Finance Jobs in Connecticut | ComplianceCrossing.com


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26

Finance Jobs in Connecticut





Job info
 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking to hire a Compliance Analyst at the Chicago or Greenwich Office. This is an entry-level position with excellent growth potential for highly motivated and exceptional performers. The ..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and skills regarding non-financial regulatory reporting obligations of brokers and futures commission merchants. This person will help design systems to comply ..

 
Company
**********
Location
Danbury, CT
Posted Date
May 27, 2021
Info Source
Employer  - Full-Time  90  

:,ActualValueFromSolar:null},{QuestionName:External Title,AnswerValue:RES Compliance Specialist - Remote,VerityZone:formtext4,QuestionType:text,ActualValueFromSolar:null},{QuestionName:Employment Type,AnswerValue:Full-time ,VerityZone:formtext16,QuestionType:radio,ActualValueFromSolar:null},{QuestionName:About Us,AnswerValue:u003cpu003eu003cspan style=font-size:16px;\u003eu003cspan style=font-family:Verdana,Geneva,sans-serif;\u003eu003ca href=http://www.realogy.com/ target=_blank\u003eRealogy Holdings Corp.u003c/au003eu0026nbsp;(NYSE: RLGY) is the leading and most integrated provider of U.S. residential real estate services, encompassing franchise, ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Dec 07, 2021
Info Source
Employer  - Full-Time  90  

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for an experienced Compliance Analyst with 5 years of experience in a compliance role, preferably in the commodities or securities industry. This position is responsible ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, exchange or law ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated, financial services professional with in-depth knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for an experienced Compliance Analyst with 5 years of experience in a compliance role, preferably in the commodities or securities industry. This position is responsible ..

 
Company
**********
Location
Hartford, CT
Posted Date
Feb 28, 2022
Info Source
Recruiter  - Full-Time  90 

Salary: Compliance Officer opportunity, reporting to the CCO, with a well-regarded Investment/Asset Management organization. This role will focus heavily on Contract drafting/revising/negotiating of Investment Management agreements and amendments, accounting services agreements ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jan 22, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, exchange, ..

 
Company
**********
Location
Hartford, CT
Posted Date
Feb 26, 2022
Info Source
Employer  - Full-Time  90  

Jobs Rated 23rd About Accenture: Accenture is a global professional services company with leading capabilities in digital, cloud and security. Combining unmatched experience and specialized skills across more than 40 industries, ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 11, 2023
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Compliance ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 27, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated, financial services professional with knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk management. ..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Feb 07, 2022
Info Source
Employer  - Full-Time  90  

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
Apr 15, 2022
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking to hire a Compliance Analyst at the Chicago or Greenwich Office. This is an entry-level position with excellent growth potential for highly motivated and exceptional performers. The ..

 
Company
Humana Inc.
Location
Bridgeport, CT
Posted Date
Apr 22, 2023
Info Source
Employer  - Full-Time  90  

Job Information Humana Manager, Compliance - Agent Investigation Unit in Bridgeport Connecticut Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, Compliance works within specific guidelines and procedures; applies ..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 06, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated and talented compliance analyst who is familiar with U.S. securities and/or commodities regulations and has appropriate experience at a regulatory agency, exchange ..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Jun 05, 2021
Info Source
Employer  - Full-Time  90  

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and Compliance team ensuring that dental providers are Credentialed/Re-credentialed according to CMS and State guidelines and that Humana's Dental Networks operate in ..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Oct 10, 2021
Info Source
Employer  - Full-Time  90  

Job Information Humana Compliance (UM) Coordinator 2 in Bridgeport Connecticut Description The Compliance (UM) Coordinator 2 conducts and summarizes compliance audits. The Compliance (UM) Coordinator 2 performs varied activities and moderately ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, exchange or law ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jul 17, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

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