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170

Compliance Vice President Jobs





Job info
SPONSORED JOB
Company
Arthur J. Gallagher & Co.
Location
Orlando, FL
Posted Date
Apr 12,22
Source
Employer     

Area VP compliance Counsel 84635 Gallagher is a ... or regulatory environment Develops annual compliance goals for the external compliance departments Provides direction and oversight ... direction and oversight for..

 
Company
**********
Location
Louisville, KY
Posted Date
May 11, 2022
Info Source
Employer  - Full-Time   

... the day-to-day implementation of the Compliance Plan and carries out compliance initiatives with the agencies that ... with the agencies that the Compliance Director oversees. Assists the VP .....

 
Company
**********
Location
Warsaw, IN
Posted Date
May 11, 2022
Info Source
Employer  - Full-Time   

... will serve as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... procedures and processes, to ensure compliance with policies ensuring that front .....

 
Company
**********
Location
New York City, NY
Posted Date
May 14, 2022
Info Source
Employer  - Full-Time   

**Key Responsibilities:** The role focuses on but is not limited to SEC Rule 613 Consolidated Audit Trail (CAT), Large Option Position Reporting, Blue Sheet Reporting, and CFTC Part 20 Swaps Large ..

 
Company
**********
Location
Tampa, FL
Posted Date
May 11, 2022
Info Source
Employer  - Full-Time   

... 23rd Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day .....

 
Company
**********
Location
Irving, TX
Posted Date
May 13, 2022
Info Source
Employer  - Full-Time   

GSE Compliance Analyst Department: Legal Location: Irving, ... Financial Services as a GSE Compliance Analyst! The GSE Compliance Analyst, under the direction of ... under the direction of the Compliance..

 
Company
**********
Location
Philadelphia, PA
Posted Date
May 15, 2022
Info Source
Employer  - Full-Time   

... Job Summary Reporting to the Vice President, Health Access & Service Delivery ... Delivery team by assisting the Vice President and fellow leaders with management ... Essential Functions: Reporting..

 
Company
**********
Location
Tampa, FL
Posted Date
May 16, 2022
Info Source
Employer  - Full-Time   

The Anti-Money Laundering Compliance Risk Management (ACRM) function is ... a range of issues including compliance with AML regulatory and legal ... Accounts products, including monitoring of compliance with regulatory..

 
Company
**********
Location
Belfast, ME
Posted Date
May 14, 2022
Info Source
Employer  - Full-Time   

Citi, the world leading global bank, has approximately 200 million customer accounts and a presence in more than 160 countries and jurisdictions worldwide. Citi provides consumers, corporations, governments and institutions with ..

 
Company
**********
Location
Washington, DC
Posted Date
May 15, 2022
Info Source
Employer  - Full-Time  

... WILDLIFE POSITION DESCRIPTION JOB TITLE: Compliance Specialist CLASSIFICATION: Professional 3 SALARY: ... Headquarters, Washington, DC REPORTS TO: Vice President/CFO LAST REVISED: May 2022 POSITION ... May 2022 POSITION SUMMARY..

 
Company
**********
Location
New York City, NY
Posted Date
May 16, 2022
Info Source
Employer  - Full-Time   

... empowers you to excel. Our Compliance Consulting provides expert compliance support for a variety of ... Team leader for our broker-dealer compliance business- Interact with senior management ... and..

 
Company
**********
Location
Chicago, IL
Posted Date
May 13, 2022
Info Source
Employer  - Full-Time   

Regulatory Compliance Consulting Director','LEG0000U9','','','!*! Job Summary Requires ... knowledge and expertise of regulatory compliance to continuously evaluate the business's ... Develops and maintains all necessary compliance policies and procedures for..

 
Company
**********
Location
Louisville, KY
Posted Date
May 14, 2022
Info Source
Employer  - Full-Time  90  

OverviewnThe Compliance Specialist for Corporate Compliance/Risk Mgmt provides competent administrative/office management ... in assisting the VP of Compliance & Ethics, Director of Risk ... to the position and in compliance..

 
Company
**********
Location
Tampa, FL
Posted Date
May 15, 2022
Info Source
Employer  - Full-Time   

... to ensure organizational oversight and compliance with all applicable third-party risk ... ESG Report and general global compliance requirements. Work with Sourcing and ... requirements are met. Support Citi's..

 
Company
**********
Location
Norfolk, VA
Posted Date
May 13, 2022
Info Source
Employer  - Full-Time   

... Posting Details Job Title Research Compliance Coordinator Department V.P. FOR RESEARCH ... Summary Reporting to the Assistant Vice President for Research Compliance (AVP-RC), the Research Compliance Coordinator (RCC) serves..

 
Company
**********
Location
Saint Louis, MO
Posted Date
May 14, 2022
Info Source
Employer  - Full-Time   

Dreaming big is in our DNA. Brewing the world’s most loved beers and creating meaningful experiences is what inspires us. We are owners, empowered to lead real change, deliver on tough ..

 
Company
**********
Location
San Francisco, CA
Posted Date
May 15, 2022
Info Source
Employer  - Full-Time  

... providing extraordinary service. n nThe Vice President, First Line Technology Risk and ... in evaluating policy efficacy and compliance, coordinate and drive risk management ... nWhat you'll be doing..

 
Company
**********
Location
Getzville, NY
Posted Date
May 15, 2022
Info Source
Employer  - Full-Time   

Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)s Surveillance team ... team or multiple teams of Compliance professionals. Responsible for hiring, compensation, ... ICRMs Risk Policies..

 
Company
**********
Location
Irving, TX
Posted Date
May 15, 2022
Info Source
Employer  - Full-Time   

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)s Assurance team ... Assurance team responsible for assessing compliance risks and controls implemented by ... performing risk..

 
Company
**********
Location
New York City, NY
Posted Date
May 11, 2022
Info Source
Employer  - Full-Time   

**Job Summary:** Citis Compliance Technology & Data team is ... team is responsible for enabling compliance technology solutions, ensuring a seamless ... knowledge of Citis systems and compliance frameworks, and..

 
Company
**********
Location
Belfast, ME
Posted Date
May 11, 2022
Info Source
Employer  - Full-Time   

... Institutional Clients Group (ICG) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... globally consistent execution of ICG Compliance Programs, specifically related to Regulations .....

 
Company
**********
Location
New York City, NY
Posted Date
May 14, 2022
Info Source
Employer  - Full-Time   

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... subject matter..

 
Company
**********
Location
Dallas, TX
Posted Date
May 14, 2022
Info Source
Employer  - Full-Time  90  

OverviewnAbout the Job: Compliance Officer (Vice President)n nOversee adherence of the Banku2019s ... areas outlined in the FDIC Compliance Examination Manual.nResponsibilitiesnn Stay abreast of ... dissemination of new and updated..

 
Company
**********
Location
Tampa, FL
Posted Date
May 14, 2022
Info Source
Employer  - Full-Time   

... Rated 23rd Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... delivery and maintenance of best-in-class Compliance programs, policies and practices for .....

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