Compliance Business Analyst Jobs in Dix Hills, New York | ComplianceCrossing.com


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13

Compliance Business Analyst Jobs in Dix Hills






Job info
 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 13, 2021
Info Source
Employer  - Full-Time  90  

... looking to hire a Senior Compliance Analyst at the Chicago Office. This ... Analysts will report to a Compliance Manager and will assist with ... will have 2-5 years..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 28, 2021
Info Source
Employer  - Full-Time  90  

... looking to hire a Senior Compliance Analyst at the Chicago Office. This ... Analysts will report to a Compliance Manager and will assist with ... will have 5 years..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

... a full-time remote Quality Assurance Compliance Analyst who resides in New York, ... report to a Quality Assurance Compliance Manager in our Chicago Office ... candidate will have some..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will be to: ... focus on data leveraged by Compliance Collaborate with technical and business stakeholders to coordinate the..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 27, 2022
Info Source
Employer  - Full-Time  90  

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be to: ... focus will be to:..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
Apr 15, 2022
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or Greenwich ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business processes and potential new products. ... and..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jul 17, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance analyst who has experience with broker/dealer ... Responsibilities: Supporting the Public Communications Compliance group Reviewing, approving, and archiving ... to Marketing, Sales, and..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jan 22, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and Back ... various responsibilities, including: Providing..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

... is looking for an experienced Compliance Analyst with 5 years of experience ... years of experience in a compliance role, preferably in the commodities ... position is responsible for..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 11, 2023
Info Source
Employer  - Full-Time  90  

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or Greenwich ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial..

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