THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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Senior Legal & Compliance Contract Recruiter
Prudential is seeking a Senior Contract Recruiter to support our Legal, Compliance, and Business Ethics area. You will work with ..
... of the company. Wells Fargo Compliance is the company’s compliance second line of defense function, ... regulatory guidance (regulatory requirements), meet compliance responsibilities, and manage compliance risks. Wells Fargo..
Pay rate: $22-25/hour
Assignment Length: 3-4 months (Could become permanent for the right candidate)
Schedule: M-F, 9:00am-6:00pm. However, flexibility is required. The schedule could change based on needs to include early ..
The core responsibilities of the Guidelines and Restrictions team are: 1) monitoring investment guideline compliance for institutional separate accounts (ERISA and non-ERISA), commingled trusts .....
Provide compliance advisory coverage for Credit Investments Group businesses in Asset Management ... D. a plus. Solid knowledge of Investment Advisors Act, Investment Company Act, FINRA, ERISA .....
Assisting in all compliance and regulatory matters ... SEC and CFTC registrations, ERISA, and federal, state and international securities laws (including .....