connection to 192.168.30.16:3312 failed (errno=111, msg=Connection refused) Investment Banking Compliance Officer Jobs in Sugar Land, Texas | ComplianceCrossing.com
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Investment Banking Compliance Officer Jobs in Sugar Land






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Company
Cameron Craig
Location
Houston, TX
Posted Date
Jul 21,2018
Info Source

... compliance and ethics activities, review of business cases and presented to the Officers and ... Conducts and integrates complex trending and analysis of operating, maintenance, and investment .....

 
Company
Garnet Associates
Location
Houston, TX
Posted Date
Jul 19,2018
Info Source

... Officer in both the BSA/AML/OFAC Compliance Program and the Corporate Compliance Program. · ... S. domestic or foreign bank and experience in reviewing customer transactions and information. · .....

 
Company
Select Search Consultants, LP
Location
Houston, TX
Posted Date
Jul 13,2018
Info Source

Investment banking client located in downtown Houston in search of an experienced Regulatory Paralegal/Compliance Associate to assist the Managing Director and Counsel with coverage of legal and .....

 
Company
Job Juncture, Inc.
Location
Houston, TX
Posted Date
Jun 09,2018
Info Source

Serving as the primary compliance officer (COC) for consumer lending operations; * Coordinating ... Knowledge of the Bank's CIP, BSA and AML policies and procedures * Proven work experience in an ..

 
Company
BPAS
Location
,
Posted Date
Jun 20,2018
Info Source

... Banking. We provide institutional trust services including administration, valuation, and ... Lead the audit team responsible for the collective investment fund financial statement audits and .....

 
Company
JPMorgan Chase
Location
Houston, TX
Posted Date
Jul 02,2018
Info Source

The team partners closely with Credit Officers, Trading desks, Technology and other Risk functions ... Investment Bank. - The Country Risk Team works in partnership with Credit Risk, Market Risk and ..

 
Company
Encompass Lending Group
Location
Houston, TX
Posted Date
Dec 04,2017
Info Source

Sign on bonus available to seasoned Loan Officers * 401k plan * Unlimited growth opportunities ... Provide all compliance disclosures required at time of application * Monitor the processing of .....

 
Company
JPMorgan Chase
Location
Houston, TX
Posted Date
Feb 23,2018
Info Source

... and banking services including trusts and estates, loans, mortgages and deposits._ **Primary ... Officers and Wealth Advisors + Provide guidance to junior staff + In depth experience and/or .....

 
Company
BancorpSouth
Location
Houston, TX
Posted Date
Jun 15,2018
Info Source

... officer is responsible for originating new mortgage loan business for the bank by working with ... to compliance, and making sure their pipeline meets the bank's requirements. * Provides and ..

 
Company
BurnsSearch
Location
Houston, TX
Posted Date
Jul 11,2018
Info Source

... with bank files Excellent communication, organizational, and problem solving skills Advance ... investments, debt) • Preparing weekly debt covenant forecasts • Perform short term and .....

 
Company
Select Search Consultants, LP
Location
Houston, TX
Posted Date
Jul 13,2018
Info Source

Coordinate with the Compliance Team to ensure compliance of external marketing materials * Work ... Our client base spans a variety of industries including energy, investment banking, private equity .....

 
Company
JP Morgan Chase
Location
Houston, TX
Posted Date
May 10,2018
Info Source

The firm is a leader in investment banking, financial services for consumers, small business and ... Management, Human Resources, Compliance, Legal, and all functions within the Corporate .....

 
Company
Select Search Consultants, LP
Location
Houston, TX
Posted Date
Jun 27,2018
Info Source

Global investment banking firm located downtown in search of a Senior Administrative Assistant to ... Skilled at interfacing with client executives (CEO, CFO, or senior managers of that client .....

 
Company
Invesco
Location
Houston, TX
Posted Date
Jun 28,2018
Info Source

On behalf of Global Security, work closely with our investment centers and investment services ... Oversee implementation and compliance with all security program objectives (policies/standards .....

 
Company
Top Talent Central LLC
Location
Houston, TX
Posted Date
May 31,2018
Info Source

... compliance, and banking relationships • Providing analytical and implementation support for ... investment grade rating • Develop appropriate working capital funding strategies • Work with .....

 
Company
People's Trust Federal Credit Union
Location
Houston, TX
Posted Date
Jul 05,2018
Info Source

Responsible for assisting the IT Manager & AVP of IT/CIO with the implementation, maintenance, and ... Compliance with the Bank Secrecy Act and all other regulations, laws and Credit Uni0n policies ..

 
Company
BB&T
Location
Houston, TX
Posted Date
Jul 02,2018
Info Source

... Investments, Private Banking, Insurance, Small Business, Merchant Services). 3. Serve as contact ... Stay abreast of all changes in policies and procedures to ensure compliance with current guidelines .....

 
Company
NPAworldwide Recruitment Network
Location
Houston, Texas
Posted Date
Jun 09,2018
Info Source

Why a Great OpportunityCompliance Officer - Assistant Program ManagerJob DescriptionResponsible for ... Banking, Consumer Lending, compliance laws and regulations, or related field required.Previous .....

 
Company
InGeneron Inc
Location
Houston, TX
Posted Date
Jul 10,2018
Info Source

Chief Financial Officer Your Responsibility § Responsible for all accounting aspects including ... including bank account reconciliation, preparation/review of various JE's and cost center .....

 
Company
Locke Careers
Location
Houston, TX
Posted Date
May 09,2018
Info Source

Monitor ongoing exposure and compliance of Borrowers with credit limits, credit terms, reporting ... the Investment Banking and Sales & Trading teams. The team is involved in the origination of .....

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