Investment Banking Compliance Officer Jobs in Plano, Texas | ComplianceCrossing.com
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Investment Banking Compliance Officer Jobs in Plano






Job info
 
Company
Location
Plano, TX
Posted Date
Jul 23, 17
Info Source
Employer  - Full-Time  90 
Total Views
21

The Assistant Compliance Officer will be an integral member ... an integral member of the Compliance team and will work with ... and regulatory guidance and implement banking procedures and..

 
Company
Location
Irving, TX
Posted Date
Dec 30, 17
Info Source
Employer  - Full-Time   
Total Views
22

... Party Information Security Analyst - Officer - Irving, TX','17077149','!*!About Citi Citi, ... products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and..

 
Company
Location
Irving, TX
Posted Date
Feb 01, 18
Info Source
Employer  - Full-Time   
Total Views
5

Senior Compliance Officer - Ethics Program Reporting and ... products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and ... widely available to..

 
Company
Location
Irving, TX
Posted Date
Feb 03, 18
Info Source
Employer  - Full-Time   
Total Views
4

Senior Compliance Officer – NAM Consumer Ethics Liaison','18007308','!*!Citi, ... products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and ... widely available to..

 
Company
Location
Irving, TX
Posted Date
Feb 03, 18
Info Source
Employer  - Full-Time   
Total Views
7

Senior Compliance Officer – EMEA Ethics Attorney','18007305','!*!Citi, the ... products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and ... widely available to..

 
Company
Location
Irving, TX
Posted Date
Feb 05, 18
Info Source
Employer  - Full-Time   
Total Views
4

Senior Compliance Officer – Ethics Attorney','18007753','!*!Citi, the leading ... products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and ... widely available to..

 
Company
Location
Irving, TX
Posted Date
Feb 07, 18
Info Source
Employer  - Full-Time   
Total Views
10

Senior Compliance Officer – LatAm/Mexico Ethics Attorney','18008170','!*!Citi, the ... products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and ... widely available to..

 
Company
Balanced HR Solutions
Location
Dallas, TX
Posted Date
Feb 22,2018
Info Source

... and investments. * Optimize the handling of bank and deposit relationships and initiate appropriate strategies to enhance cash position. * Develop a reliable cash flow projection process and .....

 
Company
Confidential
Location
Dallas, TX
Posted Date
Feb 16,2018
Info Source

Growing investment/holding company is looking for a CFO. Job Duties and Functions: - Plan, develop ... bank and deposit relationships and initiate appropriate strategies to enhance cash position .....

 
Company
Wells Fargo
Location
Mckinney, TX
Posted Date
Feb 09,2018
Info Source

... banking, consumer lending, business banking, small business, mortgage lending, investments ... Compliance with state law requirements is required. * Registration for FINRA Series 65 must be com..

 
Job title
Company
Wells Fargo
Location
Mckinney, TX
Posted Date
Feb 09,2018
Info Source

... banking, consumer lending, business banking, small business, mortgage lending, investments ... evaluations, officer/leadership reporting * Relevant military experience including working in .....

 
Company
North Texas Tollway Authority
Location
Plano, TX
Posted Date
Feb 08,2018
Info Source

... Officer, the purpose of this position is to oversee the investment and debt functions of the ... Maintains NTTA's compliance to provide continuing disclosure under SEC Rule 15c2-12. * Ability ..

 
Company
RAMP Marketing
Location
Addison, TX
Posted Date
Feb 06,2018
Info Source

The CFO will have primary day-to-day responsibility for planning, implementing, managing and ... investor relationships and partnership compliance and private and institutional financing..

 
Company
JPMorgan Chase
Location
Plano, TX
Posted Date
Feb 05,2018
Info Source

... assure compliance with applicable laws, regulations, and investor requirements + Provide legal ... a large bank, mortgage servicer, relevant regulatory entity, or law firm + J.D. degree or .....

 
Job title
Company
American Nationwide Mortgage Company Inc
Location
Dallas, TX
Posted Date
Feb 03,2018
Info Source

ANMC is a rapidly growing, financially stable mortgage bank based in Tampa, FL with a 22 year track ... Full product line with multiple investors-FHA, VA, Conv, USDA, Reverse, Jumbos, 203k ..

 
Company
Kaw Valley Bank
Location
Dallas, TX
Posted Date
Jan 03,2018
Info Source

Chief Credit Officer FUNCTION: The primary responsibility of the Chief Credit Officer is to improve ... Ensure compliance with all policies and procedures relating to credit activities. d. Provide .....

 
Company
JPMorgan Chase & Co.
Location
Dallas, Texas
Posted Date
Dec 15,2017
Info Source

The bankers work closely with Investment Banking Coverage Partners and Product Specialists ... CFO/Treasurer level. Strong corporate finance, credit, and transaction execution skills are .....

 
Company
Citi
Location
Irving, TX
Posted Date
Dec 11,2017
Info Source

... non-compliance issues on Global Consumer Mobile Banking applications. ? Ability to understand ... investment banking, securities brokerage, transaction services, and wealth management. Our core .....

 
Company
Comerica Bank
Location
Dallas, TX
Posted Date
Dec 02,2017
Info Source

... Comerica Bank so special. Make your next career choice a confident one. Reporting Information ... We are dedicated to investing in their future to maintain long-term relationships for lasting .....

 
Company
Job Juncture, Inc.
Location
Dallas, TX
Posted Date
Oct 10,2017
Info Source

Responsibilities - Compliance Officer (Banking Required): * Implements and supervises the bank's compliance program, to include the BSA/AML Program (filing SARs and CTRs, maintaining BSA, AML, CIP .....

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