Financial Compliance Jobs in White Plains

Renowned financial services company is seeking a well-qualified professional to run the compliance program for its HUD 232 lending business. The duties of the position will encompass all aspects of compliance ..

Top tier financial services firm is seeking a bank regulatory compliance specialist for its renowned team. The position requires a solid grounding in federal and state banking rules and regulations, as ..

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... will have 2-5 years regulatory..

... is looking to hire a Compliance Analyst at the Chicago or ... analysts will report to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... initiatives relating..

... a full-time remote Quality Assurance Compliance Analyst who resides in New ... report to a Quality Assurance Compliance Manager in our Chicago Office ... candidate will have some regulatory..

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... filings related to AML &..

... is looking for an experienced Compliance professional with a background in ... requires related experience in the financial services industry, and a broad ... 3 years brokerage experience in..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

... implement, and manage a robust compliance program ensuring timely and accurate ... IRS to ensure continued licensing compliance Collaborate with Licensing Operations, Payroll ... Support record keeping and annual..

... is looking for a motivated, financial services professional with knowledge of ... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior..

... and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead..

... is looking for a motivated, financial services professional with in-depth knowledge ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The..

... for a motivated and talented compliance analyst who is familiar with ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities ... policy management. Responsibilities The Sr...

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

... for a motivated and talented compliance officer who is familiar with ... Trading Advisors. Knowledge of foreign financial advisor regulations is preferred. Responsibilities: ... regulations is preferred. Responsibilities: The..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... is looking to hire a Compliance Analyst at the Chicago or ... analysts will report to the Financial Advisor Compliance Team Lead and will assist ... initiatives relating to..

Job Description The Deputy of Compliance Technology position requires knowledge and ... requires knowledge and skills regarding non-financial regulatory reporting obligations of brokers ... commodities regulatory reporting obligations. Provide compliance..