Fixed Income Compliance Jobs in Illinois | ComplianceCrossing.com
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Fixed Income Compliance Jobs in Illinois






Job info
 
Company
Nuveen Investments
Location
Chicago, IL
Posted Date
Nov 21,2017
Info Source

... fixed income, equities and alternatives. Nuveen is driven not only by the independent investment ... For more information about the firm please visit our website at The Principal Compliance Advisor ..

 
Company
Nuveen Investments
Location
Chicago, IL
Posted Date
Nov 17,2017
Info Source

The focus of this position will be daily monitoring and research of pre-trade and batch alerts generated by the Charles River Compliance System (CRD) for equities, fixed income, derivatives and cash..

 
Company
Nuveen Investments
Location
Chicago, IL
Posted Date
Oct 28,2017
Info Source

... fixed income, equities and alternatives. Nuveen is driven not only by the independent investment ... Compliance, and additional areas within the enterprise. In addition to analytics support, the .....

 
Job title
Company
Cybercoders
Location
Chicago, IL
Posted Date
Oct 27,2017
Info Source

... fixed income, commodities, or equity complex. A strong understanding of the underlying futures or ... Your Right to Work – In compliance with federal law, all persons hired will be ..

 
Company
Nuveen Investments
Location
Chicago, Illinois
Posted Date
Oct 15,2017
Info Source

... fixed income, equities and alternatives. Nuveen is driven not only by the independent investment ... The position will serve as Managing Director and Chief of Staff for the Nuveen Compliance ..

 
Company
IBG LLC
Location
Chicago, IL
Posted Date
Oct 14,2017
Info Source

... Compliance on common issues. Contribute to the development of client service systems, policies and ... and fixed income. * Working knowledge of various exchange operations and regulations, product .....

 
Company
PWC - US
Location
Chicago, IL
Posted Date
Oct 13,2017
Info Source

Many of the key operations of a tax department managing fixed assets, property tax, inventory and ... income, revenue and deductions, cost capitalization, revenue recognition, FAS 109 and compliance..

 
Company
Nuveen Investments
Location
Chicago, IL
Posted Date
Oct 01,2017
Info Source

... fixed income, equities and alternatives. Nuveen is driven not only by the independent investment ... Experience with Finance, Compliance or Risk Applications a plus Experience with data privacy .....

 
Company
Nuveen Investments
Location
Chicago, IL
Posted Date
Sep 13,2017
Info Source

... fixed income, equities and alternatives. Nuveen is driven not only by the independent investment ... Maintains compliance training log and reporting infrastructure; expands current process for .....

 
Company
William Blair
Location
Chicago, IL
Posted Date
Aug 31,2017
Info Source

S. equity, fixed income, multi-asset, and alternatives. William Blair is based in Chicago with an ... marketing, compliance, legal and operational contacts. * Represent William Blair at industry .....

 
Company
Multi-Bank Securities, Inc.
Location
Chicago, IL
Posted Date
Aug 21,2017
Info Source

Book of business focused on institutional fixed-income * Clean FINRA record. * Series 7 & 63 ... MBS has an impeccable FINRA customer compliance record. In keeping with our commitment to ..

 
Company
Cybercoders
Location
Chicago, IL
Posted Date
Jul 28,2017
Info Source

Career and Income Growth 2. Incredible Benefits Benefits including Bonus, Vacation, and 401k 3 ... fixed fee projects) - Lead and mentor functional and technical resources throughout the ERP .....

 
Company
Nuveen Investments
Location
Chicago, IL
Posted Date
Jul 28,2017
Info Source

... fixed income, equities and alternatives. Nuveen is driven not only by the independent investment ... The position will serve as Managing Director and Chief of Staff for the Nuveen Compliance ..

 
Company
Nuveen Investments
Location
Chicago, IL
Posted Date
Jul 23,2017
Info Source

... fixed income, equities and alternatives. Nuveen is driven not only by the independent investment ... Compliance, Front Office, and Product Development QUALIFICATIONS: To perform this job successfully .....

 
Job title
Company
Nuveen Investments
Location
Chicago, IL
Posted Date
May 23,2017
Info Source

... fixed income, equities and alternatives. Nuveen is driven not only by the independent investment ... Nuveen Investments Advisers' ('NIA') Compliance Team provides world-class service, support, and .....

 
Company
IBG LLC
Location
Chicago, IL
Posted Date
Feb 10,2017
Info Source

... and Compliance on common issues. * Contribute to the development of client service systems ... and fixed income * Working knowledge of various exchange operations and regulations, product .....

 
Company
Cybercoders
Location
Chicago, IL
Posted Date
Nov 05,2016
Info Source

... fixed income derivatives, etc. - C++ development experience - WPF experience - SQL server ... Your Right to Work – In compliance with federal law, all persons hired will be ..

 
Company
Nuveen Investments
Location
Chicago, IL
Posted Date
Oct 16,2016
Info Source

... fixed income, equities and alternatives. Nuveen is driven not only by the independent investment ... The Nuveen Front Office and Compliance Proprietary Applications team is hiring a Sr. Application .....

 
Job title
Company
Cybercoders
Location
Chicago, IL
Posted Date
Nov 21,2015
Info Source

... or fixed-income What's In It for You - Medical, dental, vision coverage - Competitive bonus ... Your Right to Work – In compliance with federal law, all persons hired will ..

 
Company
Cybercoders
Location
Chicago, IL
Posted Date
Mar 25,2015
Info Source

... asset classes including fixed income, equity index, and commodities -Our environment is ... Your Right to Work – In compliance with federal law, all persons hired will be required to ..

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