Investment Banking Compliance Officer Jobs in Sugar Land, Texas | ComplianceCrossing.com
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Investment Banking Compliance Officer Jobs in Sugar Land






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Company
U.S. Security Associates
Location
Houston, TX
Posted Date
Sep 17,2018
Info Source

... compliance requirements. Oversee all onsite training and supervision of officers, with the goal of ... USA's investment in a culture of excellence is reflected not only by BEST Awards from ..

 
Company
Independent
Location
Houston, TX
Posted Date
Sep 17,2018
Info Source

... compliance with all regulatory requirements. * Prepare corporate resolutions as needed to approve transactions, elect officers and directors, update banking requirements, and any other events .....

 
Company
Wells Fargo
Location
Houston, TX
Posted Date
Sep 14,2018
Info Source

... banking, consumer lending, business banking, small business, mortgage lending, investments ... Compliance with state law requirements is required. * Registration for FINRA Series 65 must be .....

 
Company
J MAR & Associates
Location
Houston, TX
Posted Date
Sep 04,2018
Info Source

CHIEF OPERATING OFFICER North Houston, Texas area Salary & Compensation Package Commensurate with ... Investment Banking We value your confidentiality and do not share your name or information with .....

 
Company
NOW CFO
Location
Houston, TX
Posted Date
Sep 10,2018
Info Source

Oversee the flow of cash and financial investments * Analyze information to assess current and ... Knowledge of common banking practices * Strong leadership qualities * Ability to work under .....

 
Company
JPMorgan Chase
Location
Houston, TX
Posted Date
Jul 26,2018
Info Source

The firm is a leader in Investment & Corporate Banking; Financial Services for consumers, small ... The Treasury/Chief Investment Office (T/CIO) is responsible for firm wide asset and liability .....

 
Company
GPAC
Location
Houston, TX
Posted Date
May 20,2018
Info Source

On an on-going basis review laws and regulations that may impact the bank with an emphasis on Bank ... Regular consultation with CEO & Chief Compliance Officer regarding all aspects of ..

 
Company
Harris Health System
Location
Houston, TX
Posted Date
Aug 24,2018
Info Source

Assists the Chief Information Security Officer (CISO) in developing, maintaining and executing a ... Works alongside the Harris County legal team and the Harris Health corporate compliance department .....

 
Company
Ashford Communities
Location
Houston, TX
Posted Date
Aug 29,2018
Info Source

This position directly reports to and supports the Chief Strategy Officer, and is responsible for ... compliance • Assist with negotiating contracts and establishing companywide pricing with large .....

 
Company
Santa Maria Hostel
Location
Houston, TX
Posted Date
Jun 12,2018
Info Source

Under limited supervision, the Chief Development Officer (CDO) fosters a culture of philanthropy ... The CDO maintains accountability and compliance standards for donors and funding sources. Essential .....

 
Company
Security Reconnaissance Team, Inc.
Location
Houston, TX
Posted Date
May 01,2017
Info Source

If you are a Level III officer, please understand that you will need to have your own EQUIPMENT in ... ACA Compliant Medical Benefit Package Supplemental insurance policies available TO APPLY, ..

 
Company
confidential
Location
Houston, TX
Posted Date
Dec 01,2017
Info Source

This person will develop and implement compliance policy and procedures in accordance with federal, state, and investor guidelines. The ideal candidate must have strong verbal and written .....

 
Company
Citi
Location
Houston, TX
Posted Date
Sep 13,2018
Info Source

The Investment Banking group provides sector expertise and strategic advisory solutions, including ... compliance regulations..

 
Company
GAS Energy Services Canada, Ltd
Location
Houston, TX
Posted Date
Sep 12,2018
Info Source

... Chief Compliance Officer, VP of Internal Audit. 2. Manage Compliance operational risk assessments for audit-planning including: * Prioritizing locations for Compliance assessments/audits..

 
Company
BMO Financial Group
Location
Houston, TX
Posted Date
Aug 29,2018
Info Source

... Bank in a proactive and independent manner. Key Accountabilities: Credit Risk and Financial ... compliance monitoring records. + Review credit documentation for conformity with approved Credit .....

 
Company
JPMorgan Chase
Location
Houston, TX
Posted Date
Jul 09,2018
Info Source

Using the latest banking solutions combined with cutting edge financial technology you?ll be front ... Your continued employment in this position would be contingent upon compliance with Truth in .....

 
Company
Wells Fargo
Location
Bellaire, TX
Posted Date
Jul 21,2018
Info Source

... banking, consumer lending, business banking, small business, mortgage lending, investments ... evaluations, officer/leadership reporting * Relevant military experience including working in .....

 
Company
G.E.T. Enterprises
Location
Jersey Village, TX
Posted Date
Sep 12,2018
Info Source

Assist CFO in the treasury functions and is key contact with bank * Assist CFO in debt and cash management including cash forecasting and debt compliance reporting * Assist CFO in ..

 
Company
ACC American Capital Corporation
Location
Houston, TX
Posted Date
Jan 11,2018
Info Source

... officer, for the loan officer". Our mission is to provide superior customer service, quality ... investor channels, and sound fiscal policies provide for a strong, stable company. BANKING The ACC ..

 
Company
Spring Branch Community Health Center
Location
Houston, TX
Posted Date
Aug 20,2018
Info Source

Assists Chief Compliance Officer with annual policy review process and management of policy software system. 13. Follows and fully ensures implementation and compliance of HIPAA guidelines, PCMH .....

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