THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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Role Purpose The VP/Director, Compliance Operations will play a pivotal ... promoting NBCUniversal’s strong culture of compliance and ethics. The successful candidate ... will be a highly experienced compliance professional..
... nResponsibilitiesnThis role is a Senior Compliance Officer for CIT Capital Securities ... is responsible for managing the compliance programs for the BD (Broker ... of the BD and RIA..
The Chief Compliance Officer will insure that the company is compliant with FINRA and other regulatory rules and that the staff and management are aware of their responsibilities in this regard. ..
Do you have a unique background combining law and finance/hedge funds? Life After Law has the right opportunity for you! Our Client is a Hedge Fund in need of a Chief ..
The Director of Operations & Policy will ... and monitoring plans related to Compliance operations. T he individual will ... cross functional teams to provide Compliance oversight on core Committees...