Director Investment Advisor Compliance Jobs in Virginia | ComplianceCrossing.com
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Director Investment Advisor Compliance Jobs in Virginia

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Company
**********
Location
McLean, VA
Posted Date
Aug 09, 18
Info Source
Employer  - Full-Time   

Sr. Director – US Card Compliance – Compliance Advisor in McLean Virginia West Creek ... change banking for good. Sr. Director – US Card Compliance – Compliance Advisor Job Description..

 
Company
**********
Location
McLean, VA
Posted Date
Aug 09, 18
Info Source
Employer  - Full-Time  

... change banking for good. Sr. Director - US Card Compliance - Compliance Advisor Job Description Sr. Director - US Card Compliance - Compliance Advisor Capital One is a diversified..

 
Company
IST Research Corp
Location
Fredericksburg, VA
Posted Date
Aug 14,2018
Info Source

... making investments. - Prepares budgets by establishing schedules; collecting, analyzing, and ... The role will require you to be a trusted advisor to key decision makers, and to develop persuasive ..

 
Company
Piedmont Fund Services
Location
Herndon, VA
Posted Date
Jun 13,2018
Info Source

... advisors to our clients. We also a share core value in giving back to our community through our ... direct, and work with little or no supervision and complete tasks ..

 
Company
E-TRADE
Location
Arlington, VA
Posted Date
Feb 23,2018
Info Source

Having executed the first-ever electronic trade by an individual investor more than 30 years ago ... TRADE's Compliance Management System, as well as executing those programs. The position may also .....

 
Company
The Verity Group, L.L.C.
Location
Vienna, VA
Posted Date
Apr 06,2018
Info Source

By using a dynamic team of highly trained and focused accounting advisors, our client builds ... Assist C‐Suite executives, investment bankers and attorneys in evaluating and closing sales and .....

 
Company
RyanSharkey
Location
Reston, VA
Posted Date
May 10,2018
Info Source

We continue to make significant investments in growing our firm and in our people! You will also ... Plan and direct corporate and partnership tax compliance engagements. * Identify and provide ..

 
Company
AXA Advisors- NC Corporate
Location
Richmond, VA
Posted Date
Aug 02,2018
Info Source

... AXA Advisors financial professionals, and ensuring compliance oversight and supervision. In ... direct and indirect consolidated subsidiaries. AXA Advisors and AXA Equitable are part of the AXA .....

 
Company
Bon Secours Health System, Inc.
Location
Newport News, VA
Posted Date
Dec 06,2017
Info Source

... improvements and compliance, performing Peer to Peer reviews, Short Stay Reviews, Extended ... Previous managed care medical director experience * Meet the requirements (and become a member) of .....

 
Company
Piedmont Fund Services
Location
Herndon, VA
Posted Date
Jul 17,2018
Info Source

Our commitment to quality and client relations allows us to become the trusted advisor for hedge funds and private equity. We are currently seeking an Investor Relations AML/KYC Compliance Associate .....

 
Company
Hilltop Advisors
Location
McLean, VA
Posted Date
Aug 13,2018
Info Source

Hilltop is Hiring Consultants with Financial Services Industry Experience Hilltop Advisors is ... Strong teamwork skills, Managing Director or Senior Director candidates will be required to have .....

 
Company
Hilltop Advisors
Location
McLean, VA
Posted Date
Jul 25,2018
Info Source

Hilltop Advisors is hiring a senior management fraud investigations and consulting leader with 10 ... compliance, AML/BSA, loan sales and securitization and other financial risk areas. Hilltop is .....

 
Company
Ecpiuniversity
Location
Norfolk, VA
Posted Date
Jun 29,2018
Info Source

Classroom teaching; student advising. * Scheduling faculty and students. * Secure and maintain ... Ensure compliance with University and programmatic accreditation, regulations and policies..

 
Company
TechOpps Inc
Location
Alexandria, VA
Posted Date
Apr 09,2018
Info Source

... assisting advising and providing Agency with federated, technology-enabled Human Resources (HR ... Three (3) to seven (7) years of professional experience developing and maintaining DoDAF-compliant .....

 
Company
Edelman Financial Services
Location
Fairfax, VA
Posted Date
Jul 02,2018
Info Source

... Director, this role will serve as the first point of contact for new advisors for metrics review ... Coach new planners to identify potential compliance issues as needed * Mentor ..

 
Company
Hobsons
Location
Arlington, VA
Posted Date
Jul 01,2018
Info Source

... investments in Starfish * Be a visible thought leader in the market; sharing a point of view ... compliance with Immigration Reform and Control Act requirements. Note: U.S. Citizens and ..

 
Company
Boxwood Partners
Location
Richmond, VA
Posted Date
Oct 03,2017
Info Source

... advise them on appropriate ranges at which to conduct transactions. Also, you will have the ... Our professionals have had direct operating experience with companies similar to those BCP is ..

 
Company
Lincoln Financial Advisors
Location
Virginia Beach, VA
Posted Date
May 24,2018
Info Source

Liz Quirk Director of Recruiting - ABS Channel O: 925-659-0286 | | www.lfa-abs.com Securities and investment advisory services offered through Lincoln Financial Advisors, a broker/dealer (member SIPC .....

 
Company
Lincoln Investment
Location
Reston, VA
Posted Date
Jul 10,2018
Info Source

The Field Marketing Manager will represent ISA Financial Directors publically and develop our brand in the field. Company Overview As a full-service broker-dealer and registered investment adviser .....

 
Company
Corps Team on behalf of our client
Location
Fairfax, VA
Posted Date
Jul 18,2018
Info Source

Serving as an International tax advisor to clients in a range of industries on International tax ... compliance * Proven ability to establish strong relationships. * Excellent written and verbal .....

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