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Compliance Officer Jobs in Fair Lawn





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SPONSOREDJOB
Company
Location
Long Island City, NY
Posted Date
Nov 14,17
Source
Employer   
Total Views
2

Vice President compliance officer AML Monitoring Cards Sector: Asset Management ... Sector: Asset Management Risk Type: Regulatory compliance Expertise: Regulatory compliance Primary Location: United States,New York,Long ... Education: Bachelor's Degree Job Function: compliance and..

 
Company
Location
New York City, NY
Posted Date
Oct 11, 17
Info Source
Employer  - Full-Time   
Total Views
6

Lead Compliance Officer','NEW0083E','!*!MMC Securities Lead Compliance Officer: As a Lead Compliance Officer of MMC Securities LLC, a ... responsible for the overall securities compliance program of the firm. This .....

 
Job title
Location
New York City, NY
Posted Date
Oct 29, 17
Info Source
Employer  - Full-Time   
Total Views
2

... direction of the Chief Executive Officer, the Compliance Officer oversees the Agency Compliance Program, functioning as an independent ... body that reviews and evaluates compliance issues/concerns within the organization...

 
Location
New York City, NY
Posted Date
Oct 31, 17
Info Source
Employer  - Full-Time   
Total Views
1

Enhanced Due Diligence Compliance Officer # 098950 Sector: Asset Management ... Pacer, Dow Jones Risk & Compliance, etc.) PREFERRED: Strong knowledge of ... - FTC London Business Aligned Compliance Officer..

 
Location
New York City, NY
Posted Date
Nov 02, 17
Info Source
Employer  - Full-Time   
Total Views
2

Global Compliance - Anti-Corruption Compliance - Senior Compliance Officer, Associate JPMorgan Chase & Co. ... part of JPMorgan's Global Anti-Corruption Compliance team, which is responsible for ... respect to several..

 
Location
New York City, NY
Posted Date
Nov 06, 17
Info Source
Employer  - Part-Time     
Total Views
4

QA Compliance Officer in New York New York ... New York Job Title: QA Compliance Officer Job ID: 3153283 Location: New ... Time: Full-time Regular/Temporary: Permanent Regulation, Compliance & Anti-Financial..

 
Location
New York City, NY
Posted Date
Nov 08, 17
Info Source
Recruiter  - Full-Time   
Total Views
2

... role entails drafting and updating compliance policies, procedures and training relating ... training relating to the Sanctions Compliance Program; periodic review and updating ... review and updating of the..

 
Company
Location
New York City, NY
Posted Date
Nov 08, 17
Info Source
Employer  - Full-Time   
Total Views
4

... Reporting to the University's Chief Compliance Officer, the Export/Import Controls Compliance Officer serves as the principal administrative ... and Trade Sanction regulations (Export Compliance). The incumbent consults with NYU..

 
Company
Location
New York City, NY
Posted Date
Nov 08, 17
Info Source
Employer  - Full-Time   

... Reporting to the University's Chief Compliance Officer, the Export/Import Controls Compliance Officer serves as the principal administrative ... and Trade Sanction regulations (Export Compliance). The incumbent consults with NYU..

 
Company
Location
Long Island City, NY
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
3
Total Applies
1

Compliance Officer - Private Bank Investment Finance ... Investment Finance Lending Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New York,Long ... Education: Bachelor's Degree Job Function: Compliance and Control..

 
Location
New York City, NY
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
7

Bank Regulatory Compliance Coverage Officer (AVP / VP) # 100787 ... VP) # 100787 Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Our Compliance team is looking for a ... looking for a..

 
Company
Location
Long Island City, NY
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
2

Vice President-Compliance Officer-AML Monitoring Cards Sector: Asset Management ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New York,Long ... Education: Bachelor's Degree Job Function: Compliance and..

 
Location
New York City, NY
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
3

Global Compliance - Anti-Corruption Compliance - Compliance Officer, Associate JPMorgan Chase & Co. ... part of JPMorgan's Global Anti-Corruption Compliance team, which is responsible for ... respect to several of..

 
Company
Location
New York City, NY
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time  
Total Views
2

Job Description The Compliance Officer is an integral part of ... part of the TDS US Compliance department. This individual will support ... training and certain other core compliance functions..

 
Company
Location
New York City, NY
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time  
Total Views
2

Senior Compliance Officer Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance TD Securities provides a wide ... The mandate of the TD Compliance Department is to manage compliance risk across TD globally to..

 
Company
Location
New York City, NY
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
2

Assistant Vice President Senior Regulatory Compliance Officer - Trade Surveillance (Foreign Exchange ... with experience directly in the compliance, surveillance, front office, and/or risk ... direction of a more senior..

 
Company
Location
New York City, NY
Posted Date
Nov 17, 17
Info Source
Recruiter  - Full-Time   
Total Views
3

nResponsibilitiesnAdministration of the BD and RIA Compliance Program.nDrafting, revising, and implementing all WSP's (Written Supervisory Procedure), compliance manuals, policies and procedures.nMaintaining registration requirements for all registered representatives of the broker-dealer.nMonitoring the ..

 
Location
Yonkers, NY
Posted Date
Nov 17, 17
Info Source
Employer  - Full-Time   
Total Views
3

... direct and administer the Bank’s compliance program to assure compliance with a broad range of ... and regulations pertaining to banking compliance. To assist in compliance with other bank..

 
Job title
Company
Location
New York City, NY
Posted Date
Nov 17, 17
Info Source
Employer  - Full-Time   
Total Views
2

... About This Position As a Compliance Officer at Ellevest, you will work ... work closely with the Chief Compliance Officer and assist in a broad ... in a broad..

 
Location
New York City, NY
Posted Date
Nov 18, 17
Info Source
Employer  - Full-Time   
Total Views
4

Compliance Practices - Control Officer - Associate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance JPMorgan Chase & Co. (NYSE: ... management, and private equity. Global Compliance plays a critical role in .....

 
Location
New York City, NY
Posted Date
Nov 20, 17
Info Source
Employer  - Part-Time     
Total Views
2

Risk Assessment Compliance Officer VP in New York New ... York Job Title: Risk Assessment Compliance Officer VP Job ID: 3149771 Location: ... Full/Part Time: Full-time Regular/Temporary: Permanent Compliance At..

 
Job title
GRANTED JOB
Company
Location
Saddle Brook, NJ
Posted Date
Nov 21, 17
Info Source
Employer  - Full-Time   
Total Views
4

Compliance Officer','SAD0001E','!*!Position Summary: The Compliance Officer’s (CO) primarily responsibilities will be ... identify and assess risk and compliance issues within the Marsh & ... the day-to-day operation of certain compliance..

 
Location
New York City, NY
Posted Date
Nov 21, 17
Info Source
Employer  - Full-Time   
Total Views
2

Junior Compliance Officer - Registration Officer Sector: Asset Management Risk Type: ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Environment Division Description: The SGUS ... Environment Division Description: The..

 
Company
Location
New York City, NY
Posted Date
Nov 22, 17
Info Source
Employer  - Full-Time   
Total Views
3

... remediation plan (“Remediation Plan”) Americas Compliance is remediating the US CIB ... the US CIB element of Compliance-owned and compliance-related responses to the Plans through ... streams: 1. Internal..

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