Equity Trading Compliance Officer Jobs in Virginia | ComplianceCrossing.com


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19

Equity Trading Compliance Officer Jobs in Virginia






Job info
 
Company
**********
Location
Hampton, VA
Posted Date
Jan 18, 19
Info Source
Employer  - Full-Time  90 

... the position of Title IV Compliance Officer. Reporting to the Associate Director ... the following: financial aid programs, compliance issues, and managerial and policy ... regulations. Duties and Responsibilities..

 
Company
**********
Location
Ashburn, VA
Posted Date
Feb 26, 19
Info Source
Employer  - Full-Time  

... the Senior Associate Director, the Compliance and Training Officer, Financial Aid is responsible for ... to student financial aid. The Compliance and Training Officer, Financial Aid serves as GWU's..

 
Company
Enrollment Management
Location
Ashburn, VA
Posted Date
Feb 28, 19
Info Source
Employer  - Full-Time  

... the Senior Associate Director, the Compliance and Training Officer, Financial Aid is responsible for ... to student financial aid. The Compliance and Training Officer, Financial Aid serves as GWU’s..

 
Company
**********
Location
Fairfax, VA
Posted Date
Apr 03, 19
Info Source
Employer  - Full-Time  

Ensures the county's compliance with the federal Health Insurance ... state and federal health care compliance and information privacy regulations and ... awareness training relevant to HIPAA compliance issues for..

 
Company
**********
Location
Glen Allen, VA
Posted Date
Apr 05, 19
Info Source
Employer  - Full-Time   

... FINRA License Microsoft Office Department: Compliance Overview Capitol Securities Management, Inc. ... Management, Inc. seeks a senior Compliance Officer to join its growing team ... experienced and dedicated professionals...

 
Company
**********
Location
Richmond, VA
Posted Date
Apr 19, 19
Info Source
Employer  - Full-Time   

COMPLIANCE OFFICER – ADVERTISING AND COMMUNICATIONS Location: ... COMMUNICATIONS Location: Richmond, VA Department: Compliance OVERVIEW: Davenport & Company LLC ... & Company LLC seeks a Compliance Officer to join its..

 
Company
**********
Location
Williamsburg, VA
Posted Date
Apr 14, 19
Info Source
Employer  - Full-Time   

The Chief Compliance Officer (CCO) provides oversight of the ... provides oversight of the institution’s compliance & equity program. The CCO manages all ... is designed to manage institutional compliance..

 
Company
**********
Location
Charlottesville, VA
Posted Date
Mar 29, 19
Info Source
Employer  - Full-Time   

Cancel S Sex Offender Investigative Unit Compliance Officer State Of Virginia Charlottesville , VA 22901 Posted 2 days ago Apply This Job is not relevant Tell us why The Virginia Department ..

 
Company
**********
Location
Williamsburg, VA
Posted Date
Apr 14, 19
Info Source
Employer  - Full-Time   

Skills Audits Certified Compliance & Ethics Professional The Chief ... & Ethics Professional The Chief Compliance Officer (CCO) provides oversight of the ... provides oversight of the institution's compliance &..

 
Company
**********
Location
Mc Lean, VA
Posted Date
Apr 21, 19
Info Source
Employer  - Full-Time   

Compliance and Safeguarding Officer (SME) POLY Required Leidos • ... audit support to determine enterprise compliance with all current policies and ... security protocols, and assisting maintaining compliance with such..

 
Company
**********
Location
Richmond, VA
Posted Date
Apr 19, 19
Info Source
Employer  - Full-Time   

COMPLIANCE OFFICER – INVESTMENT ADVISORY Location: Richmond, ... ADVISORY Location: Richmond, VA Department: Compliance OVERVIEW: Davenport & Company LLC ... Company LLC seeks a senior Compliance Officer to join its..

 
Company
**********
Location
McLean, VA
Posted Date
Apr 06, 19
Info Source
Employer  - Full-Time  

... audit support to determine enterprise compliance with all current policies and ... security protocols, and assisting maintaining compliance with such requirements. Primary Responsibilities ... • Develop requirements for automated..

 
Company
**********
Location
Richmond, VA
Posted Date
Apr 20, 19
Info Source
Employer  - Full-Time   

... by Chairman and Chief Executive Officer Richard Fairbank, Capital One is ... enable business growth while ensuring compliance to bank standards and facilitating ... for revisions, socialization and business..

 
Company
**********
Location
Williamsburg, VA
Posted Date
Apr 14, 19
Info Source
Employer  - Full-Time   

The Chief Compliance Officer (CCO) provides oversight of the ... provides oversight of the institution’s compliance & equity program. The CCO manages all ... is designed to manage institutional compliance..

 
Company
**********
Location
Reston, VA
Posted Date
Apr 06, 19
Info Source
Employer  - Full-Time  

... audit support to determine enterprise compliance with all current policies and ... security protocols, and assisting maintaining compliance with such requirements. EDUCATION & ... systems. Developing and implementing automated..

 
Company
**********
Location
Falls Church, VA
Posted Date
Apr 19, 19
Info Source
Employer  - Full-Time   

... Assurance (QA) and Task Management Compliance Officer. The person in this position ... organizational tools and applications, process compliance, and proposal support activities and ... directly to the chief..

 
Company
**********
Location
Reston, VA
Posted Date
Apr 04, 19
Info Source
Employer  - Full-Time   

... audit support to determine enterprise compliance with all current policies and ... security protocols, and assisting maintaining compliance with such requirements. EDUCATION & ... systems. Developing and implementing automated..

 
Company
**********
Location
Williamsburg, VA
Posted Date
Apr 14, 19
Info Source
Employer  - Full-Time   

Skills Audits Certified Compliance & Ethics Professional The Chief ... & Ethics Professional The Chief Compliance Officer (CCO) provides oversight of the ... provides oversight of the institution's compliance &..

 
Company
**********
Location
McLean, VA
Posted Date
Apr 04, 19
Info Source
Employer  - Full-Time   

... audit support to determine enterprise compliance with all current policies and ... security protocols, and assisting maintaining compliance with such requirements. Primary Responsibilities ... • Develop requirements for automated..

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