Markets Advisors
Location
Boston, MA
Posted Date
Aug 20,2018
Info Source

Our client, one of the largest financial institutions in the world, is hiring Financial Advisors to ... lower regulatory & compliance burdens), while still leveraging their comprehensive platform..

 
Company
The Compliance Search Group
Location
Boston, MA
Posted Date
Oct 13,2018
Info Source

... Investment Advisers Act of 1940. * Knowledge of UCIT's Rules. Skills/Knowledge * In-depth ... An asset management firm is seeking a Senior Compliance Risk Asset Management professional who will .....

 
Company
Talus Partners
Location
Worcester, MA
Posted Date
Oct 12,2018
Info Source

The Sr. NERC CIP Advisor / Engineer is responsible for completing compliance tasks including documentation of CIP-related activities for client's assets. Provides oversight, guidance, and .....

 
Company
AXA
Location
Wellesley, MA
Posted Date
Sep 24,2018
Info Source

Conducts annual financial advisor compliance interviews/audits, including inspection of business practices and physical location. Assists in branch training, education and tracking of financial .....

 
Company
Voya Financial
Location
Braintree, MA
Posted Date
Oct 05,2018
Info Source

Serve as primary Compliance resource for Voya Financial Advisors' investment advisory business, including policies, procedures, forms, workflows and disclosures * Develop and execute the Firm .....

 
Company
ISO Claims Partners
Location
North Reading, MA
Posted Date
Jul 26,2018
Info Source

MSP Compliance Advisor North Reading, MA As a member of Verisk Analytics (Nasdaq: VRSK), ISO Claims Partners is a nationally recognized leader in providing cost-effective and proven Medicare .....

 
Company
The Herb Chambers Companies
Location
Hingham, MA
Posted Date
Sep 21,2018
Info Source

Encourages compliance with applicable laws and regulations. * Maintains good working relationship ... Automotive Service Advisor, Location: Hingham, MA - 02043..

 
Company
Wellington Management Company, LLP
Location
Boston, MA
Posted Date
Jan 26,2018
Info Source

S. investment advisers Ability to apply analytical and decision-making skills in a collaborative ... Compliance Analyst..

 
Company
Cameron Craig
Location
Cambridge, MA
Posted Date
Oct 10,2018
Info Source

Regulatory Affairs Advisor - Medical Device Cambridge, MA Overview: Our client is a leading ... Review labeling, training, and promotional materials for compliance with claims and applicable .....

 
Company
National Computing Group
Location
Waltham, MA
Posted Date
Sep 18,2018
Info Source

... Compliance with Regulations; enforcing adherence and advising management on needed actions. • Maintain professional and technical knowledge by attending educational workshops; reviewing .....

 
Company
American Student Assistance
Location
Brockton, MA
Posted Date
Sep 09,2018
Info Source

The Education Advisor will work with low-income and first-generation college students from the ... Understand and ensure compliance with funder requirements * Assist with program evaluation .....

 
Company
Bruce Favorat CFP DBA Securities Service Network
Location
North Andover, MA
Posted Date
Sep 17,2018
Info Source

Maintain client files in hard copy and in cloud; set up initial files and update as necessary to keep in compliance for financial service audits * Manage calendar for financial advisor, ..

 
Company
Eaton Vance
Location
Boston, MA
Posted Date
Sep 25,2018
Info Source

Conducts compliance testing for EVD and its registered representatives, including non-cash ... Prospective investors should consult with a tax or legal advisor before making any investment .....

 
Company
Hollister Staffing
Location
Boston, MA
Posted Date
Oct 03,2018
Info Source

A well-established global company is looking for a Compliance Associate to join their team ... Advisers Act and the Investment..

 
Company
Raytheon
Location
Billerica, Massachusetts
Posted Date
Aug 11,2018
Info Source

The Import Declarations Advisor reports to the IDS- RMS Services Leader directly and matrix-reports ... Works with internal Programs and functions, Global Trade Compliance, Shipping, Receiving .....

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