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12

Compliance Registration Jobs

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Company
Bristol-Myers Squibb Company
Location
Princeton, NJ
Posted Date
Jan 09, 2020
Info Source
Employer  - Full-Time  90  

Job Information Bristol Myers Squibb Clinical Trial Result Specialist in Princeton New Jersey Bristol-Myers Squibb is a global Biopharma company committed to a single mission: to discover, develop, and deliver innovative ..

 
Company
**********
Location
Santa Barbara, CA
Posted Date
Apr 06, 2021
Info Source
Recruiter  - Full-Time  90 

... submission of documentation for regulatory registration of the company products. The ... the required reports for regulatory compliance. ? Maintain active files for ... or the distributor to ensure..

 
Company
**********
Location
Chicago, IL
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is seeking a Senior Anti-Fraud Specialist within the Fraud team at our Chicago Operations Center. This individual will be responsible for detecting new and evolving fraud patterns while providing ..

 
Company
**********
Location
Washington, DC
Posted Date
Aug 07, 2021
Info Source
Employer  - Full-Time  90  

... are looking to expand the registration team of Greenwich Advisor Compliance Services, an investment advisor compliance service provider, with the addition ... of a motivated and talented compliance analyst..

 
Company
LendingTree, LLC
Location
Tampa, FL
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... productivity/efficiency opportunities. Monitors and tracks compliance with required Medicare training programs. ... agents in states requiring separate licensure/registration and corporate licensure via the ... ad hoc projects as needed...

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

 
Company
**********
Location
Milwaukee, WI
Posted Date
Jul 14, 2026
Info Source
Employer  - Full-Time  

The Chief Compliance Officer (CCO) is responsible for ... ongoing administration of the firm’s compliance program across both its CFTC/NFA ... fosters a strong culture of compliance throughout the organization...

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
Jun 11, 2021
Info Source
Employer  - Full-Time  90  

... Brokers is looking to hire Compliance Manager at the Chicago Office. ... Leads will report to a Compliance Unit Head and will assist ... Engage senior management across corporate..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

 
Company
**********
Location
Chicago, IL
Posted Date
Jul 18, 2021
Info Source
Employer  - Full-Time  90  

... Brokers is looking to hire Compliance Manager at the Chicago Office. ... highly motivated and exceptional performers. Compliance Manager will report to a ... Manager will report to a..

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