Financial Compliance Jobs in Connecticut

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... will have 2-5 years regulatory..

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... filings related to AML &..

... a full-time remote Quality Assurance Compliance Analyst who resides in New ... report to a Quality Assurance Compliance Manager in our Chicago Office ... candidate will have some regulatory..

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

Job Description The Deputy of Compliance Technology position requires knowledge and ... requires knowledge and skills regarding non-financial regulatory reporting obligations of brokers ... commodities regulatory reporting obligations. Provide compliance..

... is looking to hire a Compliance Analyst at the Chicago or ... analysts will report to the Financial Advisor Compliance Team Lead and will assist ... initiatives relating to..

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... for a motivated and talented compliance officer who is familiar with ... Trading Advisors. Knowledge of foreign financial advisor regulations is preferred. Responsibilities: ... regulations is preferred. Responsibilities: The..