Compliance Associate Jobs in Hoboken, New Jersey | ComplianceCrossing.com
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Compliance Associate Jobs in Hoboken





Job info
 
Location
White Plains, NY
Posted Date
Oct 02, 17
Info Source
Employer  - Full-Time   
Total Views
36

... Overview: The Market Surveillance Senior Associate investigates and evaluates agent sales ... position will analyze sales and compliance data, and coordinate resolution to ... monitors agent sales practices for..

 
Company
Location
Brooklyn, NY
Posted Date
Sep 29, 17
Info Source
Employer  - Full-Time   

Position Summary: The Associate Counsel of the Office of ... Counsel of the Office of Compliance Services is responsible for promoting ... responsible for promoting and monitoring compliance with applicable..

 
Company
Location
Brooklyn, NY
Posted Date
Sep 29, 17
Info Source
Employer  - Full-Time   
Total Views
14

Position Summary: The Associate Counsel of the Office of ... Counsel of the Office of Compliance Services is responsible for promoting ... responsible for promoting and monitoring compliance with applicable..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time  90 
Total Views
4

... 2013 Job ID 1913814 Role: Compliance Associate/Contract Administrator Locations: New York, NY ... client seeks to hire a Compliance Associate/Contract Administrator. This position is based ... the in house..

 
Location
New York City, NY
Posted Date
Oct 17, 17
Info Source
Employer  - Full-Time   
Total Views
4

... and private equity.u00a0DescriptionGlobal Financial Crimes Compliance (GFCC) team is part of ... is part of The Global Compliance & Regulatory Management department which ... responsible for the provision of..

 
Location
White Plains, NY
Posted Date
Oct 18, 17
Info Source
Recruiter  - Full-Time  
Total Views
2

Top insurance company is seeking a Compliance Associate for their White Plains location. You will be responsible for data analysis--mostly on Excel and Spotfire in the market surveillance area. Please forward ..

 
Location
South Plainfield, NJ
Posted Date
Oct 19, 17
Info Source
Employer  - Full-Time  

... Education: 4 Year Degree The Associate Director, Quality Compliance Oversight (QCO) supports the on-going ... (QC) functions related to GxP compliance for, but not limited to, ... PTC’s ability..

 
Location
South Plainfield, NJ
Posted Date
Oct 19, 17
Info Source
Employer  - Full-Time   
Total Views
1

... Education: 4 Year Degree The Associate Director, Quality Compliance Oversight (QCO) supports the on-going ... (QC) functions related to GxP compliance for, but not limited to, ... PTC’s ability..

 
Location
Brooklyn, NY
Posted Date
Oct 20, 17
Info Source
Employer  - Full-Time   
Total Views
1

... quality of data for Corporate Compliance Reporting, Surveillance and Monitoring. The ... Asset Management. u00b7 LOB & Compliance Technology groups (Operate and AD). ... (Operate and AD). u00b7 Global..

 
Location
Brooklyn, NY
Posted Date
Oct 20, 17
Info Source
Employer  - Full-Time   
Total Views
2

Compliance Operations - Data Management Trade ... - Data Management Trade Surveillance Associate Sector: Asset Management Risk Type: ... quality of data for Corporate Compliance Reporting, Surveillance and Monitoring. The..

 
Company
Location
New York City, NY
Posted Date
Oct 20, 17
Info Source
Employer  - Full-Time   
Total Views
2

u003cpu003eAs an Associate Counsel at Compass, you work ... You Will:u003c/strongu003eu003c/pu003ernu003culu003enu003cliu003eContinue to build best-of-class compliance processes and protocols and work ... Product, Business Development, and Marketingu003c/liu003enu003cliu003eEnsure compliance with applicable laws..

 
Company
Location
New York City, NY
Posted Date
Oct 27, 17
Info Source
Recruiter  - Full-Time  
Total Views
2

As an Associate Counsel at Compass, you work ... Will: Continue to build best-of-class compliance processes and protocols and work ... Business Development, and Marketing Ensure compliance with applicable laws..

 
Location
Parsippany, NJ
Posted Date
Oct 29, 17
Info Source
Recruiter  - Full-Time   
Total Views
2

u00a0rnRegulatory Affairs Associate - CMC, Parsippany, NJrnu00a0rnKelly Services is currently seeking a Regulatory Affairs Associate - CMC for one of our top clients in Parsippany, NJ.rnu00a0rn*** CMC EXPERIENCE IS A MUST! ..

 
Location
Jersey City, NJ
Posted Date
Nov 01, 17
Info Source
Employer  - Full-Time   
Total Views
2

Consumer & Community Banking (CCB) Compliance plays a critical role in ... successful execution of the firm's Compliance mission. The Compliance function ensures the development and ... and maintenance of..

 
Location
New York City, NY
Posted Date
Nov 02, 17
Info Source
Employer  - Full-Time   
Total Views
2

Global Compliance - Anti-Corruption Compliance - Senior Compliance Officer, Associate JPMorgan Chase & Co. (NYSE:JPM) ... part of JPMorgan's Global Anti-Corruption Compliance team, which is responsible for ... respect to..

 
Location
New York City, NY
Posted Date
Nov 03, 17
Info Source
Employer  - Full-Time   
Total Views
2

... Banking (u201cCBu201d) Global Financial Crimes Compliance (u201cGFCCu201d) supports the line of ... highly motivated, team oriented Senior Compliance Officer. The position will report ... position will report to a..

 
Company
Location
New York City, NY
Posted Date
Nov 08, 17
Info Source
Recruiter  - Full-Time   
Total Views
3

... is seeking a hardworking, self-motivated compliance professional excited to be a ... part of the legal and compliance team at an industry-changing FinTech ... broker-dealer and SEC investment advisor..

 
Location
New York City, NY
Posted Date
Nov 09, 17
Info Source
Employer  - Full-Time   
Total Views
2

nSS&C GlobeOp, Inc. is a leading fund administrator providing the world's most comprehensive array of financial technology products and services under a public, independent, single platform. SS&C GlobeOp's expertise in business ..

 
Location
Secaucus, NJ
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
2

Compliance Senior Associate','SEC001BR','US-NJ-Secaucus','!*! Join our Core Business Services ... You’ll help us meet our compliance responsibilities while supporting our client-facing ... a lifetime.','!*! Job Summary: As Compliance Senior Associate, you'll..

 
Location
Secaucus, NJ
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
2

Compliance Senior Associate Sector: Asset Management Risk Type: ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Join our Core Business Services ... You'll help us meet our compliance responsibilities..

 
Location
New York City, NY
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
2

Global Sanctions Compliance – Blocked Assets and Licensing ... Assets and Licensing Unit - Compliance Officer-Associate JPMorgan Chase & Co. (NYSE: ... at www.jpmorganchase.com Global Financial Crimes Compliance (GFCC) team..

 
Location
New York City, NY
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
3

Global Compliance - Anti-Corruption Compliance - Compliance Officer, Associate JPMorgan Chase & Co. (NYSE:JPM) ... part of JPMorgan's Global Anti-Corruption Compliance team, which is responsible for ... respect to several..

 
Location
Englewood Cliffs, NJ
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
3

Liaison with internal stakeholders to capture and document requirements for implementation of TPRM including enhancements, change requests, and defect fixes Liaison with external Third Parties in coordinating on the initial assessment ..

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