Compliance Director Jobs in Fair Lawn, New Jersey | ComplianceCrossing.com
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Compliance Director Jobs in Fair Lawn





Job info
 
Location
New York City, NY
Posted Date
Oct 06, 17
Info Source
Employer  - Full-Time   
Total Views
23

Role Purpose The VP/Director, Compliance Operations will play a pivotal ... promoting NBCUniversal’s strong culture of compliance and ethics. The successful candidate ... will be a highly experienced compliance professional..

 
Company
Location
New York City, NY
Posted Date
Oct 17, 17
Info Source
Employer  - Full-Time   
Total Views
14
Total Applies
1

... nResponsibilitiesnThis role is a Senior Compliance Officer for CIT Capital Securities ... is responsible for managing the compliance programs for the BD (Broker ... of the BD and RIA..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
11

The Chief Compliance Officer will insure that the company is compliant with FINRA and other regulatory rules and that the staff and management are aware of their responsibilities in this regard. ..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time  90 
Total Views
5

Do you have a unique background combining law and finance/hedge funds? Life After Law has the right opportunity for you! Our Client is a Hedge Fund in need of a Chief ..

 
Location
Parsippany, NJ
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
5

The Director of Operations & Policy will ... and monitoring plans related to Compliance operations. T he individual will ... cross functional teams to provide Compliance oversight on core Committees...

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