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Equity Sales Trading Compliance Officer Jobs in Ohio
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Job title

Vice President and Chief Compliance Officer

Company
**********
Location
Cincinnati, OH
Posted Date
Feb 09, 2022
Info Source
Employer  - Full-Time  90 

... and procedures to determine ongoing compliance Perform trading and best execution reviews; monitor/review ... best execution reviews; monitor/review personnel trading for conflicts of interest REQUIREMENTS ... and enhancement of..

Apply now
 
Job title

Vice President and Chief Compliance Officer

Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Mar 05, 2022
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution reviews; monitor/review ... best execution reviews; monitor/review personnel trading for conflicts of interest REQUIREMENTS ... and enhancement of..

Apply now
 
Job title

NCAA Compliance Officer

Company
**********
Location
Cincinnati, OH
Posted Date
May 19, 2022
Info Source
Employer  - Full-Time  90  

... applications for a Director of Compliance (NCAA Compliance Officer). This is a full-time position, ... to the Associate AD of Compliance and will serve as day-to-day ... and will..

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Job title

Vice President and Compliance Officer

Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Jun 28, 2022
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution reviews; monitor/review ... best execution reviews; monitor/review personnel trading for conflicts of interest REQUIREMENTS ... and enhancement of..

Apply now
 
Job title

Vice President and Compliance Officer

Company
**********
Location
Cincinnati, OH
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution reviews; monitor/review ... best execution reviews; monitor/review personnel trading for conflicts of interest REQUIREMENTS ... and enhancement of..

Apply now
 
Job title

Vice President and Compliance Officer

Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Nov 27, 2022
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution reviews; monitor/review ... best execution reviews; monitor/review personnel trading for conflicts of interest REQUIREMENTS ... and enhancement of..

Apply now
 
Job title

Chief Compliance Officer

Company
**********
Location
Cincinnati, OH
Posted Date
Feb 16, 2023
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution reviews; monitor/review ... best execution reviews; monitor/review personnel trading for conflicts of interest REQUIREMENTS ... and enhancement of..

Apply now
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