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11

Compliance Registration Jobs

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Company
Bristol-Myers Squibb Company
Location
Princeton, NJ
Posted Date
Jan 09, 2020
Info Source
Employer  - Full-Time  90  

Job Information Bristol Myers Squibb Clinical Trial Result Specialist in Princeton New Jersey Bristol-Myers Squibb is a global Biopharma company committed to a single mission: to discover, develop, and deliver innovative ..

 
Company
**********
Location
Santa Barbara, CA
Posted Date
Apr 06, 2021
Info Source
Recruiter  - Full-Time  90 

... submission of documentation for regulatory registration of the company products. The ... the required reports for regulatory compliance. ? Maintain active files for ... or the distributor to ensure..

 
Company
**********
Location
Chicago, IL
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is seeking a Senior Anti-Fraud Specialist within the Fraud team at our Chicago Operations Center. This individual will be responsible for detecting new and evolving fraud patterns while providing ..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
Jun 11, 2021
Info Source
Employer  - Full-Time  90  

... Brokers is looking to hire Compliance Manager at the Chicago Office. ... Leads will report to a Compliance Unit Head and will assist ... Engage senior management across corporate..

 
Company
**********
Location
Washington, DC
Posted Date
Aug 07, 2021
Info Source
Employer  - Full-Time  90  

... are looking to expand the registration team of Greenwich Advisor Compliance Services, an investment advisor compliance service provider, with the addition ... of a motivated and talented compliance analyst..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

 
Company
**********
Location
Chicago, IL
Posted Date
Jul 18, 2021
Info Source
Employer  - Full-Time  90  

... Brokers is looking to hire Compliance Manager at the Chicago Office. ... highly motivated and exceptional performers. Compliance Manager will report to a ... Manager will report to a..

 
Company
LendingTree, LLC
Location
Tampa, FL
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... productivity/efficiency opportunities. Monitors and tracks compliance with required Medicare training programs. ... agents in states requiring separate licensure/registration and corporate licensure via the ... ad hoc projects as needed...

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

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