Compliance Officer Banking Jobs in Glen Cove, New York | ComplianceCrossing.com
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Compliance Officer Banking Jobs in Glen Cove





Job info
 
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time  90  

Global Compliance - Anti-Corruption Compliance - Compliance Officer, Associate','170005737','!*! JPMorgan Chase & Co. ... is a leader in investment banking, financial services for consumers, small ... consumers, small business and..

 
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time  90  

Global Financial Crimes Compliance - Treasury Services AML Compliance Advisory - Compliance Officer, Associate','170063649','!*!JPMorgan Chase & Co. (NYSE: ... is a leader in investment banking, financial services for consumers, small..

 
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time  90  

Corporate Compliance - CIO, Treasury and Corporate ... - CIO, Treasury and Corporate Compliance Officer- Associate','170065177','!*!JP Morgan ChaseJPMorgan Chase & ... is a leader in investment banking, financial services for..

 
Location
Brooklyn, NY
Posted Date
Jun 30, 17
Info Source
Employer  - Full-Time  90  

... Operations - SAR Quality Assurance Compliance Officer','170068044','!*!JPMorgan Chase & Co. (NYSE: JPM) ... is a leader in investment banking, financial services for consumers and ... consumers and small business,..

 
Location
New York City, NY
Posted Date
Aug 15, 17
Info Source
Employer  - Full-Time   

Compliance Officer, Manager Broker Dealer Inspection','1709897','!*!COMPANY OVERVIEW: ... resulting from internal and/or external compliance examinations working effectively and professionally ... within TIAA Participant Services providing Compliance oversight in order to..

 
Company
Location
New York City, NY
Posted Date
Sep 03, 17
Info Source
Employer  - Full-Time   

... tasks and interfacing with other compliance areas to address, among other ... other things, the following topics: Compliance coverage of the FXLMC desks ... FXLMC desks Review and provide..

 
Location
New York City, NY
Posted Date
Sep 09, 17
Info Source
Recruiter  - Full-Time   

Qualifications Bachelor’s degree or equivalent Minimum 7 years compliance or municipal securities regulatory experience with a Municipal broker dealer or regulator Solid understanding of MSRB / FINRA Rules Experience with Municipal ..

 
Location
New York City, NY
Posted Date
Sep 15, 17
Info Source
Employer  - Full-Time   

... - Corporate and Investment Bank Compliance - Privacy and Information Protection ... - Privacy and Information Protection Compliance Officer - Vice President','170093418','!*!JPMorgan Chase & ... is a leader in..

 
Location
New York City, NY
Posted Date
Sep 27, 17
Info Source
Recruiter  - Full-Time   

AML Assistant Compliance Officer (located in Manhattan) Position Description/Overview: ... Maintain all sections of the Compliance policies and procedures Member of ... procedures Member of the Branch Compliance Committee Provide..

 
Company
Location
New York City, NY
Posted Date
Oct 17, 17
Info Source
Employer  - Full-Time   

... nResponsibilitiesnThis role is a Senior Compliance Officer for CIT Capital Securities LLC, ... is responsible for managing the compliance programs for the BD (Broker ... of the BD and..

 
Location
New York City, NY
Posted Date
Oct 12, 17
Info Source
Employer  - Full-Time   

... is currently seeking a mid-level Compliance Officer to join the US-Mutual Fund ... to join the US-Mutual Fund Compliance team. This position is based ... mutual fund business personnel..

 
Company
Location
Long Island City, NY
Posted Date
Oct 13, 17
Info Source
Employer  - Full-Time   

Compliance Officer - Team Lead - FIU ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New York,Long ... Education: Bachelor's Degree Job Function: Compliance and Control..

 
Company
Location
New York City, NY
Posted Date
Oct 13, 17
Info Source
Employer  - Full-Time   

OverviewnThe Regulatory Compliance Americas group in Compliance is a team of regulatory ... of relevant new and amended banking and securities rules and regulations ... and regulationnDraft and update policies/procedures,..

 
Location
New York City, NY
Posted Date
Oct 13, 17
Info Source
Employer  - Full-Time   

... with other working groups within compliance.nConducting ongoing compliance risk assessments nParticipate in internal ... with regulatory agencies and exchangesnProvide regulatory/compliance training as needednProvide front and ... and back office..

 
Location
New York City, NY
Posted Date
Oct 14, 17
Info Source
Employer  - Full-Time   

Qualifications BA/BS, MBA or professional certification preferred. 7-10 years relevant product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of Financial Services rules and regulations. Solid understanding of Compliance Risk ..

 
Location
Brooklyn, NY
Posted Date
Oct 14, 17
Info Source
Employer  - Full-Time   

Compliance Operations - SAR Quality Assurance ... Operations - SAR Quality Assurance Compliance Officer JPMorgan Chase & Co. (NYSE: ... is a leader in investment banking, financial services for consumers..

 
Location
New York City, NY
Posted Date
Oct 14, 17
Info Source
Employer  - Full-Time   

... product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of ... and regulations. Solid understanding of Compliance Risk Management and best practices. ... Make your mark: bnymellon.com/careers.Risk and..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   

Qualifications 2 years of compliance, risk management, or auditing experience FINRA Series 7/63 and 24 and required Knowledge in internal control and risk management Asset management industry experience, including mutual fund ..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   

DEPARTMENT: Compliance JOB TITLE: Futures - Compliance Officer LOCATION: New York TASKS AND ... the implementation of the Firm’s Compliance Program. Conduct internal compliance reviews and investigations. Assist with .....

 
Location
New York City, NY
Posted Date
Oct 17, 17
Info Source
Employer  - Full-Time   

Global Sanctions Compliance – Blocked Assets and Licensing ... Assets and Licensing Unit - Compliance Officer-Associate JPMorgan Chase & Co. (NYSE: ... is a leader in investment banking, financial services..

 
Location
New York City, NY
Posted Date
Oct 17, 17
Info Source
Employer  - Full-Time   

... is a leader in investment banking, financial services for consumers, small ... consumers, small business and commercial banking, financial transaction processing, asset management, ... and private equity.u00a0DescriptionGlobal Financial Crimes..

 
Location
New York City, NY
Posted Date
Oct 17, 17
Info Source
Recruiter  - Full-Time   

Qualifications Undergraduate degree or an equivalent combination of training and experience 5 years of compliance, risk management, or auditing experience Knowledge in internal control and risk management Asset management industry experience, ..

 
Company
Location
New York City, NY
Posted Date
Oct 18, 17
Info Source
Recruiter  - Full-Time  

... join a growing team of Compliance Officers responsible for the review ... of resources set aside for compliance and discussion of any necessary ... any necessary improvements. Determine material..

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