Investment Banking Compliance Officer Jobs in Mount Vernon, New York | ComplianceCrossing.com
Your search results
20

Investment Banking Compliance Officer Jobs in Mount Vernon

Related Job Title





Job info
 
Company
Location
Buffalo, NY
Posted Date
Sep 23, 17
Info Source
Employer  - Full-Time  90  
Total Views
5

Deputy Compliance Officer-Centralized Compliance','3DDRU','!*!Basic Function:Responsible for oversight compliance with respect to laws and ... Lending, Fiduciary, Broker Dealer, Insurance, Investment Advisor, Administrative Support or combinations ... thereof. Interact with business..

 
Location
Depew, NY
Posted Date
Oct 19, 17
Info Source
Recruiter  - Full-Time  
Total Views
2

Category : Finance Location/City : NY - Depew Job Type : Temp to Perm Id : 159687 Recruiter Email : ahalliday@thecsicompanies.com The CSI Companies is looking for a Compliance Loan Officer ..

 
Location
Depew, NY
Posted Date
Nov 08, 17
Info Source
Recruiter  - Full-Time  
Total Views
4

Category : Finance Location/City : NY - Depew Job Type : Contract Id : 160127 Recruiter Email : agroves@thecsicompanies.com The CSI Companies is seeking a Mortgage Compliance Officer in the Depew, ..

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Nov 22,2017
Info Source

... Compliance and other corporate functions to ensure there is an effective and robust control ... Investment Banking experience in control/risk functions (Operational Risk / Internal Audit .....

 
Company
Raymond James Financial
Location
New York, New York
Posted Date
Nov 16,2017
Info Source

Remain cognizant of our commitment to daily workflow and regulatory compliance during high volume ... MBA Degree with experience in Investment Banking Preferred. ~or~ * Any equivalent combination of .....

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Nov 11,2017
Info Source

... investment banking highly desirable Facility with IT systems preferred Technically proficient in the use of Power Point and Excel Good interpersonal, leadership and influencing skills - able to .....

 
Company
Glocap
Location
New York, NY
Posted Date
Nov 10,2017
Info Source

... consultants who place investment, marketing, compliance, IT, human resources, and legal ... bankers, consultants, programmers, and administrative assistants..

 
Job title
Company
Cybercoders
Location
New York, NY
Posted Date
Nov 08,2017
Info Source

... Investment, and Audit). Oversee all accounting functions (including management of the ... budget, compliance, internal audit, and payroll functions as well as bank relationships .....

 
Job title
Company
Trandon Associates, Inc
Location
Westchester, NY
Posted Date
Nov 08,2017
Info Source

Manage banking, investment, debt, audit and other third party financial relationships. * Act as ... Ensure that is in compliance with legal, contractual, debt covenant, and other requirements..

 
Company
Residential Home Funding
Location
Hempstead, NY
Posted Date
Nov 02,2017
Info Source

All the latest loan programs and investors will be at your fingertips. You will be able to reach ... Rapidly growing local Mortgage Bank looking for SALES people to work out ..

 
Company
UFG Union Bank, N.A.
Location
Jersey City, New Jersey
Posted Date
Nov 01,2017
Info Source

... bank to help ISA drive decision making * Ensures accounting procedures and models are in compliance ... the investment * Strategic Planning * Closely coordinate with CIOO and ISA senior ..

 
Job title
Company
(unknown company)
Location
New York, NY
Posted Date
Oct 30,2017
Info Source

... and investment banking businesses. Control Room experience is ... ... If you have corporate banking experience as a Compliance Officer with the following experience, we .....

 
Company
HSBC Private Bank
Location
New York, New York
Posted Date
Oct 11,2017
Info Source

... appropriate Premier banking, lending, investment and insurance products and services ... and services to meet ... Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate .....

 
Company
Pimco
Location
New York, NY
Posted Date
Sep 29,2017
Info Source

... Investment Advisers Act, Bank Secrecy Act, USA PATRIOT Act, UK Money Laundering Regulation 2007 and EU Money Laundering Directive 2017 Experience interacting with senior management including .....

 
Company
UBS
Location
New York, NY
Posted Date
Sep 29,2017
Info Source

Your team You will be working on the Investment Bank COO team in New York. Part of the COO team is responsible for Post Trade review controls related to Volcker regulatory ..

 
Company
The PeterSan Group
Location
New York, New York
Posted Date
Sep 27,2017
Info Source

Our client, a Latin America-based investment bank is seeking a Chief Compliance Officer (“CCO”) for its US broker dealer business located in NYC. The CCO will oversee all regulatory compliance .....

 
Company
BNP Paribas
Location
New York, NY
Posted Date
Sep 05,2017
Info Source

... Banking, which serves two client franchises: corporate clients and institutional investors. The ... Compliance coverage of the FXLMC desks Review and provide compliance advice in connection with .....

 
Company
R. Cope & Associates Inc.
Location
Jersey City, NJ
Posted Date
Aug 30,2017
Info Source

... Officers by overseeing investment operations and reporting ... The function can be categorized into the following areas: reporting, budgeting, compliance .....

 
Company
MassMutual Greater Hudson
Location
New York, NY
Posted Date
Aug 15,2017
Info Source

Overview The Senior Compliance Officer is responsible for completing a wide variety of compliance and assigned supervisory tasks with respect to the agency's securities business through MML Investors .....

 
Company
Opus Bank
Location
New York, NY
Posted Date
Jun 29,2017
Info Source

The Merchant Banking Division is an integrated principal investing and advisory platform that ... Assisting the CEO and board of directors with the management and oversight of portfolio companies..

Related Job Title
Narrow Your Search Results — Try Advanced Search

Search All Mount Vernon Investment Banking Compliance Officer Jobs

EmploymentCrossing provides an excellent service. I have recommended the website to many people..
Laurie H - Dallas, TX
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2016 ComplianceCrossing - All rights reserved.