THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Renowned financial services company is seeking a well-qualified professional to run the compliance program for its HUD 232 lending business. The duties of the position will encompass all aspects of compliance ..
Top tier financial services firm is seeking a bank regulatory compliance specialist for its renowned team. The position requires a solid grounding in federal and state banking rules and regulations, as ..
Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..
... direct access electronic broker serving professional and frequent traders, institutional investors, ... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead..
... looking for a motivated, data professional to support the implementation of ... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by..
... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..
... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..
... for a motivated, financial services professional with in-depth knowledge of brokerage ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The..
... social and recreational activities. The Compliance Business Process Manager is a ... a leader in the global Compliance DSO team. The role is ... and systems to support the..
... for a motivated, financial services professional with knowledge of brokerage industry ... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior..
Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..