Investment Banking Compliance Jobs in Mount Vernon, New York | ComplianceCrossing.com
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Investment Banking Compliance Jobs in Mount Vernon

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Company
Location
Buffalo, NY
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time  90  
Total Views
5

Deputy Compliance Officer-Centralized Compliance','3DDRU','!*!Basic Function:Responsible for oversight compliance with respect to laws and ... Lending, Fiduciary, Broker Dealer, Insurance, Investment Advisor, Administrative Support or combinations ... thereof. Interact with business..

 
Location
Depew, NY
Posted Date
Oct 19, 17
Info Source
Recruiter  - Full-Time  
Total Views
2

Category : Finance Location/City : NY - Depew Job Type : Temp to Perm Id : 159687 Recruiter Email : ahalliday@thecsicompanies.com The CSI Companies is looking for a Compliance Loan Officer ..

 
Location
Depew, NY
Posted Date
Nov 08, 17
Info Source
Recruiter  - Full-Time  
Total Views
4

Category : Finance Location/City : NY - Depew Job Type : Contract Id : 160127 Recruiter Email : agroves@thecsicompanies.com The CSI Companies is seeking a Mortgage Compliance Officer in the Depew, ..

 
Company
Location
Buffalo, NY
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
5

BSA Compliance Specialist I - EDD','3DFDM','!*!At M&T, ... Basic Function:Responsible for assisting the Compliance Specialist II in ensuring adherence ... to State and Federal regulatory compliance with the Bank Secrecy..

 
Company
Location
Buffalo, NY
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
2

BSA Compliance Specialist I - EDD - ... Function: Responsible for assisting the Compliance Specialist II in ensuring adherence ... to State and Federal regulatory compliance with the Bank Secrecy..

 
Company
Location
Buffalo, NY
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
5

... Risk Management policies and regulatory compliance matters applicable to Treasury to ... by serving as liaison between Compliance and Risk as it relates ... PREFERRED: Minimum of 3 years’..

 
Company
Location
Buffalo, NY
Posted Date
Nov 17, 17
Info Source
Employer  - Full-Time   
Total Views
4

Senior Regulatory Compliance Risk Analyst','00009Z7L','!*!Impact on the Business ... securities related regulatory risks by compliance obligation, assessable unit, and legal ... findings from regulators, internal audit, compliance testing and MSIIs;..

 
Company
Location
Buffalo, NY
Posted Date
Nov 23, 17
Info Source
Employer  - Full-Time   
Total Views
3

BSA Compliance Analyst II - EDD','3DFK3','!*!FUNCTION: Responsible ... Responsible for assisting the BSA Compliance Specialist II in order to ... to State and Federal regulatory compliance with the Bank Secrecy..

 
Location
Buffalo, NY
Posted Date
Nov 23, 17
Info Source
Recruiter  - Full-Time   
Total Views
1

... Responsible for assisting the BSA Compliance Specialist II in order to ... to State and Federal regulatory compliance with the Bank Secrecy Act, ... OFAC. Interacts with business unit..

 
Company
Raymond James Financial
Location
New York, New York
Posted Date
Nov 16,2017
Info Source

Remain cognizant of our commitment to daily workflow and regulatory compliance during high volume ... MBA Degree with experience in Investment Banking Preferred. ~or~ * Any equivalent combination of .....

 
Company
(unknown company)
Location
New York, NY
Posted Date
Nov 14,2017
Info Source

... compliance matters Ability to provide credible strategic viewpoints and advice to senior management and owners of client companies Series 7,63 and 79 Our client is an investment bank who are ..

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Nov 11,2017
Info Source

... investment banking highly desirable Facility with IT systems preferred Technically proficient in the use of Power Point and Excel Good interpersonal, leadership and influencing skills - able to .....

 
Company
PCB Apps
Location
New York, NY
Posted Date
Oct 30,2017
Info Source

Compliance data Mgt.Tertiary Skill: Banking and Private BnkgAdditional Skills: Regulatory ... Private BnkgAdditional Skills: Regulatory ... Investment Banking and Private Banking data across all asset-classes, to .....

 
Job title
Company
Bank of America
Location
New York, NY
Posted Date
Oct 19,2017
Info Source

Merrill Lynch Wealth Management is part of Bank of America Corporation. The Practice Management ... compliance and personal growth and development according to both a day-to-day and longer-term plan..

 
Company
Global Business Consulting Services
Location
New York, NY
Posted Date
Oct 19,2017
Info Source

In-depth knowledge of Investment Banking/Trust/Custody/Asset Servicing Banking.Email resume to ... Compliance functions, Investment Banking, Trust, Custody, Asset Servicing Banking, FRB SR 8-08..

 
Company
Standard Chartered Bank
Location
Manhattan, NY
Posted Date
Oct 05,2017
Info Source

Coordinate and consider inputs from the each CA regional team in relation to investments and target ... compliance risks in the Region. * Deploy Group capability and capacity planning tools for ..

 
Company
UFG Union Bank, N.A.
Location
Jersey City, New Jersey
Posted Date
Sep 10,2017
Info Source

The company is a leading bank. Project Support (40%) The Lead Solution Architect for Compliance is ... Influences change opportunities and investments to achieve the target state. Describes the path .....

 
Company
Opus Bank
Location
New York, NY
Posted Date
Jun 29,2017
Info Source

The Merchant Banking Division is an integrated principal investing and advisory platform that ... licensed by Compliance Dept. Options Apply for this job onlineApply Share Email this job to a .....

 
Company
Huxley Associates
Location
New York, NY
Posted Date
Mar 12,2013
Info Source

My client, a major investment bank inJersey City, is looking for an expert java developer to join its compliance IT team and help build out their global issue tracking and management ..

 
Company
Huxley Associates
Location
New York, NY
Posted Date
Mar 12,2013
Info Source

A major investment bank in New York City (midtown) is looking for a senior java developer with solid experience within compliance IT, fixed income, and trading systems. Core skills include: - ..

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