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Compliance It Jobs in Fair Lawn





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SPONSOREDJOB
Company
Location
New York City, NY
Posted Date
Nov 09,17
Source
Employer   
Total Views
4

... and external Clients on all compliance issues. Work with local/national units ... for review. Plan and conduct compliance reviews ensuring the relevant client ... understood. Report on results of..

SPONSOREDJOB
Company
Location
Long Island City, NY
Posted Date
Nov 14,17
Source
Employer   
Total Views
2

Vice President compliance Officer-AML Monitoring Cards Sector: Asset ... Sector: Asset Management Risk Type: Regulatory compliance Expertise: Regulatory compliance Primary Location: United States,New York,Long ... Education: Bachelor's Degree Job Function: compliance and Control..

SPONSOREDJOB
Location
New York City, NY
Posted Date
Nov 15,17
Source
Employer   
Total Views
2

... accurate employee trade surveillance and compliance solutions and business consulting while ... help them achieve their financial goals compliance Solutions, the leading provider of ... meet the needs of Corporate..

 
Location
Parsippany, NJ
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
55
Total Applies
3

A full time, non-exempt status position that assists in the management and monitoring of the Agency’s corporate compliance and quality assurance operations. Assists in monitoring the quality and regulatory standards in ..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time  90 
Total Views
4

... 2013 Job ID 1913814 Role: Compliance Associate/Contract Administrator Locations: New York, ... client seeks to hire a Compliance Associate/Contract Administrator. This position is ... the in house counsel and..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
11

The Chief Compliance Officer will insure that the ... aspects of FINRA and SEC compliance as it relates to Research, Sales, Trading, ... that the Firm remains in compliance. -Oversee..

 
Location
Brooklyn, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
7

... The fundamental duties of the Compliance Specialist are to monitor the ... law and administrative regulations. The Compliance Specialist must exercise independent judgment ... REPORTING RELATIONSHIP: Reports to Sr...

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time  90  
Total Views
1

Positions: 1 Posted: 08/03/2015 Job Type: Temporary Location: US-NY-New York Department: Accounting/Finance Category: Finance Salary: Hourly Apply To This Job Return To List Job Description The successful candidate will be responsible ..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
5

Qualifications 2 years of compliance, risk management, or auditing experience FINRA Series 7/63 and 24 and required Knowledge in internal control and risk management Asset management industry experience, including mutual fund ..

 
Job title
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time  90  

Positions: 1 Posted: 08/03/2015 Job Type: Temporary Location: US-NY-New York Department: Administration Category: Finance Salary: Hourly Apply To This Job Return To List Job Description Seeking a candidate who will help ..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time  90 
Total Views
5

Do you have a unique background combining law and finance/hedge funds? Life After Law has the right opportunity for you! Our Client is a Hedge Fund in need of a Chief ..

 
Location
Parsippany, NJ
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
5

... and monitoring plans related to Compliance operations. T he individual will ... cross functional teams to provide Compliance oversight on core Committees. This ... Committees. This candidate will establish..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
6

Tax Services Manager - Global Compliance & Reporting - Multiple Locations','NEW00IHX','US-NY-New ... market-leading approach combines extensive local compliance and accounting experience — in ... countries — with standard global compliance..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
15

IT Advisory Senior, Financial Services, Regulatory ... Advisory Senior, Financial Services, Regulatory Compliance - Analytics','NEW00IH4','US-NY-New York','!*! We are ... wealth management, financial crimes, consumer compliance, and regulatory transformation. The opportunity..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
6

DEPARTMENT: Compliance JOB TITLE: Futures - Compliance Officer LOCATION: New York TASKS ... the implementation of the Firm’s Compliance Program. Conduct internal compliance reviews and investigations. Assist with ... internal..

 
Location
Parsippany, NJ
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
9

The Sr. Manager of Compliance will be responsible for the ... design and implementation of all Compliance and Ethics training projects and ... and integration plan for US Compliance to..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
5

Qualifications • 5 years of experience in B/D registrations required • Have excellent written and verbal communication skills • Be highly organized, flexible and willing to reprioritize • Be client oriented..

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