Investment Compliance Director Jobs in Sunnyvale, California | ComplianceCrossing.com
Your search results
20

Investment Compliance Director Jobs in Sunnyvale






Job info
 
Company
Jazz Pharma
Location
Palo Alto, CA
Posted Date
Jul 20,2018
Info Source

... investments, designs appropriate policies to manage information security, implements effective ... Leads and manages the cybersecurity, IT compliance and IT assurance teams; develops the .....

 
Company
BBSI
Location
San Mateo, CA
Posted Date
Jul 19,2018
Info Source

The BBSI Risk Consultant's primary objective is to help business owners maximize their investment ... compliance. This includes self-directed maintenance on knowledge of current laws, events, industry .....

 
Company
TalentBurst
Location
Foster City, CA
Posted Date
Jul 17,2018
Info Source

... investments. Our ultimate goal is to deliver business technology solutions that improve our ... Direct project activities, conduct reviews, manage risk mitigation, issues, change control .....

 
Company
JobLeads
Location
Palo Alto, CA
Posted Date
Jun 24,2018
Info Source

... investment levels achieve security at the appropriate risk tolerance levelsPartnes with the Chief ... IT compliance and IT assurance teams; develops the organizational capability roadmap for these .....

 
Company
Santa Clara County Federal Credit Union
Location
San Jose, CA
Posted Date
Jul 17,2018
Info Source

... of investment opportunities; Establish ongoing contact with network of lead lenders; Direct the ... Ensure regulatory compliance is maintained within the purchased participation portfolio; Prepare .....

 
Company
Fisher Investments
Location
San Mateo, CA
Posted Date
Jul 03,2018
Info Source

... we're investing heavily in the future of our firm's technology. Our business is growing ... This will be a contract-to-hire or direct hire opportunity. RESPONSIBILITIES * Database development .....

 
Company
Associated Students, SJSU
Location
,
Posted Date
Jul 10,2018
Info Source

S. Board of Directors' and University officials ● Monitors A.S. operating reserve levels and reviews investment allocation for policy compliance ● Oversight of the annual capital equipment .....

 
Company
Fisher Investments
Location
San Mateo, CA
Posted Date
Jul 03,2018
Info Source

This will be a contract-to-hire or direct hire opportunity. RESPONSIBILITIES * Take ownership of ... investment research firm * Experience supporting portfolio management, compliance, or trading .....

 
Company
Mirapath Inc
Location
Cupertino, CA
Posted Date
Jul 13,2018
Info Source

... compliance matters. Position Responsibilities: This position will oversee the organization ... investing and financing, sales forecasts, expense budgets, and cost standards, together with .....

 
Company
GSV Asset Management
Location
,
Posted Date
May 31,2018
Info Source

Accounting Manager/Director of Accounting GSV Asset Management is seeking an Accounting Manager ... compliance of prospective and existing investment managers * Prepare press releases, materials and .....

 
Company
Stanford Federal Credit Union
Location
Palo Alto, CA
Posted Date
Jun 28,2018
Info Source

Responsible for direct daily oversight and active management of residential lending team ... compliance with federal and state regulatory requirements and investor/portfolio underwriting .....

 
Company
Alom Technologies
Location
Fremont, CA
Posted Date
Jun 25,2018
Info Source

Compliance management may eventually be added to the responsibilities. The right candidate has been ... and invests in the development of its staff we encourage you to submit your resume. Equal ..

 
Company
San Jose State University
Location
San Jose, California
Posted Date
May 26,2018
Info Source

... investments, financial aid accounting, accounts receivable maintenance and billing/chargebacks ... This position will require adherence to University compliance training such as: Conflict of .....

 
Company
New Leaf Consulting
Location
Burlingame, CA
Posted Date
Jun 01,2018
Info Source

... and investment ● Maintain Accounting Policies and Procedures manual; internal control ... ensure compliance with changes in state and federal law ● Collaborate with the Director of .....

 
Company
Fisher Investments
Location
San Mateo, CA
Posted Date
Mar 06,2018
Info Source

... we're investing heavily in the future of our firm's technology. Our business is growing ... This will be a contract-to-hire or direct hire opportunity. RESPONSIBILITIES * Database development .....

 
Company
Franklin Templeton Investments
Location
San Mateo, CA
Posted Date
Jul 06,2018
Info Source

At Franklin Templeton Investments, we are dedicated to delivering strong results and exceptional ... For over 65 years, our success has been a direct result of the talent, skills and persistence ..

 
Company
Qualys, Inc.
Location
San Mateo, CA
Posted Date
Jun 15,2018
Info Source

Qualys is the leading provider of Security and Compliance Cloud Software Solutions. The Qualys ... Prepare key investment messages and presentations to communicate financial performance, business .....

 
Company
Franklin Templeton Investments
Location
San Mateo, CA
Posted Date
Jun 23,2018
Info Source

At Franklin Templeton Investments, we are dedicated to delivering strong results and exceptional ... For over 65 years, our success has been a direct result of the talent, skills and persistence ..

 
Company
Fremont Bank
Location
Fremont, CA
Posted Date
Jun 21,2018
Info Source

Ensuring compliance with clients investment objectives and constraints, directing investment policy, monitoring portfolio activities (i.e.: Making strategic and tactical recommendations for portfolio .....

 
Company
IRA Services, Inc.
Location
San Carlos, CA
Posted Date
Apr 17,2018
Info Source

... ensure compliance with the maintenance of accounts, and maintains necessary documentation ... It is authorized to act as a custodian of self-directed IRA accounts. Our account holders invest in .....

Narrow Your Search Results — Try Advanced Search

Search All Sunnyvale Investment Compliance Director Jobs

By using Employment Crossing, I was able to find a job that I was qualified for and a place that I wanted to work at.
Madison Currin - Greenville, NC
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 ComplianceCrossing - All rights reserved. 21