Compliance Officer Jobs in Elizabeth, New Jersey | ComplianceCrossing.com
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Compliance Officer Jobs in Elizabeth





Job info
SPONSOREDJOB
Company
Location
Long Island City, NY
Posted Date
Nov 14,17
Source
Employer   
Total Views
2

Vice President compliance officer AML Monitoring Cards Sector: Asset Management ... Sector: Asset Management Risk Type: Regulatory compliance Expertise: Regulatory compliance Primary Location: United States,New York,Long ... Education: Bachelor's Degree Job Function: compliance and..

 
Location
Brooklyn, NY
Posted Date
Sep 26, 17
Info Source
Employer  - Full-Time   

Position Summary : The E-Rate Compliance Officer of the Office of Federal ... of Federal and State Regulatory Compliance (OFSRC) manages the New York ... accomplish this goal, the E-Rate..

 
Location
Brooklyn, NY
Posted Date
Sep 26, 17
Info Source
Employer  - Full-Time   
Total Views
10

Position Summary : The E-Rate Compliance Officer of the Office of Federal ... of Federal and State Regulatory Compliance (OFSRC) manages the New York ... accomplish this goal, the E-Rate..

 
Location
New York City, NY
Posted Date
Oct 11, 17
Info Source
Employer  - Full-Time   
Total Views
6

Senior Compliance Officer','NEW00838','!*!Position Summary: The Senior Compliance Officer is responsible for supporting the ... is responsible for supporting the compliance agenda for an SEC registered ... to the development of..

 
Company
Location
New York City, NY
Posted Date
Oct 11, 17
Info Source
Employer  - Full-Time   
Total Views
5

Lead Compliance Officer','NEW0083E','!*!MMC Securities Lead Compliance Officer: As a Lead Compliance Officer of MMC Securities LLC, a ... responsible for the overall securities compliance program of the firm. This .....

 
Company
Location
New York City, NY
Posted Date
Oct 17, 17
Info Source
Employer  - Full-Time   
Total Views
13
Total Applies
1

... nResponsibilitiesnThis role is a Senior Compliance Officer for CIT Capital Securities LLC, ... is responsible for managing the compliance programs for the BD (Broker ... of the BD and..

 
Location
New York City, NY
Posted Date
Oct 14, 17
Info Source
Employer  - Full-Time   
Total Views
8

Qualifications BA/BS, MBA or professional certification preferred. 7-10 years relevant product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of Financial Services rules and regulations. Solid understanding of Compliance Risk ..

 
Location
New York City, NY
Posted Date
Oct 14, 17
Info Source
Employer  - Full-Time   
Total Views
6

... product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of ... and regulations. Solid understanding of Compliance Risk Management and best practices. ... Make your mark: bnymellon.com/careers.Risk and..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
11

The Chief Compliance Officer will insure that the company ... aspects of FINRA and SEC compliance as it relates to Research, ... that the Firm remains in compliance. -Oversee all..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
5

Qualifications 2 years of compliance, risk management, or auditing experience FINRA Series 7/63 and 24 and required Knowledge in internal control and risk management Asset management industry experience, including mutual fund ..

 
Job title
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time  90  

Positions: 1 Posted: 08/03/2015 Job Type: Temporary Location: US-NY-New York Department: Administration Category: Finance Salary: Hourly Apply To This Job Return To List Job Description Seeking a candidate who will help ..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time  90 
Total Views
5

Do you have a unique background combining law and finance/hedge funds? Life After Law has the right opportunity for you! Our Client is a Hedge Fund in need of a Chief ..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
6

DEPARTMENT: Compliance JOB TITLE: Futures - Compliance Officer LOCATION: New York TASKS AND ... the implementation of the Firm’s Compliance Program. Conduct internal compliance reviews and investigations. Assist with .....

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