Investment Banking Compliance Officer Jobs in North Bethesda, Maryland | ComplianceCrossing.com
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Investment Banking Compliance Officer Jobs in North Bethesda

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Company
M&T Bank Corporation
Location
Washington, District of Columbia
Posted Date
Nov 21,2017
Info Source

... ever work, the best bank our customers ever do business with and the best investment our ... Provide legal advice to Compliance Risk Management, Enterprise Risk and Audit Departments on ..

 
Company
American Geophysical Union
Location
Washington, District of Columbia
Posted Date
Nov 20,2017
Info Source

Including but not limited to: o Investments o Bank Accounts o Deferred Revenue o Accruals o ... the CFO's attention. Grants Compliance and Reporting Works with Program Managers to confirm that ..

 
Company
American Organization of Nurse Executives (AONE)
Location
Washington, District of Columbia
Posted Date
Nov 16,2017
Info Source

Build or acquire high quality hospitals in rapidly growing markets, then invest in the people and ... activities in compliance with UHS management, regulatory and accreditation requirements. 2..

 
Company
PNC Financial Services Group
Location
Washington, DC
Posted Date
Nov 10,2017
Info Source

... reviews documentation to ensure compliance. Manages customer pipeline for efficiency ... Applies knowledge of banking products and services to meet customer needs and enable them to .....

 
Job title
Company
Weichert
Location
Fairfax, VA
Posted Date
Nov 04,2017
Info Source

... investments, debt, credit history, prior bankruptcies, judgments and liens, as well as the ... compliance with all applicable federal and state law and regulations, all Company policies and .....

 
Company
The Shelter Naples
Location
Washington, District of Columbia
Posted Date
Oct 26,2017
Info Source

... bank statements, and special reports as required * Prepare work papers for annual audit and ... Oversee compliance with non-program grant stipulations * Prepare budgets for staff covered under .....

 
Job title
Company
National Fish and Wildlife Foundation
Location
Washington, DC
Posted Date
Oct 24,2017
Info Source

... in compliance with Foundation policy and prepare/obtain relevant supporting documentation. · ... Two years minimum experience in Banking/Accounting/Finance/Investment Management. * Exceptional .....

 
Company
American Federation of Teachers
Location
Washington D.C.,
Posted Date
Oct 20,2017
Info Source

... flow, bank reconciliations, investments, lines of credit and loans, lock box deposits, and ... Ensures compliance with sales and use tax and other local, state and federal tax reporting; Oversee ..

 
Company
CentroNía
Location
Washington, DC
Posted Date
Oct 18,2017
Info Source

... investments. * Optimize handling of bank relationships and initiate strategies to enhance cash ... Maintains compliance with laws and regulations related to finance and audit requirements, including .....

 
Company
Liberty Roe Capital
Location
Mc Lean, VA
Posted Date
Oct 04,2017
Info Source

Assistance is needed with generating leads, underwriting applicants, maintaining compliance ... Previous experience in finance, banking, or other related fields * Familiarity with financial and .....

 
Job title
Company
Edelman Financial Services
Location
Fairfax, VA
Posted Date
Sep 07,2017
Info Source

As part of the Regulatory Compliance Team, the Compliance Officer - Advertising provides compliance ... Reviews and approves advertising ... with the public pursuant to Investment .....

 
Company
Piedmont Fund Services
Location
Herndon, VA
Posted Date
Sep 03,2017
Info Source

Communicate with clients as necessary to obtain and update bank wire instructions as well as the ... Company Description We provide institutional and alternative investment funds with administrative .....

 
Company
UFG Union Bank, N.A.
Location
Washington, District of Columbia
Posted Date
Aug 09,2017
Info Source

... Banking Management. Work closely with UBIS to ensure all investment-related activities act in accordance with UBIS policies and are compliant with rules and regulations set by the SEC and FINRA..

 
Company
E-TRADE
Location
Arlington, VA
Posted Date
Aug 04,2017
Info Source

Having executed the first-ever electronic trade by an individual investor more than 30 years ago ... Chief Compliance Officer. * Manage the implementation and ongoing maintenance of compliance .....

 
Company
FREDDIE MAC
Location
McLean, VA
Posted Date
Jun 30,2017
Info Source

... and compliance testing activities related to the I&CM business. The successful candidate will partner with business process owners in I&CM and Finance (Investments CFO) to conduct operational .....

 
Company
Agriculture Federal Credit Union
Location
Washington, DC
Posted Date
May 01,2017
Info Source

... Banking functions. Provided these services according to the standards, policies and procedures of the credit union and in compliance with applicable laws and regulations ESSENTIAL FUNCTIONS..

 
Company
ICMA RC
Location
Washington, DC
Posted Date
Apr 13,2017
Info Source

The Compliance Manager works closely with internal departments (Legal, Investments, Compliance) and third-party fund administration and compliance personnel of JPMorgan Chase Bank to accomplish the .....

 
Job title
Company
Cordia Resources
Location
Chevy Chase, MD
Posted Date
Mar 05,2017
Info Source

... banking, general ledger, and fixed assets for the management company (companies). The Senior ... Assist with SEC Registered Investment Advisor Compliance Program procedures * Participate in the .....

 
Company
Cordia Resources
Location
Bethesda, MD
Posted Date
Feb 23,2017
Info Source

... banking, credit and investment management relationships are in place. Accounting: * Manage audit, accounting and reporting for the organization with the understanding that it has financial .....

 
Company
Willis Consulting, Inc. - Office of Hugh Daniels
Location
Washington, DC
Posted Date
Jan 30,2017
Info Source

... Officers, Lending and Legal Professional) in developing and broadening private banking ... Investment Banks Boutique Asset Management Firms..

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