Investment Banking Compliance Officer Jobs in Southlake, Texas | ComplianceCrossing.com
Your search results
20

Investment Banking Compliance Officer Jobs in Southlake

Related Job Title





Job info
 
Company
Location
Irving, TX
Posted Date
Sep 08, 17
Info Source
Employer  - Full-Time   
Total Views
6

Compliance Officer - ACRM - AML US ... products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and ... widely available to all...

 
Company
Location
Dallas, TX
Posted Date
Nov 17, 17
Info Source
Recruiter  - Full-Time   
Total Views
4

... DESCRIPTION Job #: 6680 Title: Compliance Officer (Banking Required) Job Location: Dallas, Texas ... GREAT OPPORTUNITY? General Responsibilities: - Compliance Officer (Banking Required): The Compliance Officer manages the client..

 
Company
KERA
Location
Dallas, Texas
Posted Date
Nov 21,2017
Info Source

Interface with the Investment Committee, Financial Committee and Audit Committee of the Board of ... Manage tax compliance with regard to federal, state and local requirements and respond to .....

 
Job title
Company
Wells Fargo
Location
Carrollton, TX
Posted Date
Nov 18,2017
Info Source

PB2s (Registered) present options to customers about ways to make their banking easy and convenient ... As such, this position requires compliance with the S.A.F.E. Mortgage Licensing Act of 2008 and ..

 
Job title
Company
BOK Financial
Location
Fort Worth, TX
Posted Date
Nov 16,2017
Info Source

The Mortgage Banker/Mortgage Loan Officer is primarily responsible for representing a full range of ... compliance with FNMA, FHLMC, VA, FHA, and mortgage lending regulations includes of RESPA, Truth-in .....

 
Company
ReNew Lending
Location
Dallas, TX
Posted Date
Nov 15,2017
Info Source

"Full Eagle" Mortgage Bank with delegated underwriting authority is seeking experienced licensed ... investments or debts. · Astute understanding of Renew Lending loan products and guidelines to .....

 
Company
First Liberty Bank
Location
Dallas, TX
Posted Date
Nov 09,2017
Info Source

Mortgage Loan Officer Job Description Mortgage Loan Officer will originate mortgage loans in full compliance with the Bank's Loan Policy as well as maintain compliance with all applicable federal .....

 
Company
FreeFlight Systems
Location
Dallas, TX
Posted Date
Oct 26,2017
Info Source

The CFO will have primary day-to-day responsibility for planning, implementing, managing and ... investor relationships and partnership compliance and private and institutional financing..

 
Job title
Company
Sherman Bridge Lending
Location
Irving, TX
Posted Date
Oct 19,2017
Info Source

Loan Officers. Your Job: * Own Building your Loan Product Knowledge. You will receive one-on-one ... No longer do investors need to choose between a bank or a hard money lender ..

 
Company
Medoc Health Services
Location
Dallas, TX
Posted Date
Oct 11,2017
Info Source

The Regulatory Affairs Specialist will work under the direction of the Chief Compliance Officer to ... invest heavily in its infrastructure. Currently, we are seeking highly qualified individuals to .....

 
Company
Job Juncture, Inc.
Location
Dallas, Texas
Posted Date
Oct 10,2017
Info Source

RESPONSIBILITIES -COMPLIANCE OFFICER (BANKING REQUIRED): * Implements and supervises the banks compliance program, to include the BSA/AML Program (filing SARs and CTRs, maintaining BSA, AML, CIP, EDD .....

 
Job title
Company
Virtual CFO
Location
Dallas, TX
Posted Date
Oct 05,2017
Info Source

Established network within the private equity, investment banking, legal and financial community ... Our CFO has provided accurate and timely visibility into the financial operations of our business .....

 
Company
Global Home Finance Inc
Location
Lewisville, TX
Posted Date
Oct 05,2017
Info Source

Growing Mortgage Banker in Business since 2007 looking for Experienced and Hard Working Loan ... We believe investing in people is the key to a successful business. Global Home Finance Inc ..

 
Company
BOK Financial
Location
Dallas, TX
Posted Date
Oct 02,2017
Info Source

... both bank and existing customer list; provides advice to customers on securities purchases by ... trends, compliance and regulatory issues as well as customer needs. PRINCIPLE DUTIES AND .....

 
Company
The Symicor Group
Location
Dallas, Texas
Posted Date
Sep 15,2017
Info Source

Compliance and familiarity with Bank Secrecy Act (BSA)/Anti Money Laundering (AML) policies ... and/or Chief Risk Officer, completion of all assigned BSA training. * Participating in and .....

 
Company
Multi-Bank Securities, Inc.
Location
Dallas, TX
Posted Date
Aug 21,2017
Info Source

Company Description Multi-Bank Securities, Inc. (MBS) is an independent investment firm that ... MBS has an impeccable FINRA customer compliance record. In keeping with our commitment to hire .....

 
Company
Bank of America
Location
Dallas, Texas
Posted Date
Aug 17,2017
Info Source

Develop and maintain strategic partnerships with Corporate Banking, Investment Banking, Global ... Ensure effective and consistent compliance to established credit and control procedures. Informal .....

 
Company
Babich & Associates of Denver
Location
Dallas, Texas
Posted Date
Aug 12,2017
Info Source

Will be the top compliance officer at the bank - there ... - there are two other compliance people working there now. Reports ... Job Type: Full-time Required experience: banking..

 
Job title
Company
Net Gold, LLC
Location
Dallas, TX
Posted Date
Jun 29,2017
Info Source

... investors. This is a unique opportunity to join a growing company in the real estate insurance ... Oversight and involvement ensures organizational and regulatory compliance, including contracts .....

 
Company
Neighborhood Credit Union
Location
Dallas, TX
Posted Date
May 15,2017
Info Source

Makes recommendations to maximize return on future investments of events, sponsorships ... banking solutions! Since the 1930s, we have grown to over 40,000 members and currently have 15 .....

Related Job Title
Narrow Your Search Results — Try Advanced Search

Search All Southlake Investment Banking Compliance Officer Jobs

I like the volume of jobs on EmploymentCrossing. The quality of jobs is also good. Plus, they get refreshed very often. Great work!
Roberto D - Seattle, WA
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2016 ComplianceCrossing - All rights reserved.