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61

Compliance Registration Jobs

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Company
**********
Location
, OK
Posted Date
Feb 25, 2022
Info Source
Employer  - Full-Time  90  

... time Contracts Management & Monitoring Compliance Administrator providing support to Financial ... a contracts and acquisition monitoring compliance program for the OSDH. Monitoring ... duties and will oversee monitoring..

 
Company
**********
Location
Hartford, CT
Posted Date
Feb 26, 2022
Info Source
Employer  - Full-Time  90  

... building from current risk and compliance models to get ready for ... know youll stay ahead of compliance issues. The work: Assess risk ... working in risk and regulatory..

 
Company
**********
Location
Washington, DC
Posted Date
Feb 26, 2022
Info Source
Employer  - Full-Time  90 

COMPLIANCE ANALYST III, Washington, DC ***THIS ... from DTCL to ensure appropriate compliance with registration requirements. Initiates inquiry with and ... and identifying trends associated with registration, brokering, manufacturing, exports,..

 
Company
**********
Location
Chicago, IL
Posted Date
Jun 25, 2022
Info Source
Employer  - Full-Time  90  

... to hire a Trade Surveillance Compliance Manager at its Chicago Office. ... motivated and exceptional performers. The Compliance Manager will report to the ... Engage senior management across corporate..

 
Company
**********
Location
Las Vegas, NV
Posted Date
Jan 28, 2023
Info Source
Employer  - Full-Time  90  

**This position is expected to be full-time in office (Monday-Friday 9am-5pm)** THE POSITION The purpose of this position is to: Prepare, coordinate, and maintain various licensing applications, selected corporate filings, and ..

 
Company
**********
Location
Charleston, SC
Posted Date
Jul 14, 2022
Info Source
Employer  - Full-Time  90  

... for a Financial & Regulatory Compliance SpecialistAs part of an industry-leading ... Solutions team.Your impact as a Compliance Specialist Our Company is an ... Within a team environment, the..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
Apr 15, 2022
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 06, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance analyst who is familiar with ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities ... policy management. Responsibilities The Sr...

 
Company
**********
Location
Chicago, IL
Posted Date
Jun 18, 2022
Info Source
Employer  - Full-Time  90  

... Brokers is looking to hire Compliance Manager at the Chicago Office ... motivated and exceptional performers. The Compliance Manager will report to a ... Manager will report to a..

 
Company
**********
Location
Tampa, FL
Posted Date
Mar 16, 2022
Info Source
Employer  - Full-Time  90  

... resources and materials. Knowledge of compliance programs, including pre-filing and post-filing ... work of subordinates; promote voluntary compliance; and ensure fair and equitable ... and ensure fair and equitable..

 
Company
**********
Location
Chicago, IL
Posted Date
May 18, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex and Commodities ... will be responsible for: Providing..

 
Company
**********
Location
Highlands Ranch, CO
Posted Date
Apr 06, 2022
Info Source
Employer  - Full-Time  90 

... Regional Office Technical Assistance and Compliance Program Manager Washington Department of ... the implementation of the regional compliance program. Function as the regional ... as the regional expert on..

 
Company
**********
Location
Boston, MA
Posted Date
May 12, 2023
Info Source
Employer  - Full-Time  90  

... experience in medical records, immunization compliance, or other administrative responsibilities in ... of Medical Operations, the Immunization Compliance Coordinator is responsible for implementing ... responsible for implementing CHWu2019s immunization..

 
Company
**********
Location
Chicago, IL
Posted Date
Apr 06, 2022
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

 
Company
Mondelez International
Location
Chicago, IL
Posted Date
Apr 17, 2023
Info Source
Employer  - Full-Time  90  

Job Information Mondelez International Food Quality Compliance Coordinator in Chicago Illinois Are You Ready to Make It Happen at Mondelēz International? We are the creators of Oreo, Ritz Crackers, Triscuit, Sour ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

 
Company
**********
Location
Chicago, IL
Posted Date
Nov 06, 2022
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Manager at the Chicago office. ... will report to the AML Compliance Unit Head for Quality Assurance ... Engage senior management across corporate..

 
Company
**********
Location
Denver, CO
Posted Date
Apr 30, 2023
Info Source
Employer  - Full-Time  90  

Why work for us? Janus Henderson is a leading global active asset manager. We exist to help our clients achieve their long-term financial goals. Our team exemplifies our values of putting ..

 
Company
**********
Location
Monmouth Junction, NJ
Posted Date
Mar 04, 2022
Info Source
Employer  - Full-Time  90  

... for an experienced Director, Quality Compliance. nnnThe Director, Quality Compliance provides quality compliance leadership and support to the ... Quality function to ensure continuous compliance with Standard Operating Procedures..

 
Company
**********
Location
Roanoke, VA
Posted Date
May 19, 2022
Info Source
Employer  - Full-Time  90  

... grow, and succeed. The Research Compliance Specialist will be responsible for ... for providing organizational integrity and compliance guidance, developing and implementing proactive ... the areas assigned. The Research..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

 
Company
**********
Location
Santa Rosa, CA
Posted Date
Feb 26, 2022
Info Source
Employer  - Full-Time  90  

... Services as a Health Care Compliance Analyst! Starting salary up to ... salary range The Health Care Compliance Analyst As part of the ... Analyst As part of the..

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