Fixed Income Compliance Jobs in Englewood, New Jersey | ComplianceCrossing.com
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Fixed Income Compliance Jobs in Englewood






Job info
 
Company
Location
New York City, NY
Posted Date
Nov 20, 17
Info Source
Employer  - Full-Time   
Total Views
2

Vice President Fixed Income Compliance','00009ZF5','!*!Make the Right Move and join ... of the Job: Provide real-time compliance advice to sales, trading and ... personnel on transactional and general compliance related..

 
Company
TD Bank Group
Location
New York, NY
Posted Date
Nov 23,2017
Info Source

Fixed Income Sales & Trading Summer Analyst The Sales & Trading Group is comprised of a number of ... Compliance Department at hrcompliance@td.com. Please include your full name, contact information .....

 
Company
The Forum Group
Location
new york city, New York
Posted Date
Nov 22,2017
Info Source

Responsibilities The person performing this trading desk advisory position will be responsible for assisting in the implementation and management of the..

 
Company
BNP Paribas
Location
New York, NY
Posted Date
Nov 22,2017
Info Source

Compliance and RISK 2. Compliance Risk Management Program: covering 2nd Lines of Defense ("LoD ... fixed income, FX, and futures; * Assist in providing advice on new products, new systems .....

 
Company
EquiLend
Location
New York, NY
Posted Date
Nov 22,2017
Info Source

Responsible for Compliance related tasks for the Firm's US (SEC & FINRA) and Canada (IIROC, OSC ... fixed income securities finance community..

 
Company
Goldman Sachs USA
Location
New York, NY
Posted Date
Nov 20,2017
Info Source

OUR IMPACT Fixed Income, Currency, and Commodities (FICC) Technology plays a key role in the firm ... compliance obligations for staff and coordinates manages contingency plans and procedures to .....

 
Company
First Republic
Location
New York, NY
Posted Date
Nov 19,2017
Info Source

... are looking to hire a Fixed Income Compliance Analyst who will serve as ... point of contact between the Fixed Income Group of First Republic Investment ... Republic Investment..

 
Company
Oppenheimer Funds
Location
New York, NY
Posted Date
Nov 16,2017
Info Source

Work with legal, compliance, accounting and trading functions on matters relating to the covered ... taxable fixed income strategies * Passion for being a meaningful contributor and collaborator .....

 
Company
Citigroup Inc.
Location
New York, NY
Posted Date
Nov 11,2017
Info Source

The position is for a Fixed Income Compliance Officer within Citi's Institutional Client Group (ICG), supporting Sales and Trading in the Foreign Exchange, Local Markets (LATAM rates, foreign .....

 
Company
JPMorgan Chase & Co.
Location
New York, NY
Posted Date
Nov 10,2017
Info Source

The role will ensure practices are in compliance with relevant risk and control standards, policies ... Knowledge of Fixed Income markets, products and processes * 3-6 years controls management, legal .....

 
Company
BGC Partners
Location
New York, NY
Posted Date
Nov 05,2017
Info Source

Fixed Income Surveillance Analyst Position will include responsibility for monitoring daily ... Compliance IT projects, and handling of special projects and reviews. Other assignments will .....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Nov 03,2017
Info Source

The Risk & Controls team is part of the Fixed Income Division Controllers Group (FID) Global ... and compliance to Policy/Procedures Owner of FID GPC's Risk Control Self-Assessment (RCSA .....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Nov 01,2017
Info Source

Provide compliance guidance to fixed income investment professionals and traders with respect to client guidelines and regulatory requirements imposed by US and foreign financial authorities..

 
Company
JPMorgan Chase & Co.
Location
New York, NY
Posted Date
Oct 31,2017
Info Source

Effectively manage staff,ensuring compliance with JPM policies. * Communicate regularly withstaff ... An in depth knowledge of fixed income lending and financing, and general financial markets..

 
Company
HSBC
Location
New York, NY
Posted Date
Oct 31,2017
Info Source

Provide real-time compliance advice to sales, trading and origination personnel on transactional and general compliance related issues across GB&M which include fixed income and associated .....

 
Company
Chubb
Location
New York City, NY
Posted Date
Oct 27,2017
Info Source

Position: Fixed Income Portfolio Analyst forasset manager overseeing $100 billion portfolio ... At Chubb, we are committed to equal employment opportunity and compliance with all laws and .....

 
Company
Cybercoders
Location
Hoboken, NJ
Posted Date
Sep 21,2017
Info Source

Fixed Income Developer If you are a ... with 5+ years experience in Fixed Income, please ... Your Right to ... Right to Work – In compliance with federal law,..

 
Company
Multi-Bank Securities, Inc.
Location
Newark, NJ
Posted Date
Aug 21,2017
Info Source

Book of business focused on institutional fixed-income * Clean FINRA record. * Series 7 & 63 ... MBS has an impeccable FINRA customer compliance record. In keeping with our commitment to ..

 
Company
UBS
Location
New York, NY
Posted Date
Jul 06,2017
Info Source

... fixed income, Credit Sales and Trading business * guide, challenge and advise multiple complex business units regarding compliance and regulatory obligations * work closely with colleagues in .....

 
Company
The Forum Group
Location
New York, NY
Posted Date
Jul 05,2016
Info Source

... to add a skilled experienced Fixed Income Compliance professional to it's Fixed income Sales & Trading Advisory team..

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