Investment Compliance Director Jobs in Sunnyvale, California | ComplianceCrossing.com
Your search results
20

Investment Compliance Director Jobs in Sunnyvale






Job info
 
Company
**********
Location
Redwood City, CA
Posted Date
Aug 30, 18
Info Source
Employer  - Full-Time   

Director, Finance Compliance and Advisory The Director, Finance Compliance and Advisory leads SOX PMO ... operational effectiveness and efficiency. Responsibilities Compliance Services - Translates Equinix and ... execution of the..

 
Company
Compunnel Software Group
Location
Sunnyvale, CA
Posted Date
Sep 17,2018
Info Source

We are looking for a Treasury Analyst at Sunnyvale CA for our direct client. Please review and ... Externally, this person will need to work closely with the company's outside Investment ..

 
Company
WeDriveU - Corporate Account
Location
Burlingame, CA
Posted Date
Sep 17,2018
Info Source

The Director of Safety will provide leadership to the implementation of the company's safety ... Ensures full compliance of safety plan * Coordinate and actively lead training classes (Smith .....

 
Company
LinkedIn
Location
Sunnyvale, CA
Posted Date
Jul 28,2018
Info Source

Our global reach means we get to make a direct impact on the world?s workforce in ways no other ... The Quote to Cash Strategy and Transformation team is seeking a ..

 
Company
CoreTechs Direct
Location
Mountain View, CA
Posted Date
Aug 24,2018
Info Source

Director of IT Mountain View, California The Position This position requires a combination of ... Establish company's Global IT Policies and Procedures, Regulatory and compliance needs * Provide .....

 
Company
Santa Clara University School of Law
Location
,
Posted Date
Sep 05,2018
Info Source

The online MLSin Corporate Compliance is built on practical course work that combines competency ... Participate in quarterly faculty meeting with the Associate Dean and Online Program Director..

 
Company
Silicon Valley Bank
Location
Santa Clara, CA
Posted Date
Aug 03,2018
Info Source

Description The Compliance Officer II will report to ... II will report to the Director, Compliance Monitoring and assists in executing ... and assists in executing the Compliance Monitoring test..

 
Company
Silicon Valley Bank
Location
Santa Clara, CA
Posted Date
Aug 24,2018
Info Source

The Director of Compliance - Investment Advisor will be the designated Chief Compliance Officer for those entities, and will be responsible for advising business partners on regulatory requirements .....

 
Company
Accounting Principals, Inc.
Location
Palo Alto, California
Posted Date
Sep 15,2018
Info Source

... investment management and risk management.  Financial Operations ⢠Responsible for ensuring ... compliance for all fiscal reporting functions.   The ideal candidate should have the following .....

 
Company
Uncommon Schools Inc.
Location
Newark, California
Posted Date
Sep 14,2018
Info Source

... governance compliance, including managing authorizer relationships, managing the charter ... investing deeply in supporting and developing team members and growing their capacity to learn .....

 
Company
MidPen Housing Corp.
Location
Foster City, CA
Posted Date
Apr 10,2018
Info Source

Compliance Specialist is to audit recertification files for properties in our existing portfolio ... Respect: We treat our employees, residents, vendors, partners, investors, and the community in .....

 
Company
AMI Network
Location
San Mateo, CA
Posted Date
Sep 13,2018
Info Source

Works collaboratively with the Executive Director/Administrator * Assists in preparing monthly ... Promotes and maintains an environment that is compliant with Federal, state and local regulatory .....

 
Company
Stanford Federal Credit Union
Location
Palo Alto, CA
Posted Date
Sep 07,2018
Info Source

... investment in the digital channels with a continuous improvement mindset. · Manages and responds ... compliance with applicable banking laws and regulations. · Participate in the credit union .....

 
Company
Catholic Charities of Santa Clara County
Location
San Jose, CA
Posted Date
Aug 21,2018
Info Source

The RFC Division Director oversees the overall functioning of the Refugee Foster Care program and ... Compliance and Quality Assurance: Manage programs and staff to create a constructive culture of .....

 
Company
IRA Services, Inc.
Location
San Carlos, CA
Posted Date
Apr 17,2018
Info Source

... ensure compliance with the maintenance of accounts, and maintains necessary documentation ... It is authorized to act as a custodian of self-directed IRA accounts. Our account holders invest in .....

 
Company
Michael Page International - US
Location
Stanford, CA
Posted Date
Jun 04,2018
Info Source

Its investor base includes some of the largest university endowments and foundations. Description ... Profile - Proven track record in the Compliance space - Experience dealing with SEC requests - JD ..

 
Company
AVer Information Inc.
Location
Sunnyvale, CA
Posted Date
Aug 22,2018
Info Source

Human Resources Director - People Department AVer is looking for an experienced and knowledgeable ... compliance with all federal; state and location laws related to employment matters and Human .....

 
Company
PATH (People Assisting the Homeless)
Location
San Jose, CA
Posted Date
Aug 20,2018
Info Source

Reports / Contracts and Compliance - Review and authorize all program and contract reports prior to submittal. Evaluate Associate Director and manager reports to assemble full department reports..

 
Company
Charities Housing Development Corporation
Location
San Jose, CA
Posted Date
Aug 02,2018
Info Source

He or she is responsible for compliance reporting to investors, lenders, partners and other regulating agencies. RESPONSIBILITIES: • Review and offer feedback and/or for correction for all new .....

 
Company
HealthPlan of San Mateo
Location
San Mateo, CA
Posted Date
Aug 19,2018
Info Source

Principles and methods of planning, directing and maintaining compliance with regulatory standards. Principles and practices of managed care health care systems, medical administration and NCQA .....

Narrow Your Search Results — Try Advanced Search

Search All Sunnyvale Investment Compliance Director Jobs

I found a new job! Thanks for your help.
Thomas B - ,
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 ComplianceCrossing - All rights reserved. 169