Investment Banking Compliance Jobs in Pasadena, California | ComplianceCrossing.com
Your search results
20

Investment Banking Compliance Jobs in Pasadena

Related Job Title





Job info
 
Job title
Company
Location
Los Angeles, CA
Posted Date
Sep 15, 17
Info Source
Employer  - Full-Time  90  
Total Views
11

Position Purpose: The Compliance Officer of Bank of Hope ... processes and have understanding of banking regulations, legal limitations placed on ... also serves to ensure that compliance risks are..

 
Job title
Company
Location
Los Angeles, CA
Posted Date
Nov 07, 17
Info Source
Employer  - Full-Time   
Total Views
2

Responsibilities & Duties • Collect, validate and report HMDA data quarterly • Prepare HMDA data for annual submission to the appropriate Federal Agency • Validate accuracy and completeness of HMDA data ..

 
Company
Location
Los Angeles, CA
Posted Date
Nov 13, 17
Info Source
Employer  - Full-Time   
Total Views
2

... in 1852, Wells Fargo provides banking, insurance, investments, mortgage, and consumer ... help them succeed financially.Wealth & Investment Management: Wealth and Investment Management (WIM) is one of ... include..

 
Location
Alhambra, CA
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
4

EMCORE Corporation is a leading provider of advanced Mixed-Signal Optics products that provide the foundation for today’s high-speed communication network infrastructures and leading-edge defense systems. Our optical chips, components, subsystems and ..

 
Company
Location
Los Angeles, CA
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
2

... in 1852, Wells Fargo provides banking, insurance, investments, mortgage, and consumer ... them succeed financially. *Wealth & Investment Management:* Wealth and Investment Management (WIM) is one of ... include..

 
Location
Pasadena, CA
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
3

Coding Compliance Auditor - WC','633759','Nov 16, 2017','!*!The ... Auditor - WC','633759','Nov 16, 2017','!*!The Compliance Auditor is responsible for partnering ... and to work with Regional Compliance to develop and implement..

 
Company
Location
El Segundo, CA
Posted Date
Nov 18, 17
Info Source
Employer  - Full-Time   
Total Views
2

International Trade Product Risk and Compliance Manager -- El Segundo International ... of the Product Risk and Compliance Manager is designed to provide ... international rules of practice or compliance..

 
Company
Location
El Segundo, CA
Posted Date
Nov 19, 17
Info Source
Employer  - Full-Time   
Total Views
3

International Trade Product Risk and Compliance Manager -- El Segundo International ... of the Product Risk and Compliance Manager is designed to provide ... international rules of practice or compliance..

 
Company
Location
Los Angeles, CA
Posted Date
Nov 21, 17
Info Source
Employer  - Full-Time   
Total Views
2

• Assist with the scoping analysis to determine the key processes to review for the SOX program. • Review and update SOX narratives and control matrices • Assist in creating process ..

 
Company
MUFG
Location
Los Angeles, CA
Posted Date
Nov 22,2017
Info Source

Comprehensive knowledge of banking/compliance laws and regulations applicable to personal trust, corporate trust, custody services, trust operations, broker dealers, and investment management.(e.g .....

 
Company
First Republic Bank
Location
Los Angeles, CA
Posted Date
Nov 21,2017
Info Source

Overview First Republic is an ultra-high-touch bank that provides extraordinary client service. We ... Century City Mail review in compliance with FINRA requirements. * Perform duties & responsibilities .....

 
Company
The Compliance Search Group, LLC
Location
Los Angeles, California
Posted Date
Nov 21,2017
Info Source

Experience as an investment banking associate or senior analyst, or 3+ years of consulting, accounting or relevant technology industry experience * A critical thinker who can quickly evaluate and .....

 
Company
First Republic Bank
Location
Los Angeles, CA
Posted Date
Nov 18,2017
Info Source

Overview First Republic is an ultra-high-touch bank that provides extraordinary client service. We ... compliance and new hire requirements preferred * Prior experience working with investment .....

 
Company
Wells Fargo
Location
Buena Park, CA
Posted Date
Nov 11,2017
Info Source

... banking, consumer lending, business banking, small business, mortgage lending, investments ... Compliance with state law requirements is required. * Obtaining and/or maintaining appropriate .....

 
Company
Mega International Commercial Bank, Los Angeles Branch
Location
Los Angeles, CA
Posted Date
Nov 09,2017
Info Source

... be compliant with the bank's accounting policy and procedures. * Validate expenses vouchers ... equity investment), and venture capital ever since. For years, CTB has made significant .....

 
Company
Mega International Commercial Bank, Los Angeles Branch
Location
Los Angeles, CA
Posted Date
Nov 09,2017
Info Source

Any other functions required by bank policy and procedures as well as regulatory requirements ... equity investment), and venture capital ever since. For years, CTB has made significant .....

 
Job title
Company
First Choice Bank
Location
Cerritos, CA
Posted Date
Nov 06,2017
Info Source

... reviews, valuation, investment activities, budgeting, forecasting, financial modeling ... compliance with established Bank policies, procedures and state and federal regulations. 12..

 
Company
GREENBOX LOANS, INC
Location
Los Angeles, CA
Posted Date
Nov 04,2017
Info Source

Working knowledge of compliance regulations · Proficient with MS Office · Ability to work in a ... programs, two Investor based programs with No Income, No Employment, and one Foreign National ..

 
Job title
Company
Bank of America
Location
Glendale, CA
Posted Date
Nov 03,2017
Info Source

Merrill Lynch Wealth Management is part of Bank of America Corporation. The Practice Management ... compliance and personal growth and development according to both a day-to-day and longer-term plan..

 
Company
UnionBank
Location
Glendale, CA
Posted Date
Sep 27,2017
Info Source

... investments held with business partners), Institutional Sales support (perform general support ... Bank, UBIS Compliance Department, and other applicable guidelines. Qualifications: Knowledge .....

Related Job Title
Narrow Your Search Results — Try Advanced Search

Search All Pasadena Investment Banking Compliance Jobs

By using Employment Crossing, I was able to find a job that I was qualified for and a place that I wanted to work at.
Madison Currin - Greenville, NC
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2016 ComplianceCrossing - All rights reserved.