Investment Banking Compliance Officer Jobs in Diamond Bar, California | ComplianceCrossing.com
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Investment Banking Compliance Officer Jobs in Diamond Bar

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Location
Los Angeles, CA
Posted Date
Aug 02, 17
Info Source
Employer  - Full-Time   

... join our Wholesale Credit Regulatory Compliance Quality Assurance Team! We are ... We are seeking a Regulatory Compliance Senior Officer. This position can be based ... Angeles or Hartford...

 
Company
Location
Irvine, CA
Posted Date
Aug 05, 17
Info Source
Employer  - Full-Time   

SVP, Chief Compliance Officer / FINOP Opus Bank's success ... success. We seek an experienced Compliance leader to oversee regulatory compliance and act as the FINOP ... dealer, Opus Financial..

 
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Company
Location
Los Angeles, CA
Posted Date
Sep 15, 17
Info Source
Employer  - Full-Time  90  

Position Purpose: The Compliance Officer of Bank of Hope must ... processes and have understanding of banking regulations, legal limitations placed on ... also serves to ensure that compliance risks..

 
Company
Location
Los Angeles, CA
Posted Date
Oct 08, 17
Info Source
Employer  - Full-Time   

Responsibilities & Duties: • Tracks and monitors the Appraisal Management Company (AMC) platforms on a daily basis • Adds all new residential mortgage appraisals to AppraisalTrac to create an audit trail ..

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