Compliance Analyst Broker Dealer Jobs in Massachusetts | ComplianceCrossing.com
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Compliance Analyst Broker Dealer Jobs in Massachusetts






Job info
 
Company
Intellisoft Technologies
Location
Waltham, MA
Posted Date
Oct 15,2018
Info Source

IS Compliance Analyst Location: Waltham, MA Duration: 6+ months Job Duties : • Establish, manage and maintain relationships with key stakeholders • Engage with senior leadership in the US/UK to .....

 
Company
Daley and Associates
Location
Boston, MA
Posted Date
Oct 12,2018
Info Source

Our client, a data management powerhouse based in Boston, MA, is seeking a Senior Information Security Compliance Analyst. This is a full time role reporting into the Manager of Information Security..

 
Company
Veritude
Location
Boston, MA
Posted Date
Oct 11,2018
Info Source

Veritude is seeking an Investment Compliance Analyst for Fidelity Investments. This position is based in Boston, MA. The Investment Compliance Monitoring Group is responsible for proactively reducing .....

 
Company
Complete Staffing
Location
Newton, MA
Posted Date
Oct 01,2018
Info Source

Prepare contingency reports with critical dates for Director of Lease Compliance and Analysis to flag delivery and other pertinent lease construction dates Update MRI with on-going tenant lease .....

 
Company
All Care Plus Pharmacy
Location
Northborough, MA
Posted Date
Aug 03,2018
Info Source

Compile, format and analyze pharmacy operations performance metrics on an as needed basis 11 ... compliance regulation, the ability to employ strategies to mitigate risk, avoid malpractice and .....

 
Company
ISO Claims Partners
Location
North Reading, MA
Posted Date
Jul 26,2018
Info Source

MSP Compliance Advisor North Reading, MA As a member of Verisk Analytics (Nasdaq: VRSK), ISO Claims Partners is a nationally recognized leader in providing cost-effective and proven Medicare .....

 
Company
Raytheon
Location
Billerica, Massachusetts
Posted Date
Aug 11,2018
Info Source

Ensures compliant submission of import entry instructions to Customs Brokers including management ... of customer expectations through collaboration, complete record keeping packages, and management of .....

 
Company
Wellington Management Company, LLP
Location
Boston, MA
Posted Date
Oct 10,2018
Info Source

Lead Systems Analyst, Trading Compliance..

 
Company
Stefanini
Location
Waltham, MA
Posted Date
Oct 01,2018
Info Source

IS Compliance Analyst in Syracuse, NY 5 month contract Responsibilities: Establish, manage and maintain relationships with key stakeholders Engage with senior leadership in the US/UK to obtain .....

 
Company
Voya Financial
Location
Braintree, MA
Posted Date
Oct 05,2018
Info Source

Windsor, CT, Des Moines, IA) office to assist within our Broker Dealer division. Principal ... Strong organizational, analytical and problem solving skills * Excellent interpersonal .....

 
Company
F.H. Cann & Associates
Location
North Andover, MA
Posted Date
Sep 26,2018
Info Source

Call Audit & Compliance Analyst F.H. Cann & Associates, Inc. (FHC), founded in 1999, is a dynamic leader & expert in the Accounts Receivables Management (ARM) industry. FHC is hiring Compliance ..

 
Company
Mimecast Services Limited
Location
Lexington, MA
Posted Date
Sep 15,2018
Info Source

The HR Compliance & Operations Specialist will report to the Manager of HR Technology & Operations ... Strong analytical skills, sound judgment and proven problem-solving skills * Effectively handle a .....

 
Company
Shire Pharmaceuticals
Location
Lexington, MA
Posted Date
Sep 15,2018
Info Source

The manager will also manage and support various compliance submissions. This person will assist ... Excellent interpersonal, communication, analytical and organizational skills. * Ability to work .....

 
Company
Eaton Vance
Location
Boston, MA
Posted Date
Sep 25,2018
Info Source

Responsible for the preparation and maintenance of the Training Plan, including Needs Analysis, in accordance with FINRA requirements * Serve as EVD Compliance Records Coordinator * Serve as .....

 
Company
Sheshunoff Consulting
Location
Boston, MA
Posted Date
Oct 06,2018
Info Source

Analyze data, documents, and client policies and procedures for vulnerability and compliance with federal and state regulatory requirements. * Review loans (consumer, residential, commercial) to .....

 
Company
Wellington Management Company, LLP
Location
Boston, MA
Posted Date
Jan 26,2018
Info Source

... adviser, broker-dealer and/or compliance consultant, preferably to include experience ... to include experience with ... Compliance Analyst..

 
Company
Boston Private
Location
Boston, MA
Posted Date
Aug 29,2018
Info Source

And this role also has supervisory responsibilities for Compliance Specialist I staff members ... Strong analytical and organizational skills. - Strong interpersonal skills and influencing .....

 
Company
Yardi Systems
Location
Waltham, MA
Posted Date
Jul 10,2018
Info Source

Collaborates internally with analysts, designers, programmers, sales, and marketing with a focus on ... Property management or vendor compliance experience is a plus. REQUIRED SKILLS/ABILITIES..

 
Company
UniBank for Savings
Location
Whitinsville, MA
Posted Date
Jul 11,2018
Info Source

The Compliance & Risk Manager, under the direction of the Chief Risk Officer, is responsible for ... Responsible to identify, track and analyze additions or changes in law, regulation or guidance ..

 
Company
Brigham and Women's Hospital
Location
Boston, MA
Posted Date
Jul 10,2018
Info Source

The 340B program manager will supervise a staff of 340B analysts. The 340B Pharmacy Program Manager will serve as the project manager for audits and compliance in the 340B program for ..

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