Investment Banking Compliance Officer Jobs in Irvington, New Jersey | ComplianceCrossing.com
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Investment Banking Compliance Officer Jobs in Irvington

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Company
Location
New York City, NY
Posted Date
Oct 17, 17
Info Source
Employer  - Full-Time   
Total Views
13
Total Applies
1

... nResponsibilitiesnThis role is a Senior Compliance Officer for CIT Capital Securities LLC, ... Asset Management LLC, a registered investment adviser. The role is based ... is responsible for managing..

 
Location
New York City, NY
Posted Date
Oct 14, 17
Info Source
Employer  - Full-Time   
Total Views
6

... product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of ... and regulations. Solid understanding of Compliance Risk Management and best practices. ... while supporting investors throughout the..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
6

DEPARTMENT: Compliance JOB TITLE: Futures - Compliance Officer LOCATION: New York TASKS AND ... the implementation of the Firm’s Compliance Program. Conduct internal compliance reviews and investigations. Assist with .....

 
Location
Edison, NJ
Posted Date
Oct 17, 17
Info Source
Recruiter  - Full-Time  
Total Views
3

... Salary: $75000 - $80000 Annually Compliance Officer - CAMS certified Job Edison, ... is seeking a certified CAMS Compliance Officer to join their growing team. ... laundering and Bank..

 
Location
New York City, NY
Posted Date
Oct 17, 17
Info Source
Employer  - Full-Time   
Total Views
4

... firm is a leader in investment banking, financial services for consumers, small ... consumers, small business and commercial banking, financial transaction processing, asset management, ... and private equity.u00a0DescriptionGlobal Financial..

 
Company
Location
New York City, NY
Posted Date
Oct 20, 17
Info Source
Employer  - Full-Time  
Total Views
3

AML Analyst/Senior AML Compliance Officer Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance TD Securities provides a wide ... for transaction monitoring and AML/sanctions compliance testing. Job Requirements The individual ... year experience..

 
Location
New York City, NY
Posted Date
Oct 28, 17
Info Source
Employer  - Full-Time   
Total Views
1

... firm is a leader in investment banking, financial services for consumers and ... consumers and small business, commercial banking, financial transaction processing, and asset ... available at http://www.jpmorganchase.com/.u00a0The Corporate..

 
Location
Jersey City, NJ
Posted Date
Oct 31, 17
Info Source
Employer  - Full-Time   
Total Views
2

Compliance Analyst, Analyst/Officer in Jersey City New Jersey ... The Trade Service Operations (TSO) Compliance Analyst position will be located ... Monterey Park, California. The TSO Compliance Analyst acts as..

 
Location
New York City, NY
Posted Date
Oct 31, 17
Info Source
Employer  - Full-Time   
Total Views
1

Enhanced Due Diligence Compliance Officer # 098950 Sector: Asset Management ... Pacer, Dow Jones Risk & Compliance, etc.) PREFERRED: Strong knowledge of ... - FTC London Business Aligned Compliance Officer..

 
Company
Location
Long Island City, NY
Posted Date
Nov 02, 17
Info Source
Employer  - Full-Time   
Total Views
3

Compliance Officer, VP - FIU AML Investigations ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New York,Long ... Education: Bachelor's Degree Job Function: Compliance and Control..

 
Location
New York City, NY
Posted Date
Nov 02, 17
Info Source
Employer  - Full-Time   
Total Views
2

Global Compliance - Anti-Corruption Compliance - Senior Compliance Officer, Associate JPMorgan Chase & Co. ... firm is a leader in investment banking, financial services for consumers, small ... consumers, small..

 
Location
New York City, NY
Posted Date
Nov 06, 17
Info Source
Employer  - Part-Time     
Total Views
4

QA Compliance Officer in New York New York ... New York Job Title: QA Compliance Officer Job ID: 3153283 Location: New ... Time: Full-time Regular/Temporary: Permanent Regulation, Compliance & Anti-Financial..

 
Location
New York City, NY
Posted Date
Nov 08, 17
Info Source
Recruiter  - Full-Time   
Total Views
2

... role entails drafting and updating compliance policies, procedures and training relating ... training relating to the Sanctions Compliance Program; periodic review and updating ... review and updating of the..

 
Company
Location
Long Island City, NY
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
3
Total Applies
1

Compliance Officer - Private Bank Investment Finance Lending Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New York,Long ... Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift:..

 
Company
Location
New York City, NY
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
3

Managing Director, Chief Compliance Officer – Regulatory Control Matrix and ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New York,New ... Education: Bachelor's Degree Job Function:..

 
Company
Location
New York City, NY
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
2

Compliance Officer - ICG Fixed Income Risk ... ICG Fixed Income Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New York,New ... Education: Bachelor's Degree Job Function: Compliance and Control..

 
Location
New York City, NY
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
4

Bank Regulatory Compliance Coverage Officer (AVP / VP) # 100787 ... VP) # 100787 Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Our Compliance team is looking for a ... looking for a..

 
Company
Location
Long Island City, NY
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
2

Vice President-Compliance Officer-AML Monitoring Cards Sector: Asset Management ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New York,Long ... Education: Bachelor's Degree Job Function: Compliance and..

 
Location
New York City, NY
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
2

Global Sanctions Compliance – Blocked Assets and Licensing ... Assets and Licensing Unit - Compliance Officer-Associate JPMorgan Chase & Co. (NYSE: ... firm is a leader in investment banking, financial..

 
Location
New York City, NY
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
3

Global Compliance - Anti-Corruption Compliance - Compliance Officer, Associate JPMorgan Chase & Co. ... firm is a leader in investment banking, financial services for consumers, small ... consumers, small business..

 
Job title
GRANTED JOB
Company
Location
New York City, NY
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time  
Total Views
2

Job Description The Compliance Officer is an integral part of ... part of the TDS US Compliance department. This individual will support ... training and certain other core compliance functions..

 
Job title
GRANTED JOB
Company
Location
New York City, NY
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time  
Total Views
2

Senior Compliance Officer Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance TD Securities provides a wide ... The mandate of the TD Compliance Department is to manage compliance risk across TD globally to..

 
Company
Location
New York City, NY
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
2

Assistant Vice President Senior Regulatory Compliance Officer - Trade Surveillance (Foreign Exchange ... with experience directly in the compliance, surveillance, front office, and/or risk ... direction of a more senior..

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