Compliance Management Jobs in White Plains

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... line with IBKR policy Advising..

... a full-time remote Quality Assurance Compliance Analyst who resides in New ... report to a Quality Assurance Compliance Manager in our Chicago Office ... line with IBKR policy Advising..

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

... deadline, and have strong project management execution. You are a collaborative, ... implement, and manage a robust compliance program ensuring timely and accurate ... IRS to ensure continued licensing..

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

About the Job: The Compliance and Testing Coordinator drives the execution of daily activities pertaining to product inspections, fabric and garment test report dispositions, preventative maintenance support and cross functional communication ..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

... and commodities, and experience with compliance, internal controls and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide compliance coverage for all..

... is looking for an experienced Compliance professional with a background in ... of investigative techniques and problem management. The analyst’s focus will primarily ... specific focus on regulatory reporting..

... and commodities, and experience with compliance, internal controls and risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support compliance coverage of..

... for a motivated and talented compliance analyst who is familiar with ... with experience in regulatory exam management, compliance testing, and policy management. Responsibilities The Sr. Compliance Analyst –..

... Recruiter, I specialize in trade compliance placements. Tyler Search Consultants is ... in all levels of Import/Export Compliance as well as Supply Chain ... as well as Supply Chain..

The CMO Compliance Manager will have primary responsibility ... of critical programs in the compliance office of the department of ... and MHMO programs are in compliance with the latest..

... execution prices, risk and portfolio management tools, research facilities and investment ... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead..

... social and recreational activities. The Compliance Business Process Manager is a ... a leader in the global Compliance DSO team. The role is ... and systems to support the..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..