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... search for a Part Time Compliance Officer to join our corporate legal ... Austin So, SVP, Chief Legal Officer and Secretary. rnrnThe Compliance Officer (“CO”) is responsible for supporting..
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... Conducts complex assurance/effectiveness reviews evaluating compliance in accordance with appropriate regulatory ... appropriate regulatory standards, metrics, established compliance plan(s) and prescribed departmental / ... program policies. Evaluates effectiveness of..
... u003c/strongu003eu003cbru003e u003cbru003e The Deputy Chief Compliance Officer (DCCO)is responsible for identifying, investigating, ... for identifying, investigating, and reporting compliance risks. Assist the Chief Compliance Officer and General Counsel with..
