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430

Compliance Secretary Jobs





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SPONSORED JOB
Company
ACA compliance group
Location
Boston, MA
Posted Date
Mar 16,19
Source
Employer     

Investment Adviser SEC compliance Consultant Job Locations US-New York ... US-MA-Boston Job ID 2019-1198 Category compliance Type Regular Full-Time Overview The ... in mock regulatory examinations and compliance program reviews..

 
Company
**********
Location
Woburn, MA
Posted Date
Mar 21, 19
Info Source
Recruiter  - Full-Time  

Job Description: Compliance/Document Control CoordinatorPosition SummaryThe Compliance / Document Control Coordinator (CDCC) ... aspects of document control and compliance. The CDCC manages the ECO ... CDCC also administers the company's..

 
Company
**********
Location
Fort Wayne, IN
Posted Date
Mar 21, 19
Info Source
Employer  - Full-Time   

... goals. The Role As a Compliance Advisor you will travel to ... each office, evaluating them for compliance with applicable company and industry ... to identify issues and determine..

 
Company
**********
Location
Minneapolis, MN
Posted Date
Mar 21, 19
Info Source
Employer  - Full-Time   

Job Description Compliance officer focused on the trading ... securities lending. This includes providing compliance support to ensure operational functions ... implementation. Serve as an expert compliance resource for trading..

 
Company
**********
Location
New York City, NY
Posted Date
Mar 21, 19
Info Source
Recruiter  - Full-Time  

Responsibilities Support the activities of the Firm's Consultants Maintain written policies and procedures Create Business and Education Continuity Plans Draft CEO Certification Reports Complete Broker-Dealer Annual Reviews Assist clients with FINRA ..

 
Company
**********
Location
New York City, NY
Posted Date
Mar 22, 19
Info Source
Employer  - Full-Time   

... looking for a Legal and Compliance Associate with a JDand 2–3 ... SIMON in preventing,detecting, and mitigating compliance, legal, regulatory, and reputational riskby ... etc.) Develop, draft, and maintain..

 
Company
**********
Location
New York City, NY
Posted Date
Mar 21, 19
Info Source
Employer  - Full-Time   

... Vice President Manager Swap Dealer Compliance in NEW YORK New York ... of the CCO’s Swap Dealer Compliance team, this individual will support ... support the Swap Dealer Chief..

 
Company
**********
Location
New York City, NY
Posted Date
Mar 22, 19
Info Source
Recruiter  - Full-Time   

About Our ClientThe client is an International bank who focuses within a niche space of banking and financial services, within the foreign exchange market.Job DescriptionKey responsibilities of the Compliance Administration Specialist ..

 
Company
**********
Location
Highland Beach, FL
Posted Date
Mar 22, 19
Info Source
Recruiter  - Contract     

RESPONSIBILITIES: Kforce has a client that is seeking a Licensing Compliance Coordinator in Boca Raton, Florida (FL). Responsibilities include: Acquire data from field offices to establish licensing and certifications records and ..

 
Company
**********
Location
Dresher, PA
Posted Date
Mar 22, 19
Info Source
Employer  - Full-Time   

... WSG (Group, Life and Retirement) Compliance Department is seeking a Director, ... Department is seeking a Director, Compliance to provide day to day ... to provide day to day..

 
Company
**********
Location
Newark, NJ
Posted Date
Mar 22, 19
Info Source
Employer  - Full-Time  

VP, Deputy Chief Compliance Officer','PRU000VK','!*!The Vice President, Deputy Chief ... Officer','PRU000VK','!*!The Vice President, Deputy Chief Compliance Officer Prudential Advisors will have ... of each of the following compliance teams: broker-dealer..

 
Company
**********
Location
New York City, NY
Posted Date
Mar 21, 19
Info Source
Recruiter  - Full-Time   

The Compliance Admin Specialist is responsible for reporting into the Head of the department, regarding all matters within Compliance, providing the team with support on interactions with regulators, paralegal/documentat work, technical ..

 
Company
**********
Location
Denver, CO
Posted Date
Mar 22, 19
Info Source
Employer  - Full-Time   

... of activities in the Investment Compliance group to monitor compliance with federal and state regulatory ... senior level staff to resolve compliance issues in an efficient and ... and..

 
Company
**********
Location
Washington, DC
Posted Date
Mar 22, 19
Info Source
Employer  - Full-Time  

... that of Senior International Trade Compliance Analyst (Special Assistant to the ... to the Associate Deputy Assistant Secretary for Antidumping and Countervailing Duty ... AD/CVD Operations), Office of Assistant..

 
Company
**********
Location
Chicago, IL
Posted Date
Mar 22, 19
Info Source
Employer  - Full-Time   

... better future. Our Opportunity: The Compliance Department provides advice and guidance ... with the public. Our IIMS Compliance Risk and Surveillance Group is ... the Managing Director of IIMS..

 
Company
**********
Location
Saint Louis, MO
Posted Date
Mar 22, 19
Info Source
Employer  - Full-Time  

Monsanto Compliance Analyst in St. Louis Missouri ... Missouri Position Overview: As our Compliance Analyst you will be driving ... be driving and ensuring SOX compliance for Climate This will..

 
Company
**********
Location
Eugene, OR
Posted Date
Mar 21, 19
Info Source
Employer  - Full-Time   

... Auditor What we need: Securities Compliance Auditors conduct audits of branch ... of branch offices to determine compliance with FINRA, SEC and State ... What you will do: Conduct..

 
Company
**********
Location
Greenwood Village, CO
Posted Date
Mar 22, 19
Info Source
Employer  - Full-Time   

Cancel C Senior Manager, Flood Compliance Cobank Greenwood Village , CO ... expertise to the bank's flood compliance team. Leads the bank's compliance program with respect to federal ... expertise..

 
Company
**********
Location
Rockville, MD
Posted Date
Mar 22, 19
Info Source
Employer  - Full-Time   

... well-qualified individual for our Staff Compliance Analyst opening in Rockville, MD ... and processes related to company-wide compliance activities , including, but not ... for Section 404 (SOX 404)..

 
Company
**********
Location
Boca Raton, FL
Posted Date
Mar 21, 19
Info Source
Employer  - Full-Time   

Job Description Job Purpose: β€’ Work with the Licensing Compliance team to launch a licensing compliance program for a new business domain. β€’ Acquire data from field offices to establish licensing ..

 
Company
**********
Location
San Francisco, CA
Posted Date
Mar 22, 19
Info Source
Employer  - Full-Time  

Monsanto Compliance Analyst in San Francisco California ... California Position Overview: As our Compliance Analyst you will be driving ... be driving and ensuring SOX compliance for Climate This will..

 
Company
**********
Location
San Francisco, CA
Posted Date
Mar 22, 19
Info Source
Employer  - Full-Time   

... Summary: Support the Bank's Fiduciary Compliance Program by conducting testing activities ... by conducting testing activities for compliance with fiduciary and securities related ... rules and regulations. Major Responsibilities:..

 
Company
**********
Location
Washington, DC
Posted Date
Mar 22, 19
Info Source
Employer  - Full-Time  

... that of Senior International Trade Compliance Analyst (Special Assistant to the ... to the Associate Deputy Assistant Secretary for Antidumping and Countervailing Duty ... AD/CVD Operations), Office of Assistant..

 
Company
**********
Location
Eagan, MN
Posted Date
Mar 21, 19
Info Source
Employer  - Full-Time   

Compliance Field Advisor We are seeking ... Advisor We are seeking a Compliance Field Advisor to join our ... Field Advisor to join our Compliance team to conduct general market..

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