THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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... and Transition Management. The SSGM compliance Specialist – Securities Finance (SF) ... for designing and implementing a compliance program that meets SSGM’s regulatory ... • Implement and enhance the..
... CIT (NYSE: CIT) is a financial holding company with more than ... nResponsibilitiesnThis role is a Senior Compliance Officer for CIT Capital Securities ... is responsible for managing the..
... to 15 years of diversified compliance experience with exposure to investment ... forefront of finance, expanding the financial markets while supporting investors throughout ... nearly one-fifth of the world's..
... certification preferred. 7-10 years relevant product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of ... experience preferred. Thorough knowledge of Financial Services rules and regulations. Solid .....
2 years of compliance, risk management, or auditing experience
FINRA Series 7/63 and 24 and required
Knowledge in internal control and risk management
Asset management industry experience, including mutual fund ..
IT Advisory Senior, Financial Services, Regulatory Compliance - Analytics','NEW00IH4','US-NY-New York','!*! We are ... business dedicated exclusively to the financial services marketplace. Join Financial Services and you will work ... help..
DEPARTMENT: Compliance JOB TITLE: Futures - Compliance Officer LOCATION: New York TASKS ... the implementation of the Firm’s Compliance Program. Conduct internal compliance reviews and investigations. Assist with ... internal..