Investment Compliance Director Jobs in Illinois | ComplianceCrossing.com
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Investment Compliance Director Jobs in Illinois

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Location
Rolling Meadows, IL
Posted Date
Oct 29, 17
Info Source
Employer  - Full-Time   
Total Views
1

... $10 billion in assets. The Director, Compliance - Deposits & Testing will ... & Testing will participate in compliance examinations and other interactions with ... planning and implementation of..

 
Company
Location
Chicago, IL
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
4

176004','true','176004','false','Submission for the position: Regulatory Compliance Director - Actuarial Business Unit Specialist ... Specialist - (Job Number: LEG0000MX)','false','176004','false','true','https://cna.taleo.net/careersection/jobdetail.ftl?job=LEG0000MX&lang=en','Regulatory Compliance Director - Actuarial Business Unit Specialist','true','Regulatory ... - Actuarial Business Unit..

 
Company
Location
Chicago, IL
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
8

176024','true','176024','false','Submission for the position: Regulatory Compliance Director - Information Technology Business Unit ... Specialist - (Job Number: LEG0000MY)','false','176024','false','true','https://cna.taleo.net/careersection/jobdetail.ftl?job=LEG0000MY&lang=en','Regulatory Compliance Director - Information Technology Business Unit ... Information Technology Business Unit..

 
Company
Location
Chicago, IL
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
4

176025','true','176025','false','Submission for the position: Regulatory Compliance Director - Long-Term Care Business Unit ... Specialist - (Job Number: LEG0000MZ)','false','176025','false','true','https://cna.taleo.net/careersection/jobdetail.ftl?job=LEG0000MZ&lang=en','Regulatory Compliance Director - Long-Term Care Business Unit ... Long-Term Care Business Unit..

 
Location
Chicago, IL
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time   
Total Views
2

... a better future.Our Opportunity:The Corporate Compliance Department coordinates the Company's enterprise-wide ... the Company's enterprise-wide approach to compliance risk management and oversight.u00a0 The ... management and oversight.u00a0 The Corporate..

 
Location
Naperville, IL
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time   
Total Views
2

Summary: The Director of Compliance assists the Chief Compliance Officer with the day-to-day management ... the day-to-day management of the Compliance Department. The role will play ... activities to identify..

 
Location
Chicago, IL
Posted Date
Nov 18, 17
Info Source
Employer  - Full-Time   
Total Views
2

Chief Compliance Officer - Nesbitt Burns Securities ... of retail clients. The Chief Compliance Officer (CCO) – BMO NBSL ... overall management of all regulatory compliance and risk management for..

 
Location
Chicago, IL
Posted Date
Nov 18, 17
Info Source
Employer  - Full-Time   
Total Views
3

... comprised of retailclients. The Chief Compliance Officer(CCO) u2013 BMO NBSL is ... the overall management of allregulatory compliance and risk management for the ... for reviewing andassessing the firmu2019s..

 
Company
Waterton
Location
Chicago, IL
Posted Date
Nov 22,2017
Info Source

Waterton is committed to the service of our associates, residents, guests and investors and firmly ... action plans, compliance requirements and process improvement initiatives impacting systems .....

 
Company
Cybercoders
Location
Chicago, IL
Posted Date
Nov 17,2017
Info Source

... investments side that infuses robust analytical capabilities into daily work operations such as ... Your Right to Work – In compliance with federal law, all persons hired will be required ..

 
Job title
Company
Confidential - Chicago Investment Management Firm
Location
Chicago, IL
Posted Date
Nov 16,2017
Info Source

Downtown Chicago 20-30 employee investment management firm is looking to hire a full time ... Understand the rules and regulations around SEC guidance and ensure the firm's compliance. Be the .....

 
Company
CIBC
Location
Chicago, IL
Posted Date
Nov 08,2017
Info Source

We invest in our businesses, our clients, our people and our communities to deliver consistent and ... With respect to US stress testing, including DFAST, ensure compliance with Enterprise Wide and ..

 
Job title
Company
Tassi and Company
Location
Deer Park, IL
Posted Date
Nov 05,2017
Info Source

Founded in 1990, we provide comprehensive accounting, consulting and tax planning and compliance ... private investors. Based in the northwest suburbs of Chicago, we are more than just .....

 
Company
CIBC
Location
Chicago, IL
Posted Date
Nov 02,2017
Info Source

We invest in our businesses, our clients, our people and our communities to deliver consistent and ... Additionally, the Compliance Audit Manager role will be responsible for leading, directing .....

 
Company
Fresenius Kabi USA
Location
Bensenville, IL
Posted Date
Sep 25,2017
Info Source

Whether you work for us, buy from us, partner with us, or invest in us, you will come to know that ... Organize and promote quality and compliance improvement efforts for ..

 
Company
Fresenius Kabi USA
Location
Lake Zurich, IL
Posted Date
Sep 25,2017
Info Source

Whether you work for us, buy from us, partner with us, or invest in us, you will come to know that ... Support quality management sub-systems to achieve continual compliance and ..

 
Company
Job Juncture
Location
Chicago, IL
Posted Date
Aug 28,2017
Info Source

... alternatives, program and investment initiatives, etc. · Interpret financial reports for ... ensure compliance with political contribution statutes. Qualifications: -Bachelor's degree in .....

 
Company
Nuveen Investments
Location
Chicago, IL
Posted Date
Jul 28,2017
Info Source

About the Company Nuveen is the investment management arm of TIAA. It is one of the largest global ... The position will serve as Managing Director and Chief of Staff for ..

 
Company
CliftonLarsonAllen
Location
Oak Brook, IL
Posted Date
Jul 25,2017
Info Source

Be part of a firm that is leading by tax, investing significant focus and resources to nation-wide ... tax compliance and consulting role * CPA, Juris Doctor, or other advanced degree ..

 
Company
IBG LLC
Location
Chicago, IL
Posted Date
Jan 23,2016
Info Source

In the absence of direct industry experience, we will also consider applicants with excellent ... investors, financial advisors, and introducing brokers. Our clients have access to more than 100 .....

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