Finance Compliance Jobs in Glendale, California | ComplianceCrossing.com
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Finance Compliance Jobs in Glendale





Job info
 
Company
**********
Location
Glendale, CA
Posted Date
Jul 04, 18
Info Source
Employer  - Full-Time   

Compliance Specialist WSP - Broker Dealer, ... reports to the Director Retail Compliance. The Written Supervisory Procedures Compliance Specialist is responsible for ensuring ... maintain, review, test and modify compliance..

 
Company
**********
Location
Irwindale, CA
Posted Date
Jul 14, 18
Info Source
Employer  - Full-Time   

u003Cpu003Eu003Cstrongu003EAbout City of Hopeu003C/strongu003Eu003C/pu003Eu003Cpu003ECity of Hope, an innovative biomedical research, treatment and educational institution with over 5,000 employees, is dedicated to the prevention and cure of cancer and other life-threatening diseases ..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Jul 20, 18
Info Source
Employer  - Full-Time   

12,132 Deloitte Software License Compliance, Senior Consultant in Los Angeles California Advisory-Technology Risk Services Extended Enterprise Advisory Services Senior Consultant Deloitte is one of the leading professional services organizations in the ..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Aug 10, 18
Info Source
Employer  - Full-Time   

Assists the Chief Compliance Officer’s in our Broker/Dealer (O’Neil ... various aspects of each company’s compliance program to ensure that the ... basis in interpreting and applying compliance policies and..

 
Company
Location
Pasadena, CA
Posted Date
Aug 07, 18
Info Source
Employer  - Full-Time   

... For more information, visit cit.com.CIT Compliance Assurance Services (CAS) is part ... (CAS) is part of the Compliance Management Systems function.This position will ... continued improvement of an independent..

 
Company
**********
Location
Gardena, CA
Posted Date
Aug 11, 18
Info Source
Employer  - Full-Time   

Who We Are/What We Do Founded in 1975, the Hispanic Scholarship Fund empowers Latino families with the knowledge and resources to successfully complete a higher education, while providing scholarships and support ..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Aug 06, 18
Info Source
Employer  - Full-Time   

12,132 Deloitte Software License Compliance, Manager in Los Angeles California Advisory Extended Enterprise Advisory Services Software License Compliance | Manager Deloitte is one of the leading professional services organizations in the ..

 
Company
Location
Los Angeles, CA
Posted Date
Aug 02, 18
Info Source
Employer  - Full-Time   

... are seeking an experienced trade compliance professional to join our growing ... to join our growing Regulatory Compliance team and help develop and ... develop and manage the trade..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Aug 13, 18
Info Source
Recruiter  - Full-Time  

Corporate Compliance Officer – Los Angeles, CA ... employment opportunity for a Corporate Compliance Officer in Los Angeles, California. ... organization seeks an experienced Corporate Compliance Officer. Responsibilities include: Leading..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Aug 13, 18
Info Source
Recruiter  - Full-Time   

... of the company. Wells Fargo Compliance is the company’s compliance second line of defense function, ... regulatory guidance (regulatory requirements), meet compliance responsibilities, and manage compliance risks. Wells Fargo..

 
Company
**********
Location
Santa Monica, CA
Posted Date
Aug 08, 18
Info Source
Employer  - Full-Time   

Who You Are: Fair’s Compliance Team is looking for a ... support in building out its compliance management system. This individual needs ... a wide variety of critical compliance support..

 
Company
**********
Location
Woodland Hills, CA
Posted Date
Jul 30, 18
Info Source
Employer  - Full-Time   

Sr. Compliance Officer, Vice President Discover your ... Ideal candidate will be a Compliance SME with oversight of consumer ... lending products. Job Summary: Ensure compliance for a group of..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Aug 15, 18
Info Source
Employer  - Full-Time   

... testing consultants to support regulatory compliance testing and validation activities for ... implementing and monitoring a risk-based compliance program to assure compliance with federal, state, agency, legal ... may..

 
Company
**********
Location
Redondo Beach, CA
Posted Date
Jul 23, 18
Info Source
Employer  - Part-Time     

... reading! Sector Sr. Manager of Compliance for Export Management (EM). Position ... to the Director, International Trade Compliance for AS sector. Supports law ... Supports law department in investigating..

 
Company
**********
Location
Woodland Hills, CA
Posted Date
Jul 25, 18
Info Source
Employer  - Full-Time   

... group. Job Summary: Within Americas Compliance (AC), this position is primarily ... of the company’s Third Party Compliance Risk Management Program (TPCRM). As ... matter experts to ensure third-party..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Aug 15, 18
Info Source
Employer  - Full-Time   

... testing consultants to support regulatory compliance testing and validation activities for ... implementing and monitoring a risk-based compliance program to assure compliance with federal, state, agency, legal ... may..

 
Company
**********
Location
Santa Monica, CA
Posted Date
Aug 11, 18
Info Source
Employer  - Full-Time   

Who You Are:nFairu2019s Compliance Team is looking for a ... support in building out its compliance management system. This individual needs ... a wide variety of critical compliance support and..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Aug 13, 18
Info Source
Recruiter  - Full-Time  

Corporate Compliance Officer – Los Angeles, CA ... employment opportunity for a Corporate Compliance Officer in Los Angeles, California. ... organization seeks an experienced Corporate Compliance Officer. Responsibilities include: Leading..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Jul 20, 18
Info Source
Employer  - Full-Time   

12,132 Deloitte Software License Compliance, Consultant in Los Angeles California Advisory-Technology Risk Services Extended Enterprise Advisory Services Consultant Deloitte is one of the leading professional services organizations in the United States ..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Aug 01, 18
Info Source
Employer  - Full-Time   

... order management, portfolio construction and compliance, trade support, corporate action communication ... on the Portfolio Implementation and Compliance team focusing on overseeing clients' ... investment orders, and overseeing client..

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