Investment Compliance Jobs in Arcadia, California | ComplianceCrossing.com
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Investment Compliance Jobs in Arcadia






Job info
 
Job title
Company
Location
Los Angeles, CA
Posted Date
Sep 15, 17
Info Source
Employer  - Full-Time  90  
Total Views
11

Position Purpose: The Compliance Officer of Bank of Hope ... also serves to ensure that compliance risks are appropriately identified, monitored, ... • Partner with Director of Compliance in administering..

 
Job title
Company
Location
Los Angeles, CA
Posted Date
Nov 07, 17
Info Source
Employer  - Full-Time   
Total Views
2

Responsibilities & Duties • Collect, validate and report HMDA data quarterly • Prepare HMDA data for annual submission to the appropriate Federal Agency • Validate accuracy and completeness of HMDA data ..

 
Company
Location
Los Angeles, CA
Posted Date
Nov 13, 17
Info Source
Employer  - Full-Time   
Total Views
2

... help them succeed financially.Wealth & Investment Management: Wealth and Investment Management (WIM) is one of ... include comprehensive planning and advice, investment management, brokerage, private banking, estate ... achieve..

 
Location
Alhambra, CA
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
4

EMCORE Corporation is a leading provider of advanced Mixed-Signal Optics products that provide the foundation for today’s high-speed communication network infrastructures and leading-edge defense systems. Our optical chips, components, subsystems and ..

 
Company
Location
Los Angeles, CA
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
2

... them succeed financially. *Wealth & Investment Management:* Wealth and Investment Management (WIM) is one of ... include comprehensive planning and advice, investment management, brokerage, private banking, estate ... achieve..

 
Location
Pasadena, CA
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
3

Coding Compliance Auditor - WC','633759','Nov 16, 2017','!*!The ... Auditor - WC','633759','Nov 16, 2017','!*!The Compliance Auditor is responsible for partnering ... and to work with Regional Compliance to develop and implement..

 
Company
Location
Los Angeles, CA
Posted Date
Nov 21, 17
Info Source
Employer  - Full-Time   
Total Views
2

• Assist with the scoping analysis to determine the key processes to review for the SOX program. • Review and update SOX narratives and control matrices • Assist in creating process ..

 
Company
MUFG
Location
Los Angeles, CA
Posted Date
Nov 22,2017
Info Source

Comprehensive knowledge of banking/compliance laws and regulations applicable to personal trust, corporate trust, custody services, trust operations, broker dealers, and investment management.(e.g .....

 
Company
First Republic Bank
Location
Los Angeles, CA
Posted Date
Nov 21,2017
Info Source

Help manage communications to investors in funds (capital call notices, distribution notices ... Century City Mail review in compliance with FINRA requirements. * Perform duties & responsibilities .....

 
Company
The Compliance Search Group, LLC
Location
Los Angeles, California
Posted Date
Nov 21,2017
Info Source

Experience as an investment banking associate or senior analyst, or 3+ years of consulting, accounting or relevant technology industry experience * A critical thinker who can quickly evaluate and .....

 
Company
Job Juncture, Inc.
Location
Los Angeles, California
Posted Date
Nov 17,2017
Info Source

Ensure compliance with internal control policies * Maintain cash projections * Supervise and train staff accountants REQUIREMENTS * BS in Accounting * At least 2 years of experience with a preference ..

 
Company
Prospect Medical Holdings, Inc.
Location
Los Angeles, California
Posted Date
Nov 14,2017
Info Source

Ability to efficiently and effectively review physician ownership, investment and compensation arrangements, including compliance with federal and state Anti-kickback, Stark and related laws..

 
Company
Global Eagle Entertainment
Location
Los Angeles, CA
Posted Date
Nov 12,2017
Info Source

... and investment strategies, contributing the organization's cash flow efficiency. Key ... Ensures compliance and good standing with financial institutions by providing financial statements .....

 
Company
Mega International Commercial Bank, Los Angeles Branch
Location
Los Angeles, CA
Posted Date
Nov 09,2017
Info Source

Assistant Compliance and Assistant BSA Compliance Officer RESPONSIBILITIES 1.Be responsible for the ... equity investment), and venture capital ever since. For years, CTB has made significant .....

 
Job title
Company
Bank of America
Location
Glendale, CA
Posted Date
Nov 03,2017
Info Source

Balancing investment management, sales activities, customer service, new client development, administrative, compliance and personal growth and development according to both a day-to-day and longer .....

 
Company
Cybercoders
Location
Los Angeles, CA
Posted Date
Oct 27,2017
Info Source

We are a Los Angeles-based real estate investment firm specializing in residential development and ... and ensuring compliance with quality standards. Responsibilities will span a broad spectrum .....

 
Company
PAAMCO
Location
Los Angeles, CA
Posted Date
Oct 19,2017
Info Source

The Compliance Specialist is an integral member of PAAMCO's Investment Operations Department and specifically, the Fund Compliance Team. The team is responsible for overseeing and ensuring .....

 
Company
Thorofare Capital, Inc.
Location
Los Angeles, CA
Posted Date
Oct 04,2017
Info Source

Possess experience with and knowledge of commercial real estate investments, compliance and analytics. * Excellent attention to detail and the ability to prepare and present accurate and timely .....

 
Company
UnionBank
Location
Glendale, CA
Posted Date
Sep 27,2017
Info Source

... investments held with business partners), Institutional Sales support (perform general support ... Compliance Department, and other applicable guidelines. Qualifications: Knowledge, Skills .....

 
Job title
Company
Solugenix Corporation
Location
Los Angeles, CA
Posted Date
Aug 29,2017
Info Source

Our partner for this engagement is one of the world's largest investment management organizations ... Ensures that materials are consistent with corporate and compliance standards; collaborates with .....

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