Distribution Compliance Officer Jobs in Glendale, California | ComplianceCrossing.com


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9

Distribution Compliance Officer Jobs in Glendale

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Company
**********
Location
Chatsworth, CA
Posted Date
Mar 20, 19
Info Source
Employer  - Full-Time   

... or GED Skills Microsoft Word Compliance Management Analysis Skills Microsoft Office ... seeking a dynamic Risk & Compliance Officer, who has proven experience in ... and production of risk..

 
Company
**********
Location
Beverly Hills, CA
Posted Date
Apr 23, 19
Info Source
Employer  - Full-Time   

The QC & Compliance Officer assists the Entertainment Division with ... the Entertainment Division with lending-related compliance issues. Identifies risks and internal ... that all loans are in compliance with..

 
Company
**********
Location
Beverly Hills, CA
Posted Date
Apr 25, 19
Info Source
Employer  - Full-Time   

Cancel C QC & Compliance Officer - Entertainment Banking City National ... us why The QC & Compliance Officer assists the Entertainment Division with ... the Entertainment Division with lending-related..

 
Company
**********
Location
Los Angeles, CA
Posted Date
May 05, 19
Info Source
Employer  - Full-Time   

... for thoroughness, soundness of recommendations, compliance with established policies and regulations, ... civil rights-related programs ensuring their compliance with applicable rules and regulations. ... of experience as a Deputy..

 
Company
**********
Location
Los Angeles, CA
Posted Date
May 09, 19
Info Source
Employer  - Full-Time   

... its various business segments and distribution channels.Responsibilities:Provide guidance and advice on ... processes and controls to ensure compliance will all applicable privacy laws ... to identify necessary changes.Manage regulatory..

 
Company
**********
Location
Los Angeles, CA
Posted Date
May 05, 19
Info Source
Employer  - Full-Time   

... Summary: Support the Bank's Fiduciary Compliance Program by conducting testing activities ... by conducting testing activities for compliance with fiduciary and securities related ... rules and regulations. MAJOR RESPONSIBILITIES..

 
Company
**********
Location
Monterey Park, CA
Posted Date
May 17, 19
Info Source
Employer  - Full-Time   

Compliance Analyst - Officer MUFG Union Bank • Monterey ... financial group. Job Summary: Ensure compliance for a major business division, ... Communicate, coordinate and monitor regulatory compliance policies, systems..

 
Company
**********
Location
Los Angeles, CA
Posted Date
May 08, 19
Info Source
Employer  - Full-Time   

Investment Advisory Compliance Manager UBIS - Los Angeles','10027620-WD','!*! ... Summary: Reporting to the Chief Compliance Officer, the Investment Advisory Compliance Manager oversees all aspects of ... oversees all aspects of..

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