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Director Institutional Equity Compliance Jobs

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Company
**********
Location
Milwaukee, WI
Posted Date
Oct 17, 2020
Info Source
Employer  - Full-Time  90  

... will be responsible for Distribution compliance for UMB Distribution Services. They ... will oversee a team of compliance analysts and work closely with ... person will report to the..

 
Company
**********
Location
Austin, TX
Posted Date
Feb 25, 2022
Info Source
Employer  - Full-Time  90  

... Under limited supervision, the Operations Compliance Program Manager functions as a ... Program Manager functions as a compliance professional with respect to electric ... Experience in NERC or ERCOT..

 
Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Mar 05, 2022
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
Aon PLC.
Location
Chicago, IL
Posted Date
Mar 19, 2023
Info Source
Employer  - Full-Time  90  

Aon is looking for a Compliance Analyst, Aon Investments USA. This ... every area of interest to institutional investors. Aon is currently one ... succeed. Your impact as a Compliance..

 
Company
**********
Location
New York City, NY
Posted Date
May 28, 2023
Info Source
Employer  - Full-Time  90  

... services to corporate, government, and institutional clients who choose us for ... U.S. equities business and highly-diverse equity research franchise, while growing our ... TD has enhanced its Regulatory..

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