Investment Banking Compliance Officer Jobs in Dix Hills, New York | ComplianceCrossing.com
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Investment Banking Compliance Officer Jobs in Dix Hills

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Company
Santander Bank
Location
Great Neck, NY
Posted Date
Nov 23,2017
Info Source

Santander Bank is seeking experienced Mortgage Loan Officers for our expanding Mortgage Department ... Ensuring compliance to Retail Mortgage Lending policies and procedures. Performing work in .....

 
Company
Northstar Financial
Location
Hauppauge, NY
Posted Date
Nov 22,2017
Info Source

... provider compliance officers, as well as management KNOWLEDGE/SKILLS/ABILITIES: • In-depth ... investment limitations, and operating policies for mutual funds • Working knowledge of FINRA .....

 
Company
Green River Capital Corp
Location
Plainview, NY
Posted Date
Nov 17,2017
Info Source

Mortgage Compliance expertise for state, federal, local government, private investors and insurers ... talented loan officers to focus on what they're best at – selling mortgage loans. www .....

 
Company
TD Bank Group
Location
Melville, NY
Posted Date
Nov 16,2017
Info Source

... Officer to ensure consistency with the TD Bank Group's Risk Appetite Principles, including ... Is knowledgeable of and operates within the applicable regulatory and compliance guidelines .....

 
Company
Oerlikon Surface Solutions
Location
Old Westbury, NY
Posted Date
Nov 15,2017
Info Source

Prepare financial analysis for contract negotiations and product investment decisions * Ensure compliance with local, state, and federal budgetary reporting requirements * Work with department .....

 
Company
JPMorgan Chase & Co.
Location
Melville, NY
Posted Date
Nov 11,2017
Info Source

The firm is a leader in investment banking, financial services for consumers and small business ... compliant with regulatory standards, and will ensure high quality and timely completion of all .....

 
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Company
David Lerner Associates
Location
Syosset, NY
Posted Date
Nov 06,2017
Info Source

David Lerner Associates, Inc. (“DLA”) seeks to hire a highly motivated Compliance Officer who ... Written communications with regulatory agencies and investors * Trade reviews (municipal securities .....

 
Company
Capital One
Location
Melville, NY
Posted Date
Nov 03,2017
Info Source

Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a ... Together, we are on a quest to change banking for good. Principal Auditor -- Consumer ..

 
Company
Residential Home Funding
Location
Huntington, NY
Posted Date
Nov 02,2017
Info Source

All the latest loan programs and investors will be at your fingertips. You will be able to reach ... Rapidly growing local Mortgage Bank looking for SALES people to work out ..

 
Company
Parker Lynch
Location
Melville, NY,
Posted Date
Nov 01,2017
Info Source

Will report directly to CFO and manage a team of accountants. Our client offers stability, work ... Prepare financial statements in compliance with GAAP. * Hands on management and mentoring of ..

 
Company
Futuretech Staffing
Location
Melville, NY
Posted Date
Oct 27,2017
Info Source

... compliance with all Company policies and procedures including Worldwide Business Standards ... Banking, Finance, Engineering, Bio-technology, Manufacturing, Sales and Distribution. We are .....

 
Company
Quorum Health Resources
Location
Brentwood, NY
Posted Date
Oct 20,2017
Info Source

... compliance. * Minimum 5 plus years as hospital CFO or Assistant CFO in a large facility; experience in investor owned operations a plus. BENEFITS AND COMPENSATION * Salary is commensurate ..

 
Job title
Company
Bank of America
Location
Islip, NY
Posted Date
Oct 19,2017
Info Source

Merrill Lynch Wealth Management is part of Bank of America Corporation. The Practice Management ... compliance and personal growth and development according to both a day-to-day and longer-term plan..

 
Company
Custom Architectural and Engineering Company
Location
Melville, NY
Posted Date
Oct 19,2017
Info Source

... SOX compliance regarding all financial functions. · Work with Human Resources to ensure ... investments and asset management area. · Explore new investment opportunities and provide .....

 
Company
People's United Bank
Location
Hicksville, NY
Posted Date
Oct 14,2017
Info Source

Prepares all applicable compliance documents within required timeframes. Performs loan pricing ... NY **Zip Code:** 11801 People's United Bank and its subsidiaries are equal opportunity and .....

 
Company
Capital One
Location
Melville, NY
Posted Date
Oct 12,2017
Info Source

Develop familiarity with all bank compliance regulatory policies and procedures * Accompany senior ... Some experience with construction and investment re-positioning At this time, Capital One will not .....

 
Company
New York Community Bancorp, Inc.
Location
Hicksville, NY
Posted Date
Oct 09,2017
Info Source

Prepare and present commercial real estate loan presentations to the Bank's Mortgage Committee ... compliance and adhere to internal control policies and procedures. EDUCATION AND EXPERIENCE..

 
Company
The First National Bank of Long Island
Location
Brookville, NY
Posted Date
Sep 22,2017
Info Source

The First National Bank of Long Island, the Bank "Where Everyone Knows Your Name", is seeking an ... ensure compliance with generally accepted accounting and regulatory accounting principles..

 
Company
New York Community Bancorp, Inc.
Location
Jericho, NY
Posted Date
Aug 11,2017
Info Source

... A Premier Banking Business Development Officer possesses the knowledge and experience to ... maintain Sarbanes-Oxley compliance and adhere to internal control policies and procedures..

 
Company
Henry Schein
Location
Melville, NY
Posted Date
Nov 18,2016
Info Source

... updates to the EMC, CEO, and the board. * Integration: Work with the integration team ... Experience: 1-3 years of investment banking or corporate M&A experience Education: Bachelor .....

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